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Rules of Practice

May 12, 2017

(The official Rules of Practice are available at 17 CFR 201.100, et seq.)

Current Rules of Practice and Rules on Fair Funds and Disgorgement Plans

Current Rules of Practice Governing Disapproval Proceedings for SRO Proposed Rule Change Filings

Previous Versions of the Rules of Practice

Previous Versions of the Rules on Fair Funds and Disgorgement Plans