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Litigation Releases Archives 2004
Archive of older Litigation Releases available include:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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| Release No. |
Date |
Action |
| Fourth Quarter |
| LR-19019 |
Dec. 30, 2004 |
Michael Lauer, et al.
|
| LR-19018 |
Dec. 30, 2004 |
Michael Lauer, et al.
|
| LR-19017 |
Dec. 29, 2004 |
Hershey Moss
|
| LR-19016 |
Dec. 28, 2004 |
Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant
|
| LR-19015 |
Dec. 27, 2004 |
Brad A. Weaver and Beta Asset Management, Inc.
|
| LR-19014 |
Dec. 27, 2004 |
Martin Fox
|
| LR-19013 |
Dec. 22, 2004 |
Maxxon et al.
|
| LR-19012 |
Dec. 22, 2004 |
Morgan Nields
|
| LR-19011 |
Dec. 22, 2004 |
Claude Lefebvre and Dennis S. Herula
|
| LR-19010 |
Dec. 22, 2004 |
Dennis Herula et al.
|
| LR-19009 |
Dec. 22, 2004 |
Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr.,United States District Court for the District of South Carolina, Charleston Division
|
| LR-19008 |
Dec. 22, 2004 |
Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC
|
| LR-19007 |
Dec. 20, 2004 |
Texas American Group, Inc., Alan E. Humphrey, Richard E. Lee, and William Grosvenor
|
| LR-19006 |
Dec. 20, 2004 |
John W. Surgent, et al.
|
| LR-19005 |
Dec. 17, 2004 |
Jack A. Brown, Jules Fleder, Roger Sherman, Bernard Ware et al.
|
| LR-19004 |
Dec. 17, 2004 |
Martin Julien Marks
Other Release No.: AAER-2154 |
| LR-19003 |
Dec. 17, 2004 |
PanaMed Corp.
|
| LR-19002 |
Dec. 17, 2004 |
Jack D. Weiss
Other Release No.: AAER-2153 |
| LR-19001 |
Dec. 16, 2004 |
Maurice L. Arel
|
| LR-19000 |
Dec. 16, 2004 |
David James Leslie
|
| LR-18993A |
Dec. 15, 2004 |
Bradford C. Bleidt, et al.
|
| LR-18999 |
Dec. 15, 2004 |
R. Geoffrey Layne, James S. Sholeff, Dale Boeth, and Shawn Mcghee
Other Release No.: AAER-2152 |
| LR-18998 |
Dec. 14, 2004 |
Min T. Ma and Joyce Manni Ng
|
| LR-18997 |
Dec. 14, 2004 |
Benny G. Morris and First Choice Management Services Inc. et al.
|
| LR-18996 |
Dec. 13, 2004 |
Delta Rental Systems, Inc., et al.
|
| LR-18995 |
Dec. 8, 2004 |
Richard Rambahal, et al.
Other Release No.: AAER-2150 |
| LR-18994 |
Dec. 7, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc.
|
| LR-18992 |
Dec. 6, 2004 |
Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms
|
| LR-18991 |
Dec. 2, 2004 |
Michael Lauer, et al.
|
| LR-18990 |
Dec. 2, 2004 |
Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck
|
| LR-18989 |
Dec. 2, 2004 |
John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone
Other Release No.: AAER-2147
|
| LR-18988 |
Dec. 2, 2004 |
Discover Capital Holdings Corp., et al.
|
| LR-18987 |
Nov. 30, 2004 |
Gene C. Geiger, Charles F. Kirby
|
| LR-18986 |
Nov. 30, 2004 |
Evan S. Collins
Other Release No.: AAER-2146 |
| LR-18985 |
Nov. 30, 2004 |
American International Group, Inc.
Other Release No.: AAER-2145 |
| LR-18981A |
Nov. 24, 2004 |
Paul H. Bristow and Nikhil Sinha
Release No.: AAER-2141A |
| LR-18984 |
Nov. 23, 2004 |
First Access Financial, LLC, et al.
|
| LR-18983 |
Nov. 22, 2004 |
Michael J. Ricks, John H. Woody, and Mark P. Mead
|
| LR-18982 |
Nov. 22, 2004 |
American Financial Group Of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr.
|
| LR-18981 |
Nov. 19, 2004 |
Paul H. Bristow and Nikhil Sinha
Other Release No.: AAER-2141 |
| LR-18980 |
Nov. 19, 2004 |
William M. Baker, et al.
|
| LR-18979 |
Nov. 18, 2004 |
Peter J. Wilson
|
| LR-18978 |
Nov. 18, 2004 |
Emvest Mortgage Fund, LLC, Emvest, Inc., and Milon Lyle Brock
|
| LR-18977 |
Nov. 17, 2004 |
Kevin Hobbs et al.
|
| LR-18976 |
Nov. 17, 2004 |
Medi-Hut Co., Inc., Joseph A. Sanpietro, Laurence M. Simon and Lawrence P. Marasco
|
| LR-18975 |
Nov. 17, 2004 |
John Allen Snoble
|
| LR-18974 |
Nov. 17, 2004 |
Russell T. Bradlee, Thomas F. Bradlee, Louis P. Stone, IV, and Angela DelVacchio |
| LR-18973 |
Nov. 16, 2004 |
FoneCash, Inc., and Daniel E. Charboneau
|
| LR-18972 |
Nov. 16, 2004 |
Bradford C. Bleidt, et al.
|
| LR-18971 |
Nov. 16, 2004 |
Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
|
| LR-18970 |
Nov. 15, 2004 |
Investment Technology, Inc. et al.
|
| LR-18969 |
Nov. 15, 2004 |
Conrad M. Black, et al.
Other Release No.: AAER-2136 |
| LR-18968 |
Nov. 15, 2004 |
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
See also: Complaint in this matter
|
| LR-18967 |
Nov. 15, 2004 |
Crescent Financial Group, Inc., Berkshire Tax Consultants Co., Warfield Capital Management Co., SpencerFerguson Receivables Corp., Thompson & Whitehurst Acquisition Consultants, and McKenzie Goldstein & Associates
|
| LR-18966 |
Nov. 9, 2004 |
Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak
|
| LR-18965 |
Nov. 9, 2004 |
Koji Goto
|
| LR-18964 |
Nov. 9, 2004 |
OSF, Inc. et al.
|
| LR-18963 |
Nov. 8, 2004 |
Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.
|
| LR-18962 |
Nov. 5, 2004 |
The Rose Fund, LLC, The Rose Fund, Inc., TRF Holdings, Inc., Michael Alexander, Paul E. Nelson, William Wright, Rose Collections, Inc., Pacific Video Network, Inc., Resort Management Co., Inc., Web Inventions, Inc., Who Banging, Inc., and Yae, Inc.
|
| LR-18961 |
Nov. 4, 2004 |
Ohana International, Inc., Financial Solutions, and Christiano Hashimoto |
| LR-18960 |
Nov. 4, 2004 |
Bill L. Stapleton
|
| LR-18959 |
Nov. 4, 2004 |
Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta
|
| LR-18958 |
Nov. 4, 2004 |
Wachovia Corporation
|
| LR-18957 |
Nov. 3, 2004 |
Treyton L. Thomas, et al.
|
| LR-18956 |
Nov. 2, 2004 |
Andrew S. Marks |
| LR-18955 |
Nov. 2, 2004 |
Barrington Schneer
|
| LR-18954 |
Nov. 2, 2004 |
David Rivard; David Kaplan
Other Release No.: AAER-2131 |
| LR-18953 |
Nov. 1, 2004 |
Frederick J. Gilliland, et al.
|
| LR-18952 |
Oct. 29, 2004 |
Neurotech Development Corporation, et al.
|
| LR-18951 |
Oct. 29, 2004 |
America's Hedge Fund, L.P., et al.
|
| LR-18950 |
Oct. 28, 2004 |
Beacon Hill Asset Management, LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund, L.P., Safe Harbor Asset Management, LLC, Milestone Plus Partners, L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell, Relief Defendants
|
| LR-18949 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18948 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18947 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18946 |
Oct. 27, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
|
| LR-18945 |
Oct. 27, 2004 |
Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc.
|
| LR-18944 |
Oct. 27, 2004 |
Peter Roor, et al.
|
| LR-18943 |
Oct. 26, 2004 |
Arnold Geller, et al.; John Joslyn, et al.
|
| LR-18942 |
Oct. 26, 2004 |
Slocum, Gordon & Co., et al.
|
| LR-18941 |
Oct. 25, 2004 |
Kenneth K. Livesay, et al.
Other Release No.: AAER-2128 |
| LR-18940 |
Oct. 25, 2004 |
Michael G. Beckford
|
| LR-18939 |
Oct. 25, 2004 |
Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller
|
| LR-18938 |
Oct. 22, 2004 |
Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa
|
| LR-18937 |
Oct. 22, 2004 |
Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms
|
| LR-18936 |
Oct. 21, 2004 |
Qwest Communications International Inc.
Other Release No.: AAER-2127 |
| LR-18935 |
Oct. 20, 2004 |
John Mervyn Nabors and Eric J. McCracken
Other Release No.: AAER-2126 |
| LR-18934 |
Oct. 18, 2004 |
Stevin R. Hoover
|
| LR-18933 |
Oct. 15, 2004 |
Reeder, et al.
|
| LR-18932 |
Oct. 14, 2004 |
Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta
|
| LR-18930 |
Oct. 14, 2004 |
David M. Wolfson et al.
|
| LR-18929 |
Oct. 13, 2004 |
Koninklijke Ahold N.V. (Royal Ahold); A. Michiel Meurs and Cees van der Hoeven; Johannes Gerhardus Andreae; Ture Roland Fahlin
Other Release No.: AAER-2124 |
| LR-18928 |
Oct. 12, 2004 |
Soulfood Concepts, Inc. and Markova Campbell
Other Release No.: AAER-2122 |
| LR-18927 |
Oct. 8, 2004 |
Market-Timing Technologies, LLC and David A. Perry
|
| LR-18926 |
Oct. 7, 2004 |
Stanley Awdisho, Michael Kundrat and Kristopher Smolinski
|
| LR-18925 |
Oct. 7, 2004 |
Douglas A. Murphy, David G. Kay and Lawrence H. Theriot
|
| LR-18924 |
Oct. 7, 2004 |
Gursel Mandaci
|
| LR-18923 |
Oct. 7, 2004 |
Alan Brian Bond, Robert I. Spruill and Albriond Capital Management, LLC
|
| LR-18922 |
Oct. 6, 2004 |
Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory And Joshua Adams |
| LR-18921 |
Oct. 6, 2004 |
Safescript Pharmacies, Inc., f/k/a RTIN Holdings, Inc., Curtis A. Swanson, Stanley L. Swanson, R. Stephen Cavender, And Curtis A. Borman
Other Release No.: AAER-2121 |
| LR-18920 |
Oct. 6, 2004 |
Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc. |
| LR-18919 |
Oct. 6, 2004 |
Stephen P. Gardner, et al.
Other Release No.: AAER-2120 |
| LR-18918 |
Oct. 5, 2004 |
Marada Global Corp., et al.
Other Release No.: |
| LR-18917 |
Oct. 4, 2004 |
Dennis Herula et al. |
| LR-18916 |
Oct. 1, 2004 |
Darmstadter |
| Third Quarter |
| LR-18915 |
Sep. 30, 2004 |
Matthew M. Chiang
Other Release No.: AAER-2118 |
| LR-18914 |
Sep. 30, 2004 |
Jerry S. Chang
Other Release No.: AAER-2117 |
| LR-18913 |
Sep. 30, 2004 |
Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen
Other Release No.: AAER-2116 |
| LR-18912 |
Sep. 29, 2004 |
James R. Jensen |
| LR-18911 |
Sep. 29, 2004 |
Donald M. Fitzpatrick and Thomas R. Stitt
Other Release No.: AAER-2114 |
| LR-18910 |
Sep. 29, 2004 |
Marcy Wilson Roke
Other Release No.: AAER-2115 |
| LR-18909 |
Sep. 29, 2004 |
Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant
|
| LR-18908 |
Sep. 28, 2004 |
Don-Allen Ruttenberg
Other Release No.: AAER-2113 |
| LR-18907 |
Sep. 28, 2004 |
Gary Van Waeyenberghe, et al. |
| LR-18906 |
Sep. 28, 2004 |
Mark Kelly, Martin Angel, John R. Buck and Chad Latvaaho |
| LR-18905 |
Sep. 28, 2004 |
Jeremy R. Lent, John V. Hashman, Yinzi Cai, Douglas Wachtel and Bruce Rigione
Other Release No.: AAER-2112 |
| LR-18904 |
Sep. 28, 2004 |
Michael Martin and Malcolm E. McVay
Other Release No.: AAER-2111 |
| LR-18903 |
Sep. 28, 2004 |
Sushil K. Garg and Garg Data International, Inc.
Other Release No.: AAER-2110 |
| LR-18902 |
Sep. 28, 2004 |
Linda Ensor, et al. |
| LR-18901 |
Sep. 28, 2004 |
Von Christopher Cummings, et al.
|
| LR-18900 |
Sep. 28, 2004 |
Phong Nguyen and Chanh Nguyen |
| LR-18899 |
Sep. 27, 2004 |
William L. Atkinson, II and James R. Walker
|
| LR-18898 |
Sep. 24, 2004 |
Manoucher Sarbaz, et al. |
| LR-18897 |
Sep. 24, 2004 |
David M. Grey |
| LR-18896 |
Sep. 24, 2004 |
James T. Dooley, James E. Lorenz, III and John E. Isselmann, Jr.
Other Release No.: AAER-2109 |
| LR-18895 |
Sep. 23, 2004 |
Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron |
| LR-18894 |
Sep. 23, 2004 |
Stanley Awdisho, Michael Kundrat and Kristopher Smolinski |
| LR-18893 |
Sep. 23, 2004 |
Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young |
| LR-18892 |
Sep. 22, 2004 |
House Asset Management, L.L.C., House Edge, L.P., Paul J. House, And Brandon R. Moore, |
| LR-18891 |
Sep. 22, 2004 |
Computer Associates International, Inc., Sanjay Kumar and Stephen Richards, and Steven Woghin |
| LR-18890 |
Sep. 20, 2004 |
iShopNoMarkup.com, Inc., et al. |
| LR-18889 |
Sep. 17, 2004 |
Eric I. Tsao |
| LR-18888 |
Sep. 16, 2004 |
A.C.L.N., Ltd.; Abderrazak "ALDO" Labiad; Joseph J.H. Bisschops; Alex De Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants)
Other Release No.: AAER-2105 |
| LR-18887 |
Sep. 16, 2004 |
Converge Global, Inc. |
| LR-18886 |
Sep. 15, 2004 |
First United Financial Group, LLC |
| LR-18885 |
Sep. 15, 2004 |
Ed Johnson and Merl Holdings Inc.com
Other Release No.: AAER-2104 |
| LR-18884 |
Sep. 14, 2004 |
Dean Foods Company and John D. Robinson; Kemps LLC f/k/a Marigold Foods LLC, James Green and Christopher Thorpe; Digital Exchange Systems, Inc., Rosario Coniglio and Steven Schmidt; John K. Adams; and Bruce Keith Jensen |
| LR-18883 |
Sep. 14, 2004 |
Rodney E. Dausch and Thomas O. Oesterling |
| LR-18882 |
Sep. 13, 2004 |
National Institute Companies of America, Inc., et al. |
| LR-18881 |
Sep. 10, 2004 |
Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory and Joshua Adams |
| LR-18880 |
Sep. 10, 2004 |
Clayton Chan, Gregory Antoniono and Geoffrey Infeld
Other Release No.: AAER-2095 |
| LR-18879 |
Sep. 10, 2004 |
Michael B. Johnson, Michael Johnson & Co., Llc, David C. Skinner, Jr. And American Television And Film Company F/K/A Winners Internet Network, Inc.
Other Release No.: AAER-2096 |
| LR-18878 |
Sep. 10, 2004 |
Mark D. Montana, individually and d/b/a M & M Properties, and M & M Financial, Inc., Defendants, and Karen E. Montana, Relief Defendant |
| LR-18877 |
Sep. 9, 2004 |
Donna Yun and Jerry Burch |
| LR-18876 |
Sep. 9, 2004 |
Peter Roor (individually and d/b/a Oxford Savings Club, Ltd. and Manumit Unlimited), Ronald L. Templin (individually and d/b/a American Leadership Network, Saratoga Holdings LLC, Secured Private Placements, The 650 Club, Internet Marketing Partners and Private Party Loan Program), and Laurie Elizabeth Weiss |
| LR-18875 |
Sep. 9, 2004 |
Gary L. Mcnaughton, Individually and D/B/A The Haven Equity Company, and Andrew K. Lech |
| LR-18874 |
Sep. 9, 2004 |
Sidney Johnson |
| LR-18873 |
Sep. 9, 2004 |
Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet
|
| LR-18872 |
Sep. 8, 2004 |
RC Investment Corp., Pinnacle Investment Corp., Robert A. Coberly, Jr., and Curtis D. Somoza
|
| LR-18871 |
Sep. 8, 2004 |
John Gorman and Patrick Gentile
Other Release No.: AAER-2094 |
| LR-18870 |
Sep. 3, 2004 |
Robert Papalia and David L. Hunter |
| LR-18869 |
Sep. 2, 2004 |
ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant |
| LR-18868 |
Sep. 2, 2004 |
Charles L. Harris, Tradewinds International, L.L.C. and Tradewinds International II, L.P. |
| LR-18867 |
Sep. 2, 2004 |
Bristol-Myers Squibb Company |
| LR-18866 |
Sep. 2, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser |
| LR-18865 |
Sep. 2, 2004 |
Schield Management Company and Marshall L. Schield |
| LR-18864 |
Sep. 1, 2004 |
Cavanagh, et al. |
| LR-18863 |
Sep. 1, 2004 |
Eric L. Mattson and James W. Harris
Other Release No.: AAER-2092 |
| LR-18862 |
Aug. 31, 2004 |
Kevin P. Hannon, et al.
Other Release No.: AAER-2091 |
| LR-18861 |
Aug. 31, 2004 |
Colin Nathanson, Individually And Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., Nettel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. |
| LR-18860 |
Aug. 30, 2004 |
Kimberly J. Carrella, et al. |
| LR-18859 |
Aug. 27, 2004 |
George Carapella and Alan S. Lipstein |
| LR-18858 |
Aug. 26, 2004 |
Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo |
| LR-18857 |
Aug. 26, 2004 |
U.S. Technologies, Inc. And C. Gregory Earls
Other Release No.: AAER-2090 |
| LR-18856 |
Aug. 26, 2004 |
Blake A. Prater and Wellspring Capital Group, Inc. |
| LR-18855 |
Aug. 26, 2004 |
Thomas Weisel Partners LLC |
| LR-18854 |
Aug. 26, 2004 |
Deutsche Bank Securities Inc. |
| LR-18853 |
Aug. 25, 2004 |
Haligiannis, et al. |
| LR-18852 |
Aug. 25, 2004 |
Mojave Valley Resort, Inc. and Mark A. Temple |
| LR-18851 |
Aug. 25, 2004 |
Aurora Foods, Inc., et al.
Other Release No.: AAER-2089 |
| LR-18850 |
Aug. 25, 2004 |
JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin
|
| LR-18849 |
Aug. 25, 2004 |
Mark E. Koenig
Other Release No.: AAER-2088 |
| LR-18848 |
Aug. 24, 2004 |
Athena Diaz
Other Release No.: AAER-2087 |
| LR-18847 |
Aug. 24, 2004 |
Autocorp Equities, Inc. et al. |
| LR-18846 |
Aug. 24, 2004 |
John Patrucco |
| LR-18845 |
Aug. 24, 2004 |
Scott B. Kaye, et al. |
| LR-18844 |
Aug. 24, 2004 |
Royal Dutch Petroleum Company and The "Shell" Transport and Trading Company, p.l.c.
Other Release No.: AAER-2086 |
| LR-18843 |
Aug. 23, 2004 |
Kenneth K. Livesay, et al.
Other Release No.: AAER-2083 |
| LR-18842 |
Aug. 23, 2004 |
Piranha, Inc., et al.
Other Release No.: AAER-2084 |
| LR-18841 |
Aug. 23, 2004 |
Internet Broadcast Group, et al. |
| LR-18840 |
Aug. 19, 2004 |
Lines Overseas Management, Ltd., and Scott Lines |
| LR-18839 |
Aug. 19, 2004 |
Upshaw and Associates, L.L.C. et al. |
| LR-18838 |
Aug. 19, 2004 |
Brian Lee (aka Brian Lee Petrosian), Todd DiRoberto, Lonnie Dragon and Trevor Watson |
| LR-18837 |
Aug. 18, 2004 |
Steven M. Bolla, Washington Investment Network, Susan Bolla and Robert Radano |
| LR-18836 |
Aug. 18, 2004 |
Gary M. Kornman |
| LR-18835 |
Aug. 18, 2004 |
Peter Warren and Exo-Brain, Inc. (Formerly E-Brain Solutions, LLC) |
| LR-18834A |
Aug. 25, 2004 |
Vaso Active Pharmaceuticals, Inc. |
| LR-18834 |
Aug. 17, 2004 |
Vaso Active Pharmaceuticals, Inc. |
| LR-18833 |
Aug. 16, 2004 |
Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck |
| LR-18832 |
Aug. 13, 2004 |
Derrick S. Mckinley |
| LR-18831 |
Aug. 12, 2004 |
Haligiannis, et al. |
| LR-18830 |
Aug. 12, 2004 |
Bradley T. Smith, Continental Midwest Financial, Inc., Bankstock Investment Partners, LP, Scioto National, Inc. and Bancshareholders of America, Inc. |
| LR-18829 |
Aug. 12, 2004 |
William A. DiBella and North Cove Ventures, LLC |
| LR-18828 |
Aug. 11, 2004 |
Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg |
| LR-18827 |
Aug. 11, 2004 |
Competitive Technologies, Inc., Chauncey D. Steele, John R. Glushko, Thomas C. Kocherhans, Richard A. Kwak, Sheldon A. Strauss, Stephen J. Wilson and Frank R. McPike
|
| LR-18826 |
Aug. 10, 2004 |
Peter C. Boylan
Other Release No.: AAER-2081 |
| LR-18825 |
Aug. 10, 2004 |
Autocorp Equities, Inc. |
| LR-18824 |
Aug. 9, 2004 |
Anthony P. Postiglione, Jr., et al. |
| LR-18823 |
Aug. 9, 2004 |
Scott C. Anixter, et al.
Other Release No.: AAER-2077 |
| LR-18822 |
Aug. 6, 2004 |
Bristol-Myers Squibb Company
Other Release No.: AAER-2080 |
| LR-18821 |
Aug. 6, 2004 |
Autocorp Equities, Inc. |
| LR-18820 |
Aug. 4, 2004 |
Bristol-Myers Squibb Company
Other Release No.: AAER-2075 |
| LR-18819 |
Aug. 3, 2004 |
Michael J. Mccloskey, Rance C. Miles, Luis E. Vallejo, and Daniel Harris |
| LR-18818 |
Aug. 3, 2004 |
William F. Buettner, Mark D. Kirstein and Amy S. Frazier
Other Release Nos.: AAER-2073 |
| LR-18817 |
Aug. 3, 2004 |
Gary V. Morris, Halliburton Company and Robert Charles Muchmore, Jr.
Other Release Nos.: 34-50137, 33-8452, AAER-2074 |
| LR-18816 |
Aug. 2, 2004 |
Anthony P. Postiglione, Jr., et al. |
| LR-18815 |
Jul. 30, 2004 |
Kenneth D. Rice, et al.
Other Release No.: AAER-2068 |
| LR-18814 |
Jul. 30, 2004 |
Wulf International Ltd. and George R. Wulf |
| LR-18813 |
Jul. 29, 2004 |
W.L. Ware Enterprises, Inc., et al. and Warren L. Ware |
| LR-18812 |
Jul. 29, 2004 |
KS Advisors, Inc., KS Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle |
| LR-18811 |
Jul. 29, 2004 |
Enrico Cortesano |
| LR-18810 |
Jul. 29, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser |
| LR-18809 |
Jul. 29, 2004 |
Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman
Other Release No.: AAER-2066 |
| LR-18808 |
Jul. 29, 2004 |
Philip R. Gratz |
| LR-18807 |
Jul. 29, 2004 |
World Class Limousines, Inc., and 1-800-GET-LIMO, Inc and Anthony P. Caliendo, Jr. |
| LR-18806 |
Jul. 29, 2004 |
Kenneth F. Kryzda |
| LR-18805 |
Jul. 28, 2004 |
Donna Yun & Jerry Burch |
| LR-18804 |
Jul. 28, 2004 |
Drake Tempest |
| LR-18803 |
Jul. 28, 2004 |
Parmalat Finanziaria, S.p.A.
Other Release No.: AAER-2065 |
| LR-18802 |
Jul. 27, 2004 |
Gary L. Pilgrim, Harold J. Baxter and Pilgrim Baxter & Associates
|
| LR-18801 |
Jul. 27, 2004 |
Michael Scrivo
Other Release No.: AAER-2063 |
| LR-18800 |
Jul. 27, 2004 |
Michael Felicissimo
Other Release No.: AAER-2061 |
| LR-18799 |
Jul. 27, 2004 |
Rick A. Marano, William Marano, and Carl Loizzi |
| LR-18798 |
Jul. 27, 2004 |
Joseph X. Crivelli |
| LR-18797 |
Jul. 27, 2004 |
Michael Resnick, Mark P. Kaiser, Timothy J. Lee, and William Carter
See Also: LR-18796 |
| LR-18796 |
Jul. 27, 2004 |
Peter O. Marion
See Also: LR-18797 |
| LR-18795 |
Jul. 26, 2004 |
Hershey Moss |
| LR-18794 |
Jul. 26, 2004 |
David M. Willey and Joy S. Willey |
| LR-18793 |
Jul. 26, 2004 |
NorthStar Networks, Inc., et al. |
| LR-18792 |
Jul. 26, 2004 |
Carone, et al. |
| LR-18791 |
Jul. 23, 2004 |
Cash Link Systems Inc., et al. |
| LR-18790 |
Jul. 23, 2004 |
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Other Release No.: AAER-2060 |
| LR-18789 |
Jul. 23, 2004 |
WorldCom, Inc.
Other Release No.: AAER-2059 |
| LR-18788 |
Jul. 21, 2004 |
Emission Controls Corporation and Syd Cooke |
| LR-18787 |
Jul. 20, 2004 |
Thomas Cavanagh, et al. |
| LR-18786 |
Jul. 20, 2004 |
Michael Morrell, et al. |
| LR-18785 |
Jul. 19, 2004 |
Global Telecom Services L.L.C. d/b/a Medical Disposal Devices, Albert D. LaTouche and Salvatore J. Cartelli, Jr. |
| LR-18784 |
Jul. 15, 2004 |
Martin J. Druffner, et al. |
| LR-18733A |
Jul. 14, 2004 |
Paul Melvin Henson, Jr. and Lance Turner Fair
Other Release No.: AAER-2028A |
| LR-18783 |
Jul. 14, 2004 |
Internet Telecommunications Albany System SMR, et al. |
| LR-18782 |
Jul. 13, 2004 |
Ian Schottlaender
Other Release No.: AAER-2056 |
| LR-18781 |
Jul. 12, 2004 |
Stand-By Systems, Inc. et al. |
| LR-18780 |
Jul. 12, 2004 |
Carl R. Rose, et al. |
| LR-18779 |
Jul. 12, 2004 |
MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
| LR-18778 |
Jul. 12, 2004 |
Levine, Hughes, and Mithuen, Inc.
Other Release No.: AAER-2055 |
| LR-18777 |
Jul. 9, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, And Denis Timothy O'Brien |
| LR-18776 |
Jul. 8, 2004 |
Richard A. Causey, Jeffrey K. Skilling and Kenneth L. Lay
Other Release No.: AAER-2051 |
| LR-18775 |
Jul. 6, 2004 |
ABB Ltd
Other Release No.: AAER-2049 |
| LR-18774 |
Jul. 1, 2004 |
Robert A. Kasirer, et al. |
| Second Quarter |
| LR-18773 |
Jun. 30, 2004 |
Dennis A. Bakal, et al.
Other Release No.: AAER-2048 |
| LR-18772 |
Jun. 30, 2004 |
Eduardo Masferrer, Juan Carlos Bernace and John M.R. Jacobs |
| LR-18771 |
Jun. 29, 2004 |
Virtual Cash Card LLC d/b/a Virtual Cash, Eric L. Turner, Kenneth M. May, Omni Advertising, Inc., Anthony Joseph Pinone (Defendants) and Virtual Cash Card International, Inc., Omni Advertising and Marketing, Inc., Kenance Consulting, Inc. (Relief Defendants) |
| LR-18770 |
Jun. 29, 2004 |
Camilo Pereira a/k/a Camilo Agasim-Pereira |
| LR-18769 |
Jun. 29, 2004 |
James Mulhearn, Damian Delgado, and Adrian Balboa |
| LR-18768 |
Jun. 29, 2004 |
Darren Silverman and Matthew Brenner |
| LR-18767 |
Jun. 29, 2004 |
Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa |
| LR-18766 |
Jun. 29, 2004 |
Siebel Systems, Inc., Kenneth A. Goldman and Mark D. Hanson |
| LR-18765 |
Jun. 28, 2004 |
Measurement Specialties, Inc., and Kirk J. Dischino
Other Release No.: AAER-2046 |
| LR-18764 |
Jun. 28, 2004 |
Frederick W. Wall |
| LR-18763 |
Jun. 24, 2004 |
Guillermo Garcia Simon, et al. |
| LR-18762 |
Jun. 24, 2004 |
J. Thomas Talbot |
| LR-18761 |
Jun. 24, 2004 |
FairPax.com, FairPax, Inc. and John Does 1-5 |
| LR-18760 |
Jun. 23, 2004 |
Gemstar-TV Guide International, Inc.
Other Release No.: AAER-2045 |
| LR-18759 |
Jun. 23, 2004 |
Wilmington Trust Company |
| LR-18758 |
Jun. 22, 2004 |
Arthur A. Goodwin, William J. Burke and Christopher P. Whalen
Other Release No.: AAER-2044 |
| LR-18757 |
Jun. 22, 2004 |
Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, And Tremont Medical, Inc. |
| LR-18756 |
Jun. 21, 2004 |
Helvetia Pharmaceuticals, Inc., Richard A. Anders, Nicholas Bachynsky, Arthur Scheinert, and Laurence Dean |
| LR-18755 |
Jun. 21, 2004 |
Augustine M. Cruciotti
Other Release No.: AAER-2043 |
| LR-18754 |
Jun. 21, 2004 |
Steven L. Haggerty
Other Release No.: AAER-2042 |
| LR-18753 |
Jun. 17, 2004 |
Bruce Hill, et al.
Other Release No.: AAER-2038 |
| LR-18752 |
Jun. 17, 2004 |
Kenneth R. Ward |
| LR-18751 |
Jun. 17, 2004 |
Victor Jacobowitz, et al.
Other Release No.: AAER-2037 |
| LR-18750 |
Jun. 17, 2004 |
Thomas M. Gibson, et al. |
| LR-18749 |
Jun. 17, 2004 |
Conrad P. Seghers And James R. Dickey |
| LR-18748 |
Jun. 16, 2004 |
Prabhat K. Goyal
Other Release No.: AAER-2036 |
| LR-18747 |
Jun. 16, 2004 |
C+ Capital Management, LLC & Won Charlie Yi |
| LR-18746 |
Jun. 16, 2004 |
Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet |
| LR-18745A |
Jun. 16, 2004 |
Beacon Hill Asset Management LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund L.P., Safe Harbor Asset Management LLC, Milestone Plus Partners L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell |
| LR-18744 |
Jun. 14, 2004 |
John P. Miller
Other Release No.: AAER-2035 |
| LR-18743 |
Jun. 10, 2004 |
Ives Health Co. Inc., M. Keith Ives, Michael Harrison and James Kosta |
| LR-18742 |
Jun. 10, 2004 |
Frederick David Jones and Mark Godden |
| LR-18741 |
Jun. 9, 2004 |
i2 Technologies, Inc.
Other Release No.: AAER-2034 |
| LR-18740 |
Jun. 9, 2004 |
Schering-Plough Corporation |
| LR-18739 |
Jun. 9, 2004 |
Greg Waring and Craig Treloar
Other Release No.: AAER-2031 |
| LR-18738 |
Jun. 4, 2004 |
Geek Securities, Inc., Geek Advisors, Inc., Kautilya "Tony" Sharma, and Neal R. Wadhwa |
| LR-18737 |
Jun. 4, 2004 |
Scott Alexander Gryskiewicz |
| LR-18736 |
Jun. 3, 2004 |
Leonard Alexander Ruge, et al. |
| LR-18735 |
Jun. 3, 2004 |
Global Timber Corporation, Stephen J. Sand, Jose F. Garcia, Jonathon Bentley-Stevens, David A. Kirk, and Pamela J. Vega |
| LR-18734 |
Jun. 3, 2004 |
Symbol Technologies, Inc., Tomo Razmilovic, Kenneth Jaeggi, Leonard Goldner, Brian Burke, Michael DeGennaro, Frank Borghese, Christopher DeSantis, James Heuschneider, Gregory Mortenson, James Dean and Robert Donlon
Other Release No.: AAER-2029 |
| LR-18733 |
Jun. 2, 2004 |
Paul Melvin Henson, Jr. and Lance Turner Fair
Other Release No.: AAER-2028 |
| LR-18732 |
Jun. 1, 2004 |
Del Global Technologies Corp., Inc., Leonard A. Trugman, Michael H. