Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Dec. 31, 2009	UTStarcom, Inc. Release No. LR-21357, AAER-3093 See Also: SEC Complaint
Dec. 30, 2009	Walter A. Forbes et al. Release No. LR-21356, AAER-3091
Dec. 29, 2009	Harold H. Jaschke Release No. LR-21355 See Also: SEC Complaint
Dec. 29, 2009	HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri Release No. LR-21354
Dec. 24, 2009	Homestead Properties, L.P.; Homestead Limited, L.L.C.; California Wealth Management Group, d.b.a. IFC Advisory; Heath M. Biddlecome; William C. Tak, Defendants; and Homestead Northland MHC, LLC and Jackson MHC, L.L.C., Relief Defendants Release No. LR-21353
Dec. 23, 2009	Alliance Transcription Services, Inc. Release No. LR-21349
Dec. 23, 2009	Rockwell Energy of Texas, LLC, Rockwell Energy Management, LLC, Gregory S. Shindler, Bradley M. James, W. Todd Smith, Stuart E. Rawitt, and Brian W. Walsh Release No. LR-21348 See Also: SEC Complaint
Dec. 23, 2009	Crossroads Financial Planning, Inc., and Julie M. Jarvis Release No. LR-21352
Dec. 23, 2009	Nicolas Patrick Benoit Condroyer and Gilles Robert Roger Release No. LR-21347 See Also: SEC Complaint
Dec. 23, 2009	Golden Apple Oil and Gas, Inc., et al. Release No. LR-21351 See Also: Judgment as to Jay Budd
Dec. 23, 2009	Richard E. McDonald, et al. Release No. LR-21350, AAER-3089 See Also: SEC Complaint
Dec. 22, 2009	William Jacobson Release No. LR-21345 See Also: SEC Complaint
Dec. 22, 2009	Triton Financial, LLC, et al. Release No. LR-21346 See Also: SEC Complaint
Dec. 18, 2009	Trevor G. Cook, Patrick J. Kiley, et al. Release No. LR-21344
Dec. 18, 2009	Stephen F. Clifford d/b/a Clifford Financial Associates Release No. LR-21343
Dec. 17, 2009	Pointer Worldwide, Ltd et al. Release No. LR-21341
Dec. 17, 2009	Inter Global Technologies, Inc. and Michael E. Tomayko Release No. LR-21340 See Also: SEC Complaint
Dec. 17, 2009	John W. Dwyer and Theodore P. Noncek Release No. LR-21342, AAER-3088 See Also: John W. Dwyer , and Theodore P. Noncek
Dec. 16, 2009	Vinayak S. Gowrish, Adnan S. Zaman, Pascal S. Vaghar, Sameer N. Khoury, Defendants, and Elias N. Khoury, Relief Defendant Release No. LR-21339 See Also: SEC Complaint
Dec. 16, 2009	Dean P. Gross and Gregory W. Laser Release No. LR-21338 See Also: SEC Complaint
Dec. 15, 2009	Eagle Development Enterprises, Inc., Eagle Storage & Development, LLC, Eagle Aviation Sales & Leasing, LLC, Michael J. Bowen, defendants, and Eagle Assets & Management, LLC, Eagle Housing & Development AZ, LLC, Eagle Housing & Development, Inc., and Eagle Helicopters & Aviation, Inc., relief defendants Release No. LR-21337 See Also: SEC Complaint
Dec. 15, 2009	Canopy Financial, Inc. and Jeremy J. Blackburn Release No. LR-21336
Dec. 14, 2009	Frank J. Russo, FJR Corporation, Russo Associates Limited Partnership, Eliot Partners and Veritasiti d/b/a Media Data Corporation, as Relief Defendant Release No. LR-21333
Dec. 14, 2009	Bobby Benton Release No. LR-21335 See Also: SEC Complaint
Dec. 14, 2009	Robert R. Ross, et al. Release No. LR-21334 See Also: Order Disbursing Funds
Dec. 10, 2009	Brien P. Santarlas Release No. LR-21332 See Also: SEC Complaint
Dec. 10, 2009	Investools Inc., Michael J. Drew, and Eben D. Miller Release No. LR-21331 See Also: SEC Complaint
Dec. 10, 2009	Berkshire Resources, et al. Release No. LR-21330
Dec. 8, 2009	Rockford Funding Group, et. al. Release No. LR-21329 See Also: SEC Complaint
Dec. 8, 2009	Brookstreet Securities Corp. Release No. LR-21328 See Also: SEC Complaint
Dec. 7, 2009	Brad A. Morrice, et al. Release No. LR-21327, AAER-3079 See Also: SEC Complaint
Dec. 7, 2009	John E. Brake Release No. LR-21326
Dec. 4, 2009	Provident Royalties, LLC, et al. Release No. LR-21321
Dec. 4, 2009	Striker Petroleum, LLC, et al. Release No. LR-21325 See Also: SEC Complaint
Dec. 4, 2009	Canopy Financial, Inc. and Jeremy J. Blackburn Release No. LR-21324
Dec. 4, 2009	Black Box Corporation, Frederick C. Young, and Anna M. Baird Release No. LR-21323, AAER-3073 See Also: SEC Complaint
Dec. 4, 2009	Nova Gen Corporation, Margaret Grey, and Paul Randall Fraley Release No. LR-21322 See Also: SEC Complaint
Dec. 2, 2009	Shidaal Express, Inc. and Mohamud Abdi Ahmed Release No. LR-21320
Dec. 2, 2009	Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller Release No. LR-21319
Dec. 2, 2009	Sonja Anticevic, et al. Release No. LR-21318
Dec. 1, 2009	Whitney D. Lund, Sr. and Standard Transfer & Trust Co. Release No. LR-21317 See Also: SEC Complaint
Dec. 1, 2009	HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri Release No. LR-21316
Nov. 30, 2009	William A. DiBella and North Cove Ventures LLC Release No. LR-21315
Nov. 30, 2009	Home Solutions of America, Inc., Frank J. Fradella, Brian M. Marshall, Jeffrey M. Mattich, Rick J. O'Brien, Stephen C. Gingrich, Thomas L. Davis and Jeffrey T. Craft Release No. LR-21314, AAER-3071 See Also: SEC Complaint
Nov. 24, 2009	Trevor G. Cook, Patrick J. Kiley, et al Release No. LR-21313 See Also: SEC Complaint
Nov. 23, 2009	David K. Donovan, Jr. and David R. Hinkle Release No. LR-21312
Nov. 23, 2009	Capital Mountain Holding Corporation, et al. Release No. LR-21311 See Also: SEC Complaint
Nov. 20, 2009	Khaled Mohammed Sharif Al Sayed Al Hashemi a.k.a Khaled Al Hashemi Release No. LR-21309
Nov. 20, 2009	Shidaal Express, Inc. and Mohamud Abdi Ahmed Release No. LR-21310 See Also: SEC Complaint
Nov. 19, 2009	R. Brooke Dunn and Nicholas P. Howey Release No. LR-21308
Nov. 19, 2009	Khaled Mohammed Sharif Al Sayed Al Hashemi a.k.a Khaled Al Hashemi Release No. LR-21307
Nov. 19, 2009	Mohit A. Khanna, MAK 1 Enterprises Group, LLC, et al. Release No. LR-21306
Nov. 18, 2009	Big Apple Consulting USA, Inc., MJMM Investments, LLC, Marc Jablon, Matthew Maguire, Mark C. Kaley, and Keith Jablon Release No. LR-21305 See Also: SEC Complaint
Nov. 18, 2009	Homestead Properties, L.P.; Homestead Limited, L.L.C.; California Wealth Management Group, d.b.a. IFC Advisory; Heath M. Biddlecome; William C. Tak, Defendants; and Homestead Northland MHC, LLC and Jackson MHC, L.L.C., Relief Defendants Release No. LR-21304
Nov. 18, 2009	Francis Elias Axiaq Release No. LR-21303
Nov. 17, 2009	Benjamin Silva, III and Diane Bjorkstrom Release No. LR-21302, AAER-3070 See Also: III , Diane Bjorkstrom
Nov. 17, 2009	Mantria Corporation, Troy B. Wragg, Amanda E. Knorr, Speed of Wealth, LLC, Wayde M. McKelvy, and Donna M. McKelvy Release No. LR-21301 See Also: SEC Complaint
Nov. 16, 2009	Creative Capital Consortium, LLC, et. al. Release No. LR-21297
Nov. 16, 2009	GMC Holding Corporation and Richard Brace Release No. LR-21296
Nov. 16, 2009	Bancinsurance Corporation and John S. Sokol Release No. LR-21300, AAER-3069 See Also: SEC Complaint
Nov. 16, 2009	Concorde America, Inc., et al. Release No. LR-21295
Nov. 16, 2009	Wall Street Communications, Inc., et al. Release No. LR-21299
Nov. 16, 2009	Global Development & Environmental Resources, Inc., et al. Release No. LR-21294
Nov. 16, 2009	Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms Release No. LR-21298
Nov. 13, 2009	Albert Fase Kaleta, et al. Release No. LR-21293 See Also: SEC Complaint
Nov. 13, 2009	Jerome O'Hara and George Perez Release No. LR-21292 See Also: SEC Complaint
Nov. 12, 2009	Osvaldo Pitters et al. Release No. LR-21291
Nov. 12, 2009	SafeNet, Inc., et. al. Release No. LR-21290, AAER-3068 See Also: SEC Complaint
Nov. 10, 2009	Ezra C. Levy Release No. LR-21289
Nov. 9, 2009	Thomas B. Evans Release No. LR-21288
