Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Headline Release No.
SEC to Host Hybrid Event on Regulation S-P for Small Firms 2026-3
SEC Publishes Staff Report on Capital-Raising Dynamics 2026-2
SEC Proposes Amendments to the Small Entity Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act 2026-1
Deputy Director of Enforcement Nekia Hackworth Jones Concludes Her Tenure at the SEC 2025-146
SEC Announces Retirement of Division of Corporation Finance Deputy Director Cicely LaMothe 2025-145
SEC Charges Three Purported Crypto Asset Trading Platforms and Four Investment Clubs with Scheme That Targeted Retail Investors on Social Media 2025-144
Joshua T. White Named SEC Chief Economist 2025-143
SEC Office of the Investor Advocate Delivers to Congress Report on Activities for Fiscal Year 2025 2025-142
SEC Charges Canadian Citizen With Fraud Schemes That Targeted Retail Investors on Discord 2025-141
SEC Announces Agenda and Panelists for Roundtable on Rule 611 of Regulation NMS 2025-140
SEC Announces Departure of OIEA Director Lori J. Schock 2025-139
SEC Announces Agenda and Panelists for Roundtable on Financial Surveillance and Privacy 2025-138
SEC to Host Webinar for Transfer Agents on Regulation S-P 2025-137
Cristina Martin Firvida to Conclude Tenure as Investor Advocate 2025-136
SEC Investor Advisory Committee to Host Dec. 4 Meeting on Regulatory Changes in Corporate Governance, the Tokenization of Equity Securities 2025-135
SEC Announces New Date and Time for Roundtable on Financial Surveillance and Privacy 2025-134
SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin 2025-133
SEC Division of Examinations Announces 2026 Priorities 2025-132
Deputy Director of Enforcement Antonia M. Apps to Conclude Her Tenure at the SEC 2025-131
SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS 2025-130
SEC Announces Departure of Director of Office of the Advocate for Small Business Capital Formation Stacey Bowers 2025-129
SEC Continues Efforts to Assist Market Participants During Implementation of Treasury Clearing Rules 2025-128
SEC Issues Order to Reduce Operating Costs of Consolidated Audit Trail 2025-127
SEC Seeks Public Comment to Improve Rules on Residential Mortgage-Backed Securities and Asset-Backed Securities 2025-126
SEC Announces Departure of Chief Operating Officer Ken Johnson 2025-125
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