Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Dec. 26, 2017	Respondents: Gaughran, et al. Release No. LR-24022 See Also: Complaint
Date: Dec. 26, 2017	Respondents: Anvil Partners, Inc. Release No. LR-24021 See Also: Contempt Order
Date: Dec. 21, 2017	Respondents: Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al. Release No. LR-24020 See Also: SEC Complaint
Date: Dec. 21, 2017	Respondents: Stephen C. Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC, and VQ Wealth, LLC Release No. LR-24019 See Also: SEC Complaint
Date: Dec. 20, 2017	Respondents: Matrix Capital Markets, LLC, Nicholas M. Mitsakos and Courtlin L. Holt-Nguyen Release No. LR-24018
Date: Dec. 20, 2017	Respondents: Ronald A. Fossum, Jr. and Alonzo R. Cahoon Release No. LR-24017 See Also: SEC Complaint
Date: Dec. 18, 2017	Respondents: Jason A. Wallace Release No. LR-24016
Date: Dec. 14, 2017	Respondents: Lanny Brown, et al. Release No. LR-24015 See Also: SEC Complaint
Date: Dec. 14, 2017	Respondents: Justin D. Meadlin and Hyaline Capital Management, LLC Release No. LR-24014
Date: Dec. 14, 2017	Respondents: Ray C. Davis and Behavioral Recognition Systems, Inc., n/k/a Giant Gray, Inc. Release No. LR-24013 See Also: SEC Complaint
Date: Dec. 14, 2017	Respondents: Kenneth Peer Release No. LR-24012 See Also: SEC Complaint
Date: Dec. 14, 2017	Respondents: Louis G. Mohlman, Jr., Mohlman Asset Management, LLC, and Mohlman Asset Management Fund, LLC Release No. LR-24011 See Also: SEC Complaint
Date: Dec. 13, 2017	Respondents: Corey J. Sandberg and Affinity Gold Corporation Release No. LR-24010 See Also: Application
Date: Dec. 13, 2017	Respondents: Merrill Robertson, Jr., et al. Release No. LR-24009
Date: Dec. 13, 2017	Respondents: H. Craig Dees Release No. LR-24008
Date: Dec. 11, 2017	Respondents: Westport Capital Markets, LLC and Christopher E. McClure Release No. LR-24007 See Also: SEC Complaint
Date: Dec. 8, 2017	Respondents: Steve Qi, et al. Release No. LR-24006 See Also: SEC Complaint
Date: Dec. 7, 2017	Respondents: Stephen J. Leonard Release No. LR-24005 See Also: SEC Complaint
Date: Dec. 6, 2017	Respondents: Zachary S. Berkey, et al. Release No. LR-24004 See Also: SEC Complaint
Date: Dec. 5, 2017	Respondents: James C. Tao and Donna Boyd (f/k/a Donna Chen) Release No. LR-24003 See Also: SEC Complaint
Date: Dec. 5, 2017	Respondents: Tom Simeo Release No. LR-24002
Date: Dec. 4, 2017	Respondents: Donald E. MacCord, Jr., et al. Release No. LR-24001 See Also: SEC Complaint
Date: Dec. 4, 2017	Respondents: Premier Holding Corp. et al. Release No. LR-24000 See Also: SEC Complaint
Date: Dec. 4, 2017	Respondents: Dawn J. Bennett, DJB Holdings, LLC, and Bradley C. Mascho Release No. LR-23999 See Also: SEC Complaint
Date: Dec. 1, 2017	Respondents: David Webb, Jr. Release No. LR-23998 See Also: SEC Complaint
Date: Nov. 29, 2017	Respondents: Town of Ramapo, et al. Release No. LR-23997
Date: Nov. 21, 2017	Respondents: Jay Mac Rust and Christopher K. Brenner Release No. LR-23996, AAER-3908
Date: Nov. 21, 2017	Respondents: Daniel H. Glick, et al Release No. LR-23995
Date: Nov. 20, 2017	Respondents: Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, Sr., Melissa George, Thomas Kevin Keough, David Affeldt, and Nancy Keough Release No. LR-23994
Date: Nov. 20, 2017	Respondents: Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab Release No. LR-23993
Date: Nov. 20, 2017	Respondents: Ibrahim Almagarby and Microcap Equity Group LLC Release No. LR-23992 See Also: SEC Complaint
Date: Nov. 17, 2017	Respondents: Capital Financial Partners, LLC et al. Release No. LR-23991
Date: Nov. 17, 2017	Respondents: Green Tree Investment Group, Inc. and Jeffrey B. Mallett Release No. LR-23990 See Also: SEC Complaint
Date: Nov. 17, 2017	Respondents: David N. Fuselier, Roy W. Erwin and Integrated Freight Corporation Release No. LR-23989
Date: Nov. 16, 2017	Respondents: Pedro Fort Berbel et al. Release No. LR-23988
Date: Nov. 14, 2017	Respondents: The End of the Rainbow Partners, L.L.C., and The Estate of Michael F. Anderson, Defendants, and Carolyn M. Anderson, individually, as the Personal Representative of the Estate of Michael F. Anderson, and as trustee for the Michael Anderson Trust and a trust for the benefit of her minor children, The End of the Rainbow Foundation, Inc., Seaoma Consulting Company, and Bighorn Wealth Fund, L.P., Relief Defendants Release No. LR-23987 See Also: SEC Complaint
Date: Nov. 14, 2017	Respondents: Susan L. Ellerin and Edward D. Blumstein Release No. LR-23986 See Also: SEC Complaint
Date: Nov. 13, 2017	Respondents: Michael Quigley et al. Release No. LR-23985
Date: Nov. 13, 2017	Respondents: Jay Costa Kelter Release No. LR-23984 See Also: SEC Complaint
Date: Nov. 9, 2017	Respondents: Robert W. Murray Release No. LR-23983
Date: Nov. 9, 2017	Respondents: Paul Z. Singer and Singer Financial Corp. Release No. LR-23982 See Also: SEC Complaint
Date: Nov. 9, 2017	Respondents: Hadsell Chemical Processing, LLC and Robert Walton, Jr. Release No. LR-23981
Date: Nov. 8, 2017	Respondents: Gavin Campion Release No. LR-23980
Date: Nov. 3, 2017	Respondents: Christopher A. Faulkner, Homes Inc., HOMESINC Renaissance, LLC, Matthew Rapoport, and Earl Nelson Davenport Release No. LR-23979
Date: Nov. 3, 2017	Respondents: Osiris Therapeutics, Inc., et al. Release No. LR-23978, AAER-3905
Date: Nov. 1, 2017	Respondents: 235 Limited Liability Companies Release No. LR-23977 See Also: Application
Date: Oct. 31, 2017	Respondents: Wynn Gustafson Release No. LR-23976 See Also: Application
Date: Oct. 31, 2017	Respondents: Joseph Meli, et al. and Craig H. Carton, et al. Release No. LR-23975
Date: Oct. 31, 2017	Respondents: Thomas J. Buck Release No. LR-23974 See Also: SEC Complaint
Date: Oct. 30, 2017	Respondents: Andalusian Resorts and Spas, Inc., John Madsen, and Bernard Fried Release No. LR-23973 See Also: SEC Complaint
Date: Oct. 27, 2017	Respondents: Randall James Release No. LR-23972 See Also: SEC Complaint
Date: Oct. 25, 2017	Respondents: J. Patrick O'Neill and Robert H. Bray Release No. LR-23971
Date: Oct. 19, 2017	Respondents: John H. Rogicki Release No. LR-23970 See Also: SEC Complaint
Date: Oct. 19, 2017	Respondents: Accelera Innovations, Inc., et al. and John F. Wallin Release No. LR-23969 See Also: et al. , and John F. Wallin
Date: Oct. 13, 2017	Respondents: Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc. Release No. LR-23968
Date: Oct. 11, 2017	Respondents: JustInfo, et al. Release No. LR-23967 See Also: SEC Complaint
Date: Oct. 11, 2017	Respondents: Bershan, et al. Release No. LR-23966 See Also: SEC Complaint
Date: Oct. 11, 2017	Respondents: James M. Schneider Release No. LR-23965 See Also: James M. Schneider , and Andrew H. Wilson
Date: Oct. 11, 2017	Respondents: Gerardo de Nicolás et al. Release No. LR-23964 See Also: SEC Complaint
Date: Oct. 6, 2017	Respondents: Christopher A. Faulkner, et. al. Release No. LR-23963 See Also: Memorandum of Law , and Order
Date: Oct. 6, 2017	Respondents: Marc A. Celello Release No. LR-23962 See Also: SEC Complaint
Date: Oct. 5, 2017	Respondents: Richard G. Cody, et al. Release No. LR-23961
Date: Oct. 4, 2017	Respondents: Homero Joshua Garza Release No. LR-23960
Date: Oct. 4, 2017	Respondents: Tweed Financial Services, Inc. et al. Release No. LR-23959 See Also: SEC Complaint
