Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
IRB Brasil Resseguros S.A.
Release No. LR-25718
See Also: Complaint
Clayton R. Thomas and Personalized Healthcare Solution, LLC
Release No. LR-25717
See Also: SEC Complaint
Kay X. Yang, Xapphire LLC and Chao Yang
Release No. LR-25716
See Also: Order
Pinancle Advisors, LLC; Robert Cuculich; Benjamin Quilty; Mark Wadach; Lawton Williamson; Joseph Masella; Pinnacle Investments, LLC
Release No. LR-25715
See Also: SEC Complain
Joseph Orazio DeGregorio
Release No. LR-25714
McLean, et al.
Release No. LR-25713
See Also: SEC Complaint
Roy W. Hill, Eric N. Shelly, Clean Energy Technology Association, Inc., and Freedom Impact Consulting, LLC
Release No. LR-25712
See Also: SEC Complaint
Ronald D. Swanson
Release No. LR-25711
Matthew J. Werthe (dba HSR Wealth Management)
Release No. LR-25710
See Also: SEC Complaint
Joshua Burrell and Activated Capital, LLC
Release No. LR-25709
Safeguard Metals LLC and Jeffrey Ikahn
Release No. LR-25708
See Also: SEC Complaint
Cedric Dewayne Griffin
Release No. LR-25707
See Also: SEC Complaint
GPL Ventures LLC, GPL Management LLC, Alexander J. Dillon, and Cosmin I. Panait
Release No. LR-25706
See Also: Final Judgment
No Respondents
Release No. LR-25704
See Also: See Complaint
Brett M. Bartlett; Scott A. Miller; Dynasty Toys, Inc.; The 7M eGroup Corp.; Concept Management Company LLC; Dynasty, Inc.
Release No. LR-25705
See Also: SEC Complaint
Tyler L. Andrews
Release No. LR-25702
See Also: SEC Complaint
Carlos Eduardo Reyes Alvarez
Release No. LR-25703
See Also: SEC Complaint
Trends Investments Inc. et al.
Release No. LR-25701
See Also: Judgment - Trends Investments Inc. , Judgment - Brandon Rossetti , Judgment - Leslie Greyling
SAExploration Holdings, Inc., et al.
Release No. LR-25700, AAER-4402
See Also: Final Judgement - Jeffrey A. Hastings , Order - Lori Hastings
Charles Winn LLC
Release No. LR-25699
See Also: Complaint
Bittrex, Inc., Bittrex Global GmBH, and William Hiroaki Shihara
Release No. LR-25698
See Also: Judgement , Judgement
No Respondents
Release No. LR-25697
No Respondents
Release No. LR-25696
No Respondents
Release No. LR-25695
See Also: Sec Complaint
Bittrex, Inc., Bittrex Global GmBH, and William Hiroaki Shihara
Release No. LR-25694
See Also: Sec Complaint
Jonah Engler and Barbara Desiderio
Release No. LR-25693
Terraform Labs PTE Ltd and Do Hyeong Kwon
Release No. LR-25692
See Also: Complaint
Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
Release No. LR-25691
Bobby Peavler and William Eric Meek
Release No. LR-25690, AAER-4399
Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
Release No. LR-25689
See Also: Complaint
Michael J. French, et al.
Release No. LR-25688
See Also: SEC Complaint
DiScala et al.
Release No. LR-25686
Beaxy Digital, Ltd., et al.
Release No. LR-25687
See Also: SEC Complaint
Craig D. Perciavalle, Joseph A. Runkel, and William O. Adams
Release No. LR-25684
See Also: SEC Complaint
Carnovale, et al.
Release No. LR-25685
See Also: Judgment
William Andrew Stack, Esq.
Release No. LR-25682
Sean Wygovsky and Christopher Matthaei
Release No. LR-25683
See Also: SEC Complaint
John Barksdale, et al.
Release No. LR-25680
See Also: Judgment
Sapere Wealth Management, LLC and Scott Trease
Release No. LR-25681
See Also: SEC Complaint
Surage Kamal Roshan Perera and Janues Capital Incorporated
Release No. LR-25679
See Also: SEC Complaint
James K. Couture
Release No. LR-25678
Aaron Cain McKnight, et al.
Release No. LR-25677
See Also: SEC Complaint
Justin Sun et al.
Release No. LR-25676
See Also: SEC Complaint
American Patriot Brands, Inc., Urban Pharms, LLC, DJ & S Property #1, TSL Distribution, Robert Y. Lee, Brian L. Pallas, and J. Bernard Rice, Defendants, and Puerto Rico One Corporation, Castro Business Enterprises, and Legion Accounting Services, Relief Defendants
Release No. LR-25675
See Also: SEC Complaint
Darryl M. Cohen
Release No. LR-25672
See Also: SEC Complaint
Martin Silver
Release No. LR-25673
Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio)
Release No. LR-25674
See Also: SEC Complaint
Philip R. Jacoby, Jr., et al.
Release No. LR-25671, AAER-4392
See Also: Judgment
Cutter Financial Group LLC et al.
Release No. LR-25669
See Also: SEC Complaint
Ozy Media, Inc. et al.
