Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Dean Shah et al.
Release No. LR-25367
See Also: SEC Complaint
Carl Iberger and Timothy Iberger
Release No. LR-25368
See Also: SEC Complaint
Damon Elliott, et al.
Release No. LR-25369
Ronald Bauer et al.
Release No. LR-25366
See Also: SEC Complaint
Joseph Salvatore DeVito (a/k/a Salvatore DeVito) and Dean Anthony Esposito (a/k/a Dean Anthony)
Release No. LR-25363
See Also: SEC Complaint
Mark Loman
Release No. LR-25364, AAER-4293
See Also: Administrative Proceedings Release
Benja Inc. and Andrew Chapin
Release No. LR-25365
See Also: Judgment
Kay X. Yang
Release No. LR-25362
See Also: SEC Complaint
Justin Wallace Herman, Anthony Michael Baker, Ian Horn, and Island Capital Inc
Release No. LR-25361
See Also: SEC Complaint
Anthony Salandra
Release No. LR-25358
See Also: SEC Complaint
Julie Minuskin, Joshua Stoll, Dennis DiRicco, Tom Casey and Golden Genesis, Inc.
Release No. LR-25359
See Also: SEC Complaint
Global Investment Strategy UK Ltd. and John William Gunn
Release No. LR-25360
See Also: SEC Complaint , Order - John William Gunn , Order - Global Investment Strategy UK Ltd
Eric A. Alexander, Scott A. Merkelson
Release No. LR-25357
See Also: SEC Complaint - Alexander , SEC Complaint - Merkelson
David J. Bunevacz et al.
Release No. LR-25356
See Also: SEC Complaint
Airborne Wireless Network, et al.
Release No. LR-25355
Dow Rockwell LLC and Richard Dow Rockwell
Release No. LR-25354
See Also: SEC Complaint
Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund
Release No. LR-25353
See Also: Judgment
Chatfield PCS Ltd. et al.
Release No. LR-25351
Richard G. Duncan
Release No. LR-25352
Hari Prasad Sure, et al., Civ. Act.
Release No. LR-25350
See Also: SEC Complaint
Knox et al.
Release No. LR-25349
See Also: Final Judgment - Michael Gastauer
Francis Biller, et al.
Release No. LR-25348
See Also: SEC Complaint
Scott Allen Fries
Release No. LR-25347
Mario E. Rivero
Release No. LR-25346
See Also: SEC Complaint
Eric C. Malley, et al.
Release No. LR-25343
See Also: Judgment - MGCapital Management LP , Judgment - MG Capital Realty Management LLC , Judgment - EricC. Malley , Judgment - MG GP III LP
S-Ray Incorporated and Stephen Alexander Baird
Release No. LR-25344
See Also: SEC Complaint
Cell Point, LLC, Terry A. Colip, and Greg R. Colip
Release No. LR-25345
Stefan H. Qin, et al.
Release No. LR-25342
John Barksdale, JonAtina Barksdale
Release No. LR-25341
See Also: SEC Complaint
Cambridge Investment Research Advisors, Inc., et al.
Release No. LR-25340
See Also: SEC Complaint
Joseph Orazio DeGregorio
Release No. LR-25339
See Also: SEC Complaint
Andrew T.E. Coldicutt
Release No. LR-25338
See Also: SEC Complaint
Ofer Abarbanel et al.
Release No. LR-25336
See Also: SEC Complaint , Judgment - Chilelli , Judgment - Income Collecting 1-3 Months T-bills Mutual Fund
Martin Shkreli, et al.
Release No. LR-25337
Marguerite Cassandra Toroian and Bell Rock Capital, LLC
Release No. LR-25335
See Also: SEC Complaint
Arthur S. Hoffman
Release No. LR-25334
See Also: SEC Complaint
John-Michael Havrilla
Release No. LR-25333
See Also: SEC Complaint
Global Wholehealth Partners Corp., Charles Strongo, Brian M. Volmer, Joshua Yafa, Jamie M. Yafa, and Empire Associates, Inc.
Release No. LR-25332
See Also: SEC Complaint
James Velissaris
Release No. LR-25331
See Also: SEC Complaint
Seyed Taher Kameli, et al.
Release No. LR-25328
See Also: Judgment
Mark J. Boucher and Strategic Wealth Advisor Group Services Inc.
Release No. LR-25329
See Also: Order
Nathaniel Brown, Benjamin Wylam, Naveen Sood, Marcus Bannon, Matthew Rauch, And Naresh Ramaiya
Release No. LR-25330
Edward S. Walczak
Release No. LR-25327
See Also: Judgment
Robert Lenard Booth, Michael D'Urso, Daniel T. Wellcome Jr., Alyssa D'Urso, Antonella Chiaramonte, and Jay Garnock)
Release No. LR-25326
See Also: SEC Complaint
George S. Blankenbaker, et al
Release No. LR-25324
Michael M. Beck, a/k/a @BigMoneyMike6, and Relief Defendant Helen P. Robinson
Release No. LR-25325
See Also: SEC Complaint
Safeguard Metals LLC and Jeffrey S. Santulan
Release No. LR-25322
See Also: SEC Complaint
Robert Samuel Shumake, Jr., et al
Release No. LR-25323
See Also: Judgment - Willard L. Jackson , LLC , s Motion For Entry Of Judgments By Consent
HeadSpin, Inc.