Date: Oct. 3, 2017	Respondents: N1 Technologies, Inc., et al. Release No. LR-23958 See Also: SEC Complaint
Date: Oct. 3, 2017	Respondents: Arun J. Singh Release No. LR-23957 See Also: SEC Complaint
Date: Oct. 3, 2017	Respondents: Jammin' Java Corp. et al. Release No. LR-23956
Date: Sept. 29, 2017	Respondents: Demitrios Hallas Release No. LR-23955
Date: Sept. 29, 2017	Respondents: Avaneesh Krishnamoorthy Release No. LR-23954
Date: Sept. 29, 2017	Respondents: Jason McDiarmid, et al. Release No. LR-23953 See Also: SEC Complaint
Date: Sept. 29, 2017	Respondents: Anand Jayapalan et al. Release No. LR-23952 See Also: SEC Complaint
Date: Sept. 29, 2017	Respondents: Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC Release No. LR-23951 See Also: SEC Complaint
Date: Sept. 29, 2017	Respondents: Micheal A. Skerry Release No. LR-23950 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release
Date: Sept. 29, 2017	Respondents: Brian C. Jensen Release No. LR-23949
Date: Sept. 28, 2017	Respondents: Sean Stewart et al. Release No. LR-23948
Date: Sept. 28, 2017	Respondents: David Howard Welch, et al Release No. LR-23947 See Also: SEC Complaint
Date: Sept. 28, 2017	Respondents: Naris Chamroonrat, et al. Release No. LR-23946
Date: Sept. 27, 2017	Respondents: Eric Pulier Release No. LR-23945 See Also: SEC Complaint
Date: Sept. 27, 2017	Respondents: Edward Chen, et al. Release No. LR-23944 See Also: SEC Complaint
Date: Sept. 26, 2017	Respondents: Jason Napodano, Bilal Basrai and Bryce Stirton Release No. LR-23943 See Also: SEC Complaint
Date: Sept. 22, 2017	Respondents: Aegerion Pharmaceuticals, Inc. Release No. LR-23942 See Also: SEC Complaint
Date: Sept. 22, 2017	Respondents: Moses Investment Company, LLC and Michael S. Moses Release No. LR-23941 See Also: SEC Complaint
Date: Sept. 21, 2017	Respondents: Justin Samuel Cary Release No. LR-23940 See Also: SEC Complaint
Date: Sept. 21, 2017	Respondents: Woodbridge Group of Companies LLC Release No. LR-23939 See Also: Order
Date: Sept. 20, 2017	Respondents: Ronald Van Den Heuvel, et al. Release No. LR-23938 See Also: SEC Complaint
Date: Sept. 20, 2017	Respondents: Peter C. Chang Release No. LR-23937 See Also: SEC Complaint
Date: Sept. 19, 2017	Respondents: Francisco Illarramendi, et al. Release No. LR-23936
Date: Sept. 13, 2017	Respondents: Lawrence F. Cluff, Jr., Roger E. Shaoul, and James Shaoul Release No. LR-23935 See Also: SEC Complaint
Date: Sept. 13, 2017	Respondents: Mayank Gupta, et al. Release No. LR-23934
Date: Sept. 12, 2017	Respondents: TelexFree, Inc. et al. Release No. LR-23933
Date: Sept. 8, 2017	Respondents: David Aubel and Robert Raffa Release No. LR-23932
Date: Sept. 7, 2017	Respondents: Brett Kennedy, et al. Release No. LR-23931 See Also: SEC Complaint
Date: Sept. 6, 2017	Respondents: Scott Newsholme Release No. LR-23930
Date: Sept. 6, 2017	Respondents: Craig H. Carton, et al. Release No. LR-23929 See Also: SEC Complaint
Date: Sept. 5, 2017	Respondents: Richard P. Cedrone, Steven R. Ferris and George R. Thoreson Release No. LR-23928 See Also: SEC Complaint
Date: Aug. 31, 2017	Respondents: Leon Vaccarelli, et al. Release No. LR-23927 See Also: SEC Complaint
Date: Aug. 31, 2017	Respondents: Evan R. Kita, et al. Release No. LR-23926 See Also: SEC Complaint
Date: Aug. 31, 2017	Respondents: Navellier & Associates, Inc. and Louis Navellier Release No. LR-23925 See Also: SEC Complaint
Date: Aug. 30, 2017	Respondents: Tennstar Energy, Inc., et al. Release No. LR-23924 See Also: SEC Complaint
Date: Aug. 29, 2017	Respondents: Lek Securities Corp. et al. Release No. LR-23923