Release No. LR-25670
See Also: SEC Complaint
Darius Karpavicius, HMC Trading, LLC, and HMC Management
Release No. LR-25667
See Also: SEC Complaint
Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants
Release No. LR-25668
See Also: SEC Complaint
Peter D. Krieger
Release No. LR-25666
See Also: SEC Complaint
John David Gessin et al.
Release No. LR-25664
See Also: SEC Complaint
Brian Robert Sodi, et al.
Release No. LR-25665
Evoqua Water Technologies Corp. and Imran Parekh
Release No. LR-25662, AAER-4390
See Also: SEC Complaint
Medsis International, Inc. et al.
Release No. LR-25663
Mahmoud Ali Abdelkader
Release No. LR-25660
See Also: SEC Complaint
Moynes, et al.;
Release No. LR-25661
Terren S. Peizer and Acuitas Group Holdings, LLC
Release No. LR-25658
See Also: SEC Complaint
Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn
Release No. LR-25659
See Also: SEC Complaint
BKCoin Management, LLC, et al.
Release No. LR-25657
See Also: SEC Complaint
Adam S. Kaplan and Daniel E. Kaplan
Release No. LR-25656
See Also: SEC Complaint
Kevin J. Kane and Sean M. Kane
Release No. LR-25655
See Also: SEC Complaint
Ryan R. Riley
Release No. LR-25653
See Also: SEC Complaint
Stephen Keith Woodard, Sr.
Release No. LR-25654
See Also: SEC Complaint
Nishad Singh
Release No. LR-25652
See Also: SEC Complaint
Bradley Morgan Holts
Release No. LR-25651
See Also: SEC Complaint
Michael K. Molen, Enviro Impact Resources, Inc., f/k/a Industry Source Consulting, Seth M. Molen, and Pixel Arcanum
Release No. LR-25648
See Also: SEC Complaint
Markman Biologics Corp. and Alan Shinderman
Release No. LR-25649
See Also: SEC Complaint
Energy & Environmental Investments, LLC; Energy & Environment, Inc.; Amir A. Sardari; and Narysa Sardari Luddy
Release No. LR-25650
See Also: SEC Complaint
Kevin A. Van de Grift and Gil Friedman
Release No. LR-25645
See Also: SEC Complaint
Back to Green Mining, LLC, José Jiménez Cruz, and Manuel Portalatin
Release No. LR-25646
James Andrew Stiles, Jr. & Edward Gray Stiles, Jr.
Release No. LR-25647
See Also: SEC Complaint
HITE Hedge Asset Management LLC et al.
Release No. LR-25643
See Also: SEC Complaint
Frederick L. Sharp et al.
Release No. LR-25644
See Also: Judgment - William T. Kaitz , Judgment - Graham R. Taylor
Candlestick Capital Management LP et al.
Release No. LR-25642
See Also: SEC Complaint
Milan Patel
Release No. LR-25641
See Also: SEC Complaint
Reliable One Resources, Inc., Quantum Filtration, Clyde Cameron Cravey, and Kenneth Wiedrich
Release No. LR-25640
See Also: SEC Complaint , Partial Judgment. Cravey and Wiedrich , Preliminary Injunction.Reliable and Quantum
Christopher S. Kirchner, et al.
Release No. LR-25639
See Also: SEC Complaint
Payward Ventures, Inc. (D/B/A Kraken) and Payward Trading, Ltd. (D/B/A Kraken)
Release No. LR-25637
See Also: SEC Complaint
Seong Yeol Lee and Ameritrust Corporation, et al.
Release No. LR-25638
DiScala et al
Release No. LR-25636
GexCrypto Corp. (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Ryn
Release No. LR-25634
See Also: SEC Complaint
Eric J. "EJ" Dalius et al.
Release No. LR-25635
Joshua W. Coleman
Release No. LR-25633
See Also: SEC Complaint
Windsor Jones LLC and Anthony Collins
Release No. LR-25632
See Also: SEC Complaint
Annetta Budhu
Release No. LR-25631
Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
Release No. LR-25629
See Also: SEC Complaint
John C. Wilson II, et al.
Release No. LR-25630
See Also: Judgment
John Brian McLane, Jr. and Paul Anthony Nash
Release No. LR-25628
See Also: SEC Complaint , Judgment - Nash , Judgment - McLane
Seong Yeol Lee and Ameritrust Corporation, et al.
Release No. LR-25627
See Also: SEC Complaint
Laura, et al.
Release No. LR-25626
See Also: SEC Complaint
Austin D. Ellison-Meade
Release No. LR-25625
See Also: SEC Complaint
Anthony B. Liddle
Release No. LR-25622
See Also: SEC Complaint
Jack C. Ridall and Guss Capital, LLC
Release No. LR-25624
See Also: SEC Complaint
Charlie Abujudeh
Release No. LR-25621
See Also: Judgment
Avraham Eisenberg
Release No. LR-25623
See Also: SEC Complaint
Robert Donald Bruce Genovese, et al.
Release No. LR-25620
See Also: SEC Complaint
Terrance Reagan and Nathaniel Clay
Release No. LR-25619
See Also: SEC Complaint
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