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Litigation Releases Archives 1996

Archive of older Litigation Releases available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Action
Fourth Quarter
LR-15202 Dec. 30, 1996 Nicholas A. Rudi, Public Capital Advisors, Inc., Joseph C. Salema, George L. Tuttle, Jr., and Alexander S.Williams
LR-15201 Dec. 30, 1996 Theta Group L.L.C., Shadowstone Partners I, L.L.C., Scott S. Bell and R. Scot Rubel
LR-15200 Dec. 30, 1996 Marguerite Lenfest's
LR-15199 Dec. 26, 1996 Richard M. Simonson
LR-15198 Dec. 26, 1996 Rehan Malik
LR-15197 Dec. 19, 1996 Oscar William Olson, Jr.
LR-15196 Dec. 19, 1996 Blythe Olin Selden and Shiawassee Shores Retirement Park, Inc.
LR-15195 Dec. 19, 1996 Lynn Roy Oyler
LR-15194 Dec. 19, 1996 Lancaster Broadcasting Partners, Raymond P. O'Connor and R.P. O'Connor and Associates, Inc.
LR-15193 Dec. 19, 1996 Mark S. Ferber
LR-15192 Dec. 18, 1996 Michael Donald McGahee
LR-15191 Dec. 18, 1996 Michael R. Warren
LR-15190 Dec. 18, 1996 Parris H. Holmes, Jr.
LR-15189 Dec. 18, 1996 Morris Dabah, Robert Reiss, Stanley A. Greenstein and David Keery
LR-15188 Dec. 16, 1996 Michael Levine
LR-15187 Dec. 16, 1996 Bernard F. Bradstreet and Thomas E. Campbell
LR-15186 Dec. 12, 1996 Hugh Keith and Stephen Wolis
LR-15185 Dec. 12, 1996 Nancy Ellis Davis, Jack Weinstein, Nancy Weinstein, Adobe Galleries Inc. d/b/a Tower of Jewels, Loretta Davis, Barclay Davis, William Daw, Sonya Daw, Mary Jane Hubbard, David Goldstein, Starlog Franchise Corp., Hope Associates, L.L.C., Michael Michaelson, Raymond J. Markman, Herman Rush, Mark Savel, George Holsten, J.S. Holdings, Inc., Jeffrey Szur, Lynda Lou Kane, also known as Lynda Lou Kraft, and Investors Associates, Inc.
LR-15184 Dec. 12, 1996 Georgia Pooley Helliwell
LR-15183 Dec. 11, 1996 Environmental Chemicals Group, Inc., Curtis A. Younts, Jr., Calvin Shenkir, Jr. and Calvin Moerbe
LR-15182 Dec. 10, 1996 Met Capital Corporation and Jeffrey Hackman
LR-15181 Dec. 9, 1996 R. E. Anderson Cain
LR-15180 Dec. 9, 1996 Charles Brumfield
LR-15179 Dec. 6, 1996 Thomas S. Mackie, Jr.
LR-15178 Dec. 6, 1996 Pleasure Time, Inc., Minette Acra Kelly, Minette Acra Kelly (Acra), and Richard A. Welch
LR-15177 Dec. 5, 1996 Gerald P. Hirsch and Churchill Securities, Inc.
LR-15176 Dec. 4, 1996 Gerald P. Hirsch and Churchill Securities, Inc.
LR-15175 Dec. 3, 1996 Robert C. Cowan and Cowan Asset Management, Inc.
LR-15174 Dec. 3, 1996 William Dennis Brosseau
LR-15173 Dec. 3, 1996 Randy Glad and Howard Ray
LR-15172 Dec. 3, 1996 Paul B. Kravitz
LR-15171 Dec. 2, 1996 Brett L. Bouchy and Richard C. Whelan
LR-15170 Dec. 2, 1996 Mitchell S. Rosenthal
LR-15169 Dec. 2, 1996 Howard S. Hoover, Jr.
LR-15168 Nov. 26, 1996 Gateways to Space, Inc.
LR-15167 Nov. 26, 1996 American Education Corporation
LR-15166 Nov. 25, 1996 Hyannis Trading Advisors, Inc., Jeremiah J. Hegarty and Michael P. Hegarty
LR-15164 Nov. 21, 1996 Montedison, S.p.A.
LR-15163 Nov. 21, 1996 Joseph A. Bremont, Comcar International, Ltd., Commercial Capital Resources, Inc., and Jimmy B. Sanchez
LR-15162 Nov. 20, 1996 Robert Clifford Cowan
LR-15161 Nov. 20, 1996 Philip S. Sindler
LR-15160 Nov. 20, 1996 CS First Boston Corporation, Jerry L. Nowlin and Douglas S. Montague
LR-15159 Nov. 19, 1996 Teresa V. Fernandez
LR-15158 Nov. 14, 1996 Richard Beckwitt
LR-15157 Nov. 13, 1996 Christopher K. Bagdasarian
LR-15156 Nov. 13, 1996 Peter Buccheri and David S. Weil
LR-15155 Nov. 12, 1996 Peter Appleton Jones
LR-15154 Nov. 7, 1996 Robert C.Cowan, CS Investments Trust, and Cowan Asset Management, Inc.
LR-15153 Nov. 7, 1996 Charles O. Huttoe, Huttoe & Associates, Inc., Word Corporation, National Trading Services, Inc., Karen Purvis, Tammy Jo Perkins, Josephine Brooks, SGA Goldstar Research Inc., Theodore R. Melcher, Jr., Shannon B. Terry, Systems of Excellence, Inc., Alpha Securities Ltd., and Dunbar Holdings Ltd
LR-15152 Nov. 7, 1996 W. Ralph Wills, III and ProFinancial Advisors, Inc.
LR-15151 Nov. 5, 1996 Frederick Aug.us Moran
LR-15150 Nov. 5, 1996 Consumer Plus, L.C., Palmer Research and Development and David R. Palmer
LR-15149 Nov. 5, 1996 Shaner & Company, Inc., and Mark Shaner
LR-15148 Nov. 5, 1996 George J. Handgis
LR-15147 Nov. 4, 1996 Gary V. Lewellyn
LR-15146 Nov. 4, 1996 Paul A. Bilzerian
LR-15145 Nov. 4, 1996 John Glen Kendall
LR-15144 Nov. 4, 1996 Michael W. Crow and Peter F. Kuebler
LR-15143 Nov. 1, 1996 Shahryar Soroosh
LR-15142Nov. 1, 1996 Michael J. Colello
LR-15141Oct. 30, 1996 Shahryar Soroosh
LR-15140Oct. 29, 1996 John F. D'Acquisto, D'Acquisto Financial Group, Inc., Doubleday Trust and Thomas F. Goodman
LR-15139Oct. 29, 1996 Scott A. Frye
LR-15138Oct. 29, 1996 Frank S. Colin
LR-15137Oct. 29, 1996 Balance for Life, Inc., and Richard K. Steele, Sr.
LR-15136 Oct. 25, 1996 Joseph Polichemi, Lyle Neal, Oscar William Olson, Jr., and Charles Padilla
LR-15135 Oct. 24, 1996 Harry Watson, Tracy French and Deltaur Partners
LR-15134 Oct. 23, 1996 Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish and Robert J. Struth
LR-15133 Oct. 22, 1996 Darrell Sandy Marsh
LR-15132 Oct. 22, 1996 Benjamin Franklin Bush, III and Ben Bush Investment Management, Inc.
LR-15131 Oct. 22, 1996 James M. Gleason, Michael C. Booth, Timothy M. Choquette and Jeff R. Urbach
LR-15130 Oct. 21, 1996 James G. Freeman
LR-15129 Oct. 21, 1996 Don Haywood Pace
LR-15128 Oct. 21, 1996 Mark J. Aronds and Michael J. Garzoni
LR-15127 Oct. 18, 1996 Berbun Associates, Inc. and Donald Bunsis
LR-15126 Oct. 18, 1996 Michael Jonsson and Objective Invest Holding S.A.
LR-15125 Oct. 16, 1996 Peter M. Harrington
LR-15124 Oct. 16, 1996 Healthcare Services Group, Inc., Daniel P. McCartney, Thomas A. Cook and Melvyn B. Mason
LR-15123 Oct. 15, 1996 George A. Rotelli
LR-15122 Oct. 15, 1996 Kent Ahrens
LR-15121 Oct. 15, 1996 Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish, Robert J. Struth and R. Stephen Edgel
LR-15120 Oct. 11, 1996 Bruce Franklin
LR-15119 Oct. 11, 1996 Frank P. Zitkevitz and Charles S. Christopher
LR-15118 Oct. 11, 1996 James W. Adams
LR-15117 Oct. 11, 1996 James S. Faller, II, and Rolan Colon
LR-15116 Oct. 9, 1996 Richard Bertoli and Richard Cannistraro
LR-15115 Oct. 9, 1996 Frederick L. Cameron
LR-15114 Oct. 9, 1996 Axiom Security Solutions, Inc. and Paul L. Parshall
LR-15113 Oct. 8, 1996 Robert F. Doviak, II
LR-15112 Oct. 7, 1996 James Russell Cleveland
LR-15111 Oct. 7, 1996 Kenneth E. Edwards, Roger S. Chedester, Donald E. Luna, A.R. Grant Morehouse and First American Companies, Inc.
LR-15110 Oct. 4, 1996 Anthony Sarivola and Donna Sarivola
LR-15109 Oct. 4, 1996 Grant R. Curtis, Leo J. Mangan, Timothy M. Masley, Pedro Gomez, Ray Irangy, James W. Nearen
LR-15108 Oct. 3, 1996 Michael Tropiano
LR-15107 Oct. 3, 1996 Ronald A. Monzione, James D. Rocco and Arthur R. Lapka
LR-15106Oct. 3, 1996 Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz; Robert R. Parrish, Robert J. Struth, R. Stephen Edgel;
LR-15105 Oct. 2, 1996 Gary W. Berus, Patricia S. Gale, Robert W. Harper (Harper) and Nancy A. Swoffer
LR-15104 Oct. 2, 1996 Joseph P. Medsker, Unified Financial Services Agency Corp. and Unified Financial Services Advisory Corp.
LR-15103 Oct. 2, 1996 John W. Walsh, Jr., InterCap Monitoring Corporation, Security Data Group, Inc., InterCap Monitoring Income Funds IV-A, B, C, and D, Ltd., InterCap Monitoring Income Funds V and V-B, Ltd
LR-15102 Oct. 1, 1996 The AppleTree Companies, Inc., Michael H. Salit, David B. Lobel, Paul B. Kravitz and W. Scott Long III
LR-15101 Oct. 1, 1996 Benjamin Franklin Bush, III and Ben Bush Investment Management, Inc.
LR-15100 Oct. 3, 1996 Casey Abe, Calbert Abe, Patricia Abe, Denise Abe F/K/A/ Denise Miyasato, Gladys Tengan and Lena Lynch
Third Quarter
LR-15099 Sep. 30, 1996 Nu-Life International of Georgia, Inc. and Gene Arthur
LR-15098 Sep. 30, 1996 David E. Freitag
LR-15097 Sep. 30, 1996 Surendra Gupta, Bhasker B.Rao and R. Ramana Penumarty
LR-15096 Sep. 30, 1996 Axiom Security Solutions, Inc. and Paul L. Parshall
LR-15095 Sep. 30, 1996 John G. Bennett, Jr.
LR-15094 Sep. 30, 1996 Ted E. Mong, Liberty Bell Association, Inc., and McKenzie Matthew, Inc.
LR-15093 Sep. 30, 1996 Bollinger Industries, Inc., Glenn Bollinger and Ronald Bollinger
LR-15092 Sep. 30, 1996 Seaboard Investment Advisers, Inc., and Eugene W. Hansen
LR-15091 Sep. 30, 1996 Robert D. Poirier, Robert J. Palm, James R. Vincent and Richard E. Wensel
LR-15090 Sep. 30, 1996 M.T.L. International Finance Inc., Equity Action Inc., John K. Robinson, Leon Howard and Harry Walker
LR-15089 Sep. 27, 1996 Danny Sterk
LR-15088 Sep. 27, 1996 Betty Ann Rubin et al.
LR-15087 Sep. 27, 1996 Barry Smith, Paul Iwankowski and Tri-Star Communications, Inc.
LR-15086 Sep. 27 1996 Gerard A. Spataro
LR-15085 Sep. 27, 1996 CNC Trading Company, Inc., Charles N. Cugliari, Cindy J. Myers, Frank R. Sommerer, and Marvin Sherman and Oscar R. Sierra
LR-15084 Sep. 27, 1996 Gordon L. Hall and R.L. Porter
LR-15083 Sep. 27, 1996 Russell S. Smith, James O. Foust, John E. Burse and James E. Fisher
LR-15082 Sep. 27, 1996 Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochi
LR-15081 Sep. 27, 1996 Empower Telecommunications Corporation, William H.B. Chan, Osvaldo N. Lorenzetti and Donald E. Whorl
LR-15080