Release No. LR-25320
See Also: SEC Complaint
SeeThruEquity, LLC, Ajay Tandon, and Amit Tandon
Release No. LR-25321
See Also: Judgment
German Nino
Release No. LR-25316
See Also: SEC Complaint
Gary Pryor, et al
Release No. LR-25317
See Also: Consent Judgment as to Rebecca Pryor , ZipRemit and Lendaily
David J.C. Bolton
Release No. LR-25318
See Also: SEC Complaint
Milrud
Release No. LR-25319
CKB168 Holdings Ltd., et al.
Release No. LR-25315
Viktor Gjonaj
Release No. LR-25313
Ronald C. Montano, et al.
Release No. LR-25312
See Also: Judgment
Justin W. Keener d/b/a JMJ Financial
Release No. LR-25314
See Also: Judgment
Phillip W. Offill, Jr. and Justin W. Herman
Release No. LR-25309
See Also: SEC Complaint
Peter Baker, et al.
Release No. LR-25310
See Also: Judgment and Order
David P. Forte, Gregory P. Manning and John D. Younis
Release No. LR-25311
See Also: SEC Complaint
Paul A. Garcia
Release No. LR-25308
See Also: SEC Complaint
Anthony M. Cottone, et al.
Release No. LR-25307
See Also: SEC Complaint
Douglas A. Roth
Release No. LR-25306
See Also: Judgment
David S. Sargent and Christopher M. Klundt
Release No. LR-25305
See Also: SEC Complaint
Michael F. Shillin
Release No. LR-25304
See Also: Judgment
Crowd Machine, Inc., Metavine, and Craig Derel Sproule, and Metavine Pty. Ltd. (Relief Defendant)
Release No. LR-25303
See Also: SEC Complaint
Russell Craig and OneStep Financial Services, LLC
Release No. LR-25300
See Also: Judgment and Order
Tanmaya Kabra et al.
Release No. LR-25301
David Schottenstein, Kris Bortnovsky, Ryan Shapiro, Sakal Capital Management, LLC, and Sakal U.S. Fund
Release No. LR-25302
See Also: SEC Complaint
Bóveda Asset Management, Inc. and George Kenneth Witherspoon, Jr.
Release No. LR-25299
See Also: SEC Complaint
Robert Samuel Shumake, Jr., et al
Release No. LR-25298
See Also: SEC Complaint , Judgment - Nicole Birch , Judgment - Vincent Petrescu , Inc. , Administrative Proceedings Release , Administrative Proceedings Release
Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod's Cranium Inc.
Release No. LR-25297
See Also: SEC Complaint
Timothy Burroughs, Jay Holstine, John Griffin, and Michael Oswald Williams
Release No. LR-25296
See Also: SEC Complaint
Vladislav Kliushin, Nikolai Rumiantcev, Mikhail Irzak, Igor Sladkov, and Ivan Yermakov
Release No. LR-25295
See Also: SEC Complaint
James Siniscalchi
Release No. LR-25294
Marco "Sully" Perez and Permian Basin Proppants, Inc.
Release No. LR-25293
See Also: SEC Complaint
John Marques, et al.
Release No. LR-25292
See Also: SEC Complaint
Daniel V.T. Catenacci
Release No. LR-25291
See Also: SEC Complaint
Alexander Kon
Release No. LR-25290
See Also: SEC Complaint
Sequential Brands Group, Inc.
Release No. LR-25289, AAER-4277
Fusion Hotel Management, LLC, Fusion Hospitality Corporation and Denny T. Bhakta
Release No. LR-25288
See Also: SEC Complaint
Jay Scott Kirk Lee, Geoffrey Allen Wall, and Benjamin Thompson Kirk
Release No. LR-25287
See Also: SEC Complaint
BitConnect, et al.
Release No. LR-25286
Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla
Release No. LR-25285
See Also: SEC Complaint
The Heartland Group Ventures, LLC, et al.
Release No. LR-25284
See Also: SEC Complaint
Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq
Release No. LR-25283
American Renal Associates Holdings, Inc., Jonathan L. Wilcox, Jason M. Boucher, and Karen J. Smith
Release No. LR-25282
See Also: SEC Complaint
Guillaume David Boccara
Release No. LR-25279
Kirk Sperry and Sperry and Sons Capital Investments, LLC
Release No. LR-25278
See Also: Final Judgment
Auzins
Release No. LR-25277
See Also: SEC Complaint
Michael J. Starkweather and Andiamo Corporation
Release No. LR-25281
See Also: SEC Complaint , Default Judgment
Tom Simeo
Release No. LR-25280
See Also: Order
Carnovale, et al.;
Release No. LR-25276
See Also: SEC Complaint
Robert C. Dobkin, Cynthia Braun, Michael Fiorillo and Jeffrey S. Gregersen
Release No. LR-25275
See Also: SEC Complaint
Marc Demane Debih
Release No. LR-25274
See Also: SEC Complaint
Kevin R. Kuhnash and Jason P. Jimerson
Release No. LR-25273
See Also: Final Judgment - Jimerson , Final Judgment - Kuhnash
Guy Scott Griffithe and Robert William Russell
Release No. LR-25272
John A. Paulsen
Release No. LR-25267
See Also: Final Judgment
Ryan Ginster
Release No. LR-25271
See Also: SEC Complaint
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