Nov. 6, 2009	Nicos Achilleas Stephanou et al. Release No. LR-21285
Nov. 6, 2009	Joseph A. Fontanetta et al. Release No. LR-21287
Nov. 6, 2009	Robert Wayne Tedder, et al. Release No. LR-21286
Nov. 5, 2009	Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, New Castle Funds LLC, Roomy Khan, Deep Shah, Ali T. Far, Choo-Beng Lee, Far & Lee LLC, Spherix Capital LLC, Ali Hariri, Zvi Goffer, David Plate, Gautham Shankar, Schottenfeld Group LLC, Steven Fortuna, and S2 Capital Management, LP Release No. LR-21284 See Also: SEC Complaint
Nov. 5, 2009	Arthur J. Cutillo, Jason C. Goldfarb, Zvi Goffer, Craig C. Drimal, Schottenfeld Group, LLC, Gautham Shankar, David Plate, Emanuel Goffer, and Michael Kimelman Release No. LR-21283 See Also: SEC Complaint
Nov. 4, 2009	Symbol Technologies, Inc., et al. Release No. LR-21277, AAER-3064
Nov. 4, 2009	Steven V. Cotton Release No. LR-21281, AAER-3066
Nov. 4, 2009	Charles E. LeCroy, and Douglas W. MacFaddin Release No. LR-21280 See Also: SEC Complaint
Nov. 4, 2009	David J. Hernandez and Relief Defendants NextStep Medical Staffing IL, Inc., NextStep Holdings, Inc., Spectrum Entertainment Group, Inc., The Ilumina Group, Inc., and Gina M. Hernandez Release No. LR-21279
Nov. 4, 2009	James J. Treacy, et al. Release No. LR-21278, AAER-3065
Nov. 4, 2009	Merge Healthcare Incorporated, Richard Linden, and Scott Veech Release No. LR-21282, AAER-3067
Nov. 3, 2009	Peter S. Jessop, et al. Release No. LR-21276
Nov. 3, 2009	Randy M. Cho Release No. LR-21275
Nov. 3, 2009	David G. Friehling, C.P.A and Friehling & Horowitz, CPA's, P.C. Release No. LR-21274
Nov. 2, 2009	Syndicated Food Services International, Inc., et al. Release No. LR-21273
Oct. 30, 2009	Robert E. Lane, et al. Release No. LR-21269
Oct. 30, 2009	China Holdings, Inc. and Julianna Lu (a.k.a. Jenny XueJian Lu) Release No. LR-21272, AAER-3063 See Also: SEC Complaint
Oct. 30, 2009	King Chuen Tang a/k/a Chen Tang, Ronald Yee, Zisen Yu, Joseph Seto, Ming Siu, King S. Tang a/k/a James K. Tang, and Ying Kit Yu a/k/a Eddie Yu, Defendants, and Venture Associates Fund I, Tang Capital Partners, Acceleration Capital Partners, American Pegasus Long Short Fund Segregated Portfolio, Ping Lee Tang, Ka Ling Lee, Yin Lee Ka, Cheung-Ting Ka, Sylvia Tsui, Doi Ping Siu, Yuen-Lai Ma, Leung-Kee Siu, Rosalie Cho, Minor Child I and Minor Child II, minor children of Defendant King Chuen Tang a/k/a Chen Tang, Relief Defendants Release No. LR-21271 See Also: SEC Complaint
Oct. 30, 2009	Robert E. Lane, et al. Release No. LR-21270
Oct. 29, 2009	HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri Release No. LR-21265
Oct. 29, 2009	Video Without Boundaries, Inc. (d/b/a China Logistics Group Inc.), et al. Release No. LR-21268
Oct. 29, 2009	J. Bennett Grocock Release No. LR-21267 See Also: SEC Complaint
Oct. 29, 2009	Amante Corporation, Commonwealth Capital Management, Inc., Edward M. Denigris, and William D. Dyer Release No. LR-21266 See Also: SEC Complaint
Oct. 28, 2009	Charles R. Kokesh Release No. LR-21264 See Also: SEC Complaint
Oct. 27, 2009	Thompson Price Holding Inc., et al. Release No. LR-21261
Oct. 27, 2009	Stanko J. Grmovsek Release No. LR-21263 See Also: SEC Complaint
Oct. 27, 2009	Rick J. Boros Release No. LR-21262A
Oct. 23, 2009	Don N. Spaugy Release No. LR-21260 See Also: SEC Complaint
Oct. 22, 2009	Lambros D. Ballas Release No. LR-21259 See Also: SEC Complaint
Oct. 22, 2009	Charles C. Slowey, Jr.; Endeavor Partners, LLC; Endeavor Capital Management Group, LLC; Edward D. Puttick, Sr.; Advanced Planning Securities, Inc.; Gregory L. Oldham; Glenn R. Harris; and Oldham Harris Inc. Release No. LR-21258 See Also: SEC Complaint

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