Sep. 27, 1996 Pension & Retirement Services Company and William Barney Thomas
LR-15079 Sep. 27, 1996 Daniel E. Goodman
LR-15078 Sep. 26, 1996 Kathy S. Kingmore
LR-15077 Sep. 26, 1996 Richard T. Taylor
LR-15076 Sep. 26, 1996 Nir Kantor and Hanan Waizman
LR-15075 Sep. 26, 1996 Christopher Kent Bagadasarian and Sam Lance White
LR-15074 Sep. 26, 1996 Internet Wireless Communications, Inc., California Financial Services, Inc., One Touch Marketing, Inc., Commonwealth Communications Group, Capital Resources Group, Inc., John C. Trimpin, Richard B. Parnell, John Larson and MichaelGreen
LR-15072 Sep. 26, 1996 Wye Resources, Inc. and Rehan Malik
LR-15071 Sep. 25, 1996 Michael W. Crow
LR-15070 Sep. 25, 1996 Selheimer & Co., and Perry A. Selheimer
LR-15069 Sep. 25, 1996 Bernard F. Bradstreet, Thomas E. Campbell and Debra J. Murray
LR-15068 Sep. 25, 1996 Healthcare Services Group, Inc.,Daniel P. McCartney, Thomas A. Cook and Melvyn B. Mason
LR-15067 Sep. 25, 1996 Thomas J. Fox
LR-15066 Sep. 24, 1996 Robert McClernon
LR-15065 Sep. 24, 1996 Nilda Zim
LR-15064 Sep. 23, 1996 Offshore Financial Corporation, William R. Brosseau, Kenneth W. McKay and Charles E. Rose, and North American Ventures, Inc.,Ken McKay Investment Company, Inc., Prodigal International, Inc.,and Tamara M. Wagner
LR-15063 Sep. 23, 1996 Kimberly D. Goodman
LR-15062 Sep. 23, 1996 Donald John Tyson and Frederick Lee Cameron
LR-15061

Sep. 23, 1996 Futrex, Inc., Futrex Medical Instrumentation, Inc. and Robert D. Rosenthal
LR-15060 Sep. 20, 1996 Direct Participation Services, Inc. d/b/a GovernmentFinancial, Jeffrey A. Lobel, William Rossi United Avalon Group, LTD. and Frank M. Naft
LR-15059 Sep. 20, 1996 Boston Acceptance Corporation d/b/a First LendersIndemnity Company, Jonathan P. Boston f/k/a John R. Marsella and James A. Cunningham
LR-15058 Sep. 20, 1996 Neil F. Garfield
LR-15057 Sep. 19, 1996 John P. Acord, Michael L. Medkiff, Great WesternManagement Corp., Douglas H. Kennett, Equity Assurance Corp., SeanOrtega, and Susan M. Hall
LR-15056 Sep.19, 1996 Robert Reed Rogers and Gregory Armijo
LR-15055 Sep.19, 1996 Robert Pierce, Carrie Williams Pierce, Pierce andInvestments Co., a/k/a Pierce Investments & Co., Inc.
LR-15054 Sep. 18, 1996 Linda King
LR-15053 Sep. 17, 1996 Michael Rosoff
LR-15052 Sep. 16, 1996 Wincanton Corporation
LR-15051 Sep. 16, 1996 Duane V. Midgley
LR-15050 Sep. 17, 1996 H. Ralph Sylvester,Donald R. Krueger and John C.Hawver
LR-15049 Sep. 16, 1996 James Herman O'Hagan
LR-15048 Sep. 16, 1996 Anthony Escobar
LR-15047 Sep. 16, 1996 Domenick Schina
LR-15046 Sep. 16, 1996 Leonard S. Sands, First Pacific Bancorp, andPacVen, Inc.
LR-15045 Sep. 16, 1996 Certain Purchasers of Call Options of Duracell
LR-15044 Sep. 12, 1996 Tina M. Applegate, Douglas A. Burnip, Dennis A.Dunlap, Stephen M. Jordan, Miguel A. Lucas and Larry R. Ryan
LR-15043 Sep. 12, 1996 Edmund M. Autuori
LR-15042 Sep. 12, 1996 Donald B. Spencer and IVT Systems, Inc.
LR-15041 Sep. 12, 1996 William R. Palmer Financial Services of America,Inc.
LR-15040 Sep. 12, 1996 Mary Ann Shank, Kenneth R. Roop, Donald M.Schwartz and Mildred Shank
LR-15039 Sep. 12, 1996 Stephen R. Parker
LR-15038 Sep. 12, 1996 Tudor Investment Corporation
LR-15037 Sep. 11, 1996 Trans-American Ostrich Traders, Inc., Larry R.Earp, and David P. Silver
LR-15036 Sep. 6,1996 William Scott Smith, William G. Smith, AnthonySkulski, Alicia Grady Skulski and Raul N. Rodriguez
LR-15035 Sep. 5, 1996 Robert J. Bretschneider
LR-15034 Sep. 5, 1996 William R. Palmer and Financial Services ofAmerica, Inc.
LR-15033 Sep. 5, 1996 Abul Bhuiyan, Nilkanth Patel, Hasmukh Patel, JanakC. Patel, Janak M. Patel and Kanubhai Patel
LR-15032 Sep. 5, 1996 Ernest W. Grendi
LR-15031 Sep. 4, 1996 Robert Polansky,John Capps and Anthony Guerriero
LR-15030 Sep. 4, 1996 Gary L. Hamby and Gary B. Ross
LR-15029 Sep. 3, 1996 John Allen Hall, Jr., and Roger Alan Bishop
LR-15028 Sep. 3, 1996 Jeffrey S. Norton
LR-15027 Aug. 29, 1996 James Zimmerman and Old Naples Securities, Inc.
LR-15026 Aug. 29, 1996 John Fiebelkorn
LR-15025 Aug. 28, 1996 Marcia Ann Coppertino
LR-15024 Aug. 26, 1996 John Jackson
LR-15023 Aug. 23, 1996 Ronald Margolin
LR-15022 Aug. 22, 1996 Laurence M. Brown
LR-15021 Aug. 22, 1996 Robert L. Shull, Leonard E. Fiessel and Colleen A.Fiessel
LR-15020 Aug. 23, 1996 Ulbery Vermogensverwaltungs A.G.,BenjaminWeiss, Fasan Anstalt, Axteria Establishment, Anstalt Ducata, AnstaltNifur, Gregory Stainow, Dornford Holdings Ltd., and Melilla BusinessCorp.
LR-15019

Aug. 20, 1996 Karl L. Dahlstrom, Karla D. Dahlstrom, Hubert LeonLeopard, and Richard E. Lopez
LR-15018 Aug. 19, 1996 John C. Trimpin and Nevada Impound Management,Inc.
LR-15017 Aug. 15, 1996 Home Link Corporation, Home Link of Florida,Inc.,Home Link of Nevada, Inc. and Matt Matson
LR-15016 Aug. 14, 1996 Harvey P. Tabb, Donald R. Golan, AmericanTicketing Systems, Inc., Business Investment Group, Inc. and SocalAmeritix Limited Partnership
LR-15015 Aug. 14, 1996 Melvin H. Cox
LR-15014 Aug. 12, 1996 Angelo A. Coronato and Laurence W. Coronato
LR-15013 Aug. 12, 1996 Edward Warren Eizman
LR-15012 Aug. 12, 1996 William B. Sellin, II, Zaitech Holdings, Inc. andBaccaratt Holdings, Inc.
LR-15011 Aug. 12, 1996 Rufus L. Jackson,Kingdom Industries Corporationd/b/a Kingdom Corporation, R.T.J. Enterprises
LR-15011 Aug. 12, 1996 Rufus L. Jackson,Kingdom Industries Corporationd/b/a Kingdom Corporation, R.T.J. Enterprises
LR-15010 Aug. 12, 1996 Andrea Fiabane, Paolo Mollo, Giorgio Piccinini,Giuseppe Fiabane
LR-15009 Aug. 8, 1996 Richard Jenkins
LR-15008 Aug. 8, 1996 Eddie Antar
LR-15007 Aug. 8, 1996 Frank Duca
LR-15006 Aug. 7, 1996 AmeriComm Properties, Inc., Texas Communications,Inc., James Reinhart Coburn, Morris Wayne Terry, Gerald SchwartzStein and Paul Jay Shiffman
LR-15005 Aug. 7, 1996 Refco Securities, Inc.
LR-15004 Aug. 7, 1996 William B. Sellin, II, Zaitech Holdings, Inc. andBaccaratt Holdings, Inc.
LR-15003 Aug. 6, 1996 Jerald Beagelman, Fred Lyman, Joseph Sanfellipoand Elliot Stumacher
LR-15002 Aug. 6,1996 Roger D. Wyatt and David L. Holewinski
LR-15001 Aug. 6, 1996 LR-15001: Allan G. Kern, Yale Hirsch and Malcolm McGuire,III
LR-15000 Aug. 6, 1996 Jerry B. Silver
LR-14999 Aug. 5, 1996 Joseph Silvestri, Charles Smith and Atlantic Pacific Guarantee Corporation
LR-14998 Aug. 1, 1996 Joseph Polichemi, Lyle Neal, Oscar William Olson and Charles Padilla
LR-14997 Aug. 1, 1996 Michael Levine
LR-14996 Jul. 31, 1996 Cayman Resources Corporation
LR-14995 Jul. 30, 1996 Kathryn A. Previte
LR-14994 Jul. 30, 1996 Richard J. Line
LR-14993 Jul. 30, 1996 Equity AU, Inc.
LR-14992 Jul. 30, 1996 Bernard F. Bradstreet and Thomas E. Campbell
LR-14991 Jul. 16, 1996 Patrick R. Bennett
LR-14990 Jul. 24, 1996 Frank Duca
LR-14989 Jul. 23,1996 John A. Prevost and Patricia O'Connell
LR-14988 Jul. 23, 1996 Robert N. Taylor
LR-14987 Jul. 23, 1996 A.R. Baron & Co., Inc.
LR-14986 Jul. 22, 1996 The Hallwood Group Incorporated and Anthony J.Gumbiner
LR-14985 Jul. 19, 1996 Joseph V. Cusenza
LR-14984 Jul. 18, 1996 Peter C. Tosto
LR-14982 Jul. 18, 1996 Hugo Aldo Sallustro, Anna Baroni, and Ferrucio Camponovo
LR-14981 Jul. 16, 1996 Earl V. Young, and Automated Telephone Management Systems, Inc.
LR-14980 Jul. 12, 1996 Richard Jenkins
LR-14979 Jul. 11, 1996 Comparator Systems Corporation, Robert Reed Rogers, and Gregory Armijo
LR-14978 Jul. 10, 1996 A.R. Baron
LR-14977 Jul. 10, 1996 Fenchurch Capital Management, Ltd.
LR-14976 Jul. 9, 1996 Shimon Gibori
LR-14975 Jul. 9, 1996 Richard M. Lambert
LR-14974 Jul. 9. 1996 Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership
LR-14973 Jul. 9, 1996 Mobile Services International, Corp. James C. Cobban, James M. Robinson and Jonathan D. Bennett
LR-14972 Jul. 8, 1996 Milan International, Ltd., Milan National Corporation, Leona Enterprises, Inc., Standard Investment Holdings, Inc. and Eurobanc, Ltd.
LR-14971 Jul. 8, 1996 Joseph Brooks
LR-14970 Jul. 3, 1996 James G. Freeman
LR-14969 Jul. 2, 1996 Douglas Laughlin and George Alma
Second Quarter
LR-14968 Jun. 28, 1996 Raymond C. Gross
LR-14967 Jun. 28, 1996 William F. Kane
LR-14966 Jun. 27, 1996 First Financial Acceptance Company, Inc., Richard W. Brown and Robert I. Wilson
LR-14965 Jun. 27, 1996 Frank J. Custable, Jr. and F.C. Financial Corporation
LR-14964 Jun. 26, 1996 Gerard A. Lyons
LR-14963 Jun.25, 1996 Myron Barry Michaels and Holly S. Michaels
LR-14962 Jun. 25, 1996 Independence Asset Management and Peter T. Jones
LR-14961 Jun. 25, 1996 Jeffrey H. Reynolds, III
LR-14960 Jun. 25, 1996 James Russell Cleveland and d/b/a Central Texas Securities
LR-14959 Jun. 24, 1996 Montgomery Medical Ventures, L.P.
LR-14958 Jun. 24, 1996 McDonnell Douglas Corporation
LR-14957 Jun. 20, 1996 Gerard A. Spartaro
LR-14956 Jun. 20, 1996 John O'Brien
LR-14955

Jun. 20, 1996 Vincent F. Cestaro
LR-14954 Jun. 20, 1996 Jacob H. Rivers
LR-14953 Jun. 19, 1996 Donald Dickerson
LR-14952

Jun. 19,1996 Pierce Lowery, Jr. and Richard Estrin
LR-14951

Jun. 19, 1996 James P. McLaughlin
LR-14950 Jun. 19, 1996 William P. Dillon
LR-14949 Jun. 19, 1996 Oscar William Olson, Jr
LR-14948 Jun. 18, 1996 Sandee Russell
LR-14947

Mar. 13, 1998 Michael Zaman and Smith, Benton & Hughes
LR-14946 Jun. 12,1996 Network Equipment Technologies, Inc.
LR-14945 Jun. 11, 1996 Michael Cunningham, Arthur Taylor and Robert Urbine
LR-14944 Jun. 11, 1996 David Stuart Zuckerman
LR-14943

Jun. 11, 1996 Stanley J. Wasserman
LR-14942

Jun. 11,1996 Michael J. Tidd and Jeffrey L. Punzel
LR-14941 Jun. 10, 1996 James F. Stewart
LR-14940 Jun. 10, 1996 Ronald A. Cohen
LR-14939 Jun. 7, 1996 David W. Granston
LR-14938 Jun. 6, 1996 Joseph C. Palmisano
LR-14937 Jun. 6, 1996 Daniel L. Osborn
LR-14936 Jun. 6, 1996 George Ronkin and Janet Ronkin
LR-14935

Jun. 6, 1996 Michael Hansen, William Straughan and Lionel Reifler
LR-14934

Jun. 6, 1996 Kevin P. Chapman
LR-14933 Jun. 6, 1996 Timothy J. Moriarty
LR-14932 Jun. 6, 1996 James M. League, Jr.
LR-14931 Jun. 5, 1996 Cathleen M. Kane, Gary L. Kane, Kevin Sakser, Alan Whiteside, and Joshua A. Alvarez
LR-14930 Jun. 2, 1996 Michael J. Fousse
LR-14929 Jun. 3, 1996 Russell W. Brown
LR-14928 Jun. 3, 1996 Irving N. Boren
LR-14927 May 31, 1996 Comparator Systems Corporation, Robert Reed Rogers, Gregory Armijo, Scott Hitt
LR-14926 May 31, 1996 John Acord and Douglas H. Kennett
LR-14925 May 31, 1996 William J. Campbell
LR-14924 May 31, 1996 Keypoint Financial Corporation and Michael Warren
LR-14923 May 29, 1996 Nir Kantor
LR-14922 May 29,1996 Rand Instrument Corporation, Alan E. Rand
LR-14921 May 29, 1996 Danny Sterk
LR-14920 May 24, 1996 Churchill Securities, Inc., Churchill Mortgage Investment Corp. and Gerald P. Hirsch
LR-14919 May 23, 1996 James Russell Cleveland
LR-14918 May 23, 1996 Morris F. Baughman
LR-14917 May 23, 1996 Benjamin Rex Moses
LR-14916

May 22, 1996 Kevin P. Sisti
LR-14915 May 21, 1996 Mary S. Pate
LR-14914 May 21, 1996 Wilkins McNair, Jr.
LR-14913 May 17 1996 Robert L. Citron and Matthew R. Raabe
LR-14912 May 16, 1996 Melvin H. Cox
LR-14911 May 14, 1996 Eric Rosenfeld
LR-14910 May 13, 1996 Oscar William Olson, Jr.
LR-14909 May 13, 1996 Dan Stuart
LR-14908 May 13, 1996 Randall E. Bradbury, The Bradbury Financial Group Inc., TBFG International, Ltd.
LR-14907

May 10, 1996 Thaddeus E. Watley, a/k/a Ted Watley, Power 2000 and Ted's Neutral Corner, Inc.
LR-14906 May 9, 1996 Kathleen Lane, James Propp, Paul Tsang, Robert Guerin, Luther Knox and Julie Propp
LR-14905 Jan. 22, 1998 Gerald R. Blackie, Jon R. Erickson and Mark S. Tague
LR-14904 May 8, 1996 Robert Rogoff
LR-14903 May 7, 1996 Future Vision Direct Marketing, Inc., Eastern Coordinated Financial, Philip Forma, James Barschow, Bruce Schroeder, Joseph Glenski, Alan Herr, Herbert Herr, Stanley Mindel,Frank Cardell, Thomas Ehrlich, Pacific Wireless Communications, Inc., Nationwide Wireless Corporation, Ronald H. Michel, StevenRegan, William Richard Horne, Daniel Kelly, and Philip J.Caratozzolo
LR-14902 May 6, 1996 Patrick J. McEnany and Royce Laboratories, Inc.
LR-14901 May 6, 1996 Arthur S. Feher
LR-14900 May 3, 1996 Steven McMichael, Robert J. Maietta, Edward C.Farni, Arthur J. Petrie, Douglas C. Selander, Dale E. Barlage and Stephen D. Gellas
LR-14899 May 2, 1996 Raejean S. Bonham, World Plus, Inc. and Atlantic Pacific Funding Corporation
LR-14898 May 2, 1996 Timax I General Partnership, FMJ Financial Group,Inc., Norman J. Follis, Andrei S. Melchner, Allan R. Jamison and Intervise, Inc.
LR-14897 May 1, 1996 Robert N. Taylor
LR-14896 May 1, 1996 Thaddeus E. Watley and Ted Watley
LR-14895 Apr. 29, 1996 Kendall Square Research Corporation, Henry Burkhardt III, Peter Appleton Jones and Karl G. Wassmann III
LR-14894 Apr. 26, 1996 Cayman Resources Corporation
LR-14893 Apr. 25, 1996 Lazare Industries, Inc. and Richard J. Harley
LR-14892 Apr. 25, 1996 Michael Lombardo, Bradley Turner, I.B.T. FinancialGroup, Inc., David Munoz, Premier Capital Investments & J.R. Munoz
LR-14891

Apr. 25, 1996 James Frith and Chicago Partnership Board, Inc., Defendants and Adbot, Inc., Relief Defendant
LR-14890

Apr. 25, 1996 Roseann Martucci, Jay R. Hartman and Garr Management Services, Inc.
LR-14889 Apr. 24, 1996 Michael Anthony Pierce and Jocelyn Jane O'Rourke
LR-14888

Apr. 22,1996 Michael A. Whelchel
LR-14887 Apr. 22, 1996 Michael J. Coello
LR-14886

Apr. 22, 1996 Michael P. Angelos and G. Gregory Russell
LR-14885 Apr. 22, 1996 Thor G. Kupchynsky, Roman Kupchynsky and Kim Bubolo:
LR-14884 Apr. 19, 1996 Future Vision Direct Marketing, Inc., Global Wireless,L.L.C. Marketing, Inc., Global Wireless L.L.C., Caracas Wireless Communication, L.P., Global Communications Holding Corp. and S & G Management, Inc.
LR-14883 Apr. 17, 1996 Weyman B. Sinyard
LR-14882 Apr. 17, 1996 Stephen r. B. Bingham, Susan McKenna Grant and William J. McClintock
LR-14881 Apr. 16, 1996 Karola E. Jamison
LR-14880 Apr. 16,1996 Melvin H. Cox and Fairfield Investment Co.
LR-14879 Apr. 16, 1996 Craig I. Deitchman
LR-14878 Apr. 16 1996 Kenneth E. Rottenberg
LR-14877 Apr. 16,1996 Tellus Industries, Inc., and Glen E. Burke
LR-14876

Apr. 15, 1996 John F. Long and James J. Baudo
LR-14875 Apr. 15, 1996 Bennett Funding Group, Inc., Patrick r. Bennett, Benett Receivables Corporation, Bennett Receivables Corporation-II, Bennett Management and Devlopment Corporation
LR-14874 Apr. 15, 1996 Donald Lewis Estes
LR-14873 Apr. 12, 1996 Carl E. Lovell and Danna Wale Lovell
LR-14872 Apr. 11, 1996 Jeffrey H. Reynolds, III
LR-14871 Apr. 11, 1996 Sarah Delaney
LR-14870 Apr. 11, 1996 John P. O'Grady
LR-14869 Apr. 10, 1996 Michael Anthony Pierce, Pierce & Associates and Jocelyn Jane O'Rourke
LR-14868 Apr. 9, 1996 Harcourt Wilshire
LR-14867 Apr. 9, 1996 Jetlease/Finance Corporation
LR-14866 Apr. 9, 1996 KS Resources, Weststar Exploration, Inc., John K. Judd, Jr. , Mark D. Seigel, and Alexander L. Kahan
LR-14865 Apr. 9, 1996 Gruntal & Co., Gruntal Financial Corp., Edward E. Bao
LR-14864 Apr. 9, 1996 Windgate Fund, LLC, CM Capital Management Associates, Inc., Robert Moses and Donald Meyers
LR-14863 Apr. 5, 1996 Jarco, Inc.
LR-14862 Apr. 4, 1996 Atratech, Inc., Anthony Gurino, Vincent Sorena, Patrick Borello,Aug.o Aufiero, Stanley Kaplan, Francis J. O'Reilly, and RaymondStankey.
LR-14861 Apr. 3, 1996 Frederick Aug.us Moran et al.
LR-14860 Apr. 2, 1996 Alexander Charles Fuentes, Alcom Trading, Inc. and Americorp & Associates, Inc.
First Quarter
LR-14859 Mar. 29, 1996 Dennis Lindsay Helliwell
LR-14858 Mar. 29, 1996 Homer W. Forster
LR-14857 Mar. 29, 1996 American Cascade Energy, Inc
LR-14856 Mar. 29, 1996 Donald B. Spencer and IVT Systems, Inc.
LR-14855 Mar. 25, 1996 Michael Anthony Pierce and Jocelyn Jane O'Rourke
LR-14854 Mar. 25, 1996 Michael G. Sargent, Dennis J. Shepard, Robert J. Scharn and Robert L. Baker
LR-14853 Mar. 22, 1996 Stock and Option Services, Inc., et al. and JoshuaFry
LR-14852 Mar. 21, 1996 Investors Dynamics Corporation and Steven L. Down
LR-14851 Mar. 21, 1996 Victor r. Gomez
LR-14850 Mar. 20, 1996 Michael P. Angelos and G. Gregory Russell
LR-14849 Mar. 20,1996 Life Partners, Inc. and Brian D. Pardo
LR-14848 Mar. 20, 1996 Parallel Technologies, Inc.
LR-14847 Mar. 20, 1996 John Dankovich and Linda Dankovich
LR-14846 Mar. 18, 1996 Sage Technology, Inc., Jamie Edelkind and William r. Thiele
LR-14845 Mar. 14, 1996 Ralph E. Kittrick
LR-14844 Mar. 13, 1996 Investors Dynamics Corporation and Steven L. Down
LR-14843 Mar. 13, 1996 Donald C. Ferguson, Renee Ferguson, David L. Fried, Albert L. Fried and Matthew C. Ferry
LR-14842 Mar. 12, 1996 Drexel Bunham Lambert
LR-14841 Mar. 12, 1996 Thomas J. Kovalcjek and Ethanol Resources, Inc.
LR-14840 Mar. 12, 1996 American Interactive Group, LLC, American Interactive Services, LLC, American Interactive, LLC, David C. Connolly, Daniel Rivera, Sr. , Marc A. Remoli and American Seminars, Inc.
LR-14839 Mar. 7, 1996 Robert M. Simpson
LR-14838 Mar. 7, 1996 Thomas F. Lanier
LR-14837 Mar. 6, 1996 AYM Financial Corporation and Thomas M. Paley and Adam S. Juechter
LR-14836 Mar. 6, 1996 Gary S. Williky and James J. Romano
LR-14835 Mar. 5, 1996 Trans-American Ostrich Traders, Inc., Larry r. Earp and David P. Silver
LR-14834 Mar. 5, 1996 Sage Technology, Inc., Jamie Edelkind and William r. Thiele
LR-14833 Mar. 5, 1996 Harold Gantz
LR-14832 Mar. 4, 1996 Capital Corporation, Lionel Reifler, Susan Lachance Reifler, Gilbert Beall and the Estate of John Knoblauch
LR-14831 Mar. 4, 1996 Samuel L. Williams
LR-14830 Mar. 1, 1996 Michael J. Markowski and Joseph Riccio
LR-14829 Feb. 27, 1996 Richard G. Marcus and Carl M. Youngman
LR-14828 Feb. 27, 1996 Renate Haag
LR-14827 Feb. 27, 1996 Graeme Davies
LR-14826 Feb. 27, 1996 Daniel Rae Morris and Scott Fraiser
LR-14825 Feb. 26, 1996 John C. Hicks
LR-14824 Feb. 26, 1996 Carroll E. Siemens
LR-14823 Feb. 23, 1996 Stefan Hislop and Erik Hylander
LR-14822 Feb. 22, 1996 Dennis Lindsay Helliwell and The Helliwell Group Limited
LR-14821 Feb. 22, 1996 Jeffrey L. Casperson and Jerome L. Casperson
LR-14820 Feb. 22, 1996 Douglas Frankel
LR-14819 Feb. 16, 1996 John Anderson
LR-14818 Feb. 15, 1996 Sage Technology, Inc.
LR-14817 Feb. 15, 1996 Donald M. Johnson
LR-14816 Feb. 13, 1996 Dennis Lindsay Helliwell and The Helliwell Group Limited
LR-14815 Feb. 12, 1996 Citi Financial Services, Citi Corp Realty Partners IV, Harold Goldstein, Richard Thomas Mandell, Robert Singleton, Mark Barquera
LR-14814 Feb. 12, 1996 Scorpion Technologies, Inc., Terry G. Marsh, Richard Bauer, Eric C. Brown, Dudley Mihran Freeland, J. Gordon Nevers and Albert Terranova
LR-14813 Feb. 9, 1996 Michael P. Melnick, Greenbriar Financial Services Corp. and Michael W. Crawford
LR-14812 Feb. 7, 1996 Peter M. Harrington
LR-14811 Feb. 6, 1996 Danny Omar Cheri
LR-14810 Feb. 2, 1996 David M. Carmichael, Anthony Kohl, Chris Adams and Robert Putnam
LR-14809 Feb. 1, 1996 William Cho
LR-14808 Feb. 1, 1996 Gary L. Holman
LR-14807 Jan. 31, 1996 Donald Malcolm Johnson and Freedom Services of Wisconsin, Inc.
LR-14806 Jan. 31, 1996 Geoffrey Paul Adams, Michael Donald McGahee, and GPA Growth Fund
LR-14805 Jan. 31, 1996 Victor H. Strevel
LR-14804 Jan. 30, 1996 Renate Haag
LR-14803 Jan. 30, 1996 Ronald M. Zook and Financial Concepts Group International, Inc.
LR-14802 Jan. 30, 1996 John S. Griffin and Oliver John Griffin
LR-14801 Jan. 30, 1996 Marada Global Corporation and Marada Capital, Inc.
LR-14800 Jan. 29, 1996 Jay r. Bishop
LR-14799 Jan. 29, 1996 Calvin L. Word
LR-14797 Jan. 26, 1996 ANW, Inc.
LR-14796 Jan. 25, 1996 Joseph M. Aaron and Chartwell Financial
LR-14795 Jan. 25, 1996 Sarah Delaney
LR-14794 Jan. 25, 1996 James E. Hammonds ("Hammonds") and Raymond C. Gross
LR-14793 Jan. 24, 1996 Frank S. Butler
LR-14792 Jan. 24, 1996 Robert L. Citron and Matthew r. Raabe
LR-14791 Jan. 23, 1996 Gregory Lee Miller, Capital Resource Specialists, Inc. and Telefund Partners
LR-14790 Jan. 23, 1996 Jay DeForest Moore and DeForest Company, Inc.
LR-14789 Jan. 22, 1996 Citi Financial Services, Citi Corp Realty Partners IV, Harold Goldstein, Richard Thomas Mandell, Robert Singleton, Mark Barquera and Roberta Crampton
LR-14788 Jan. 18, 1996 David Stuart Zuckerman
LR-14787 Jan. 18, 1996 PaineWebber Incorporated
LR-14786 Jan. 18, 1996 Stanley J. Feminella and David W. Granston
LR-14785 Jan. 18, 1996 Robert D. Gersh, Boston Municipal Securities, Devonshire Escrow and Transfer Corp., Ma'Ayan Book Company, Charles River Landing, Ltd., CRL Group, Inc., Culinary Classics of Chestnut Hill, Inc., Culinary Classics of Burlington, Inc., The Kitchen Shelf, Inc. and the Compu-Bill Co., Inc.
LR-14784 Jan. 17, 1996 Technology International, Ltd. Neil F. Garfield, B.J.Thomas, Kyle Weston, Albert Weston and David Rockwell
LR-14783 Jan. 16, 1996 Robert Zimmerman
LR-14782 Jan. 16, 1996 Douglas r. Damon, Robert M. Davis and Kenneth C. Kolovitz
LR-14781 Jan. 16, 1996 Wayne T. Drinkwine
LR-14780 Jan. 11, 1996 William J. Dillon
LR-14779 Jan. 11, 1996 Lawrence Friedman and James Galante
LR-14778 Jan. 11, 1996 Michael Tropiano d/b/a Ardmore Financial Services
LR-14777 Jan. 11, 1996 Jonathan Mayhew
LR-14776 Jan. 4, 1996 Ronald A. Romito
LR-14775 Jan. 4, 1996 Linda Lou Taylor, Newton Kavanaugh and John Kavanaugh
LR-14774 Jan. 4, 1996 Robert D. Carl, III
LR-14773 Jan. 3, 1996 Edmund J. Lopinski, Jr.
LR-14772 Jan. 3, 1996 Robert Vecchioni
LR-14771 Jan. 3, 1996 William J. Young
LR-14770 Jan. 3, 1996 Giancarlo Parretti

 

http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive1996.shtml

Modified: 10/16/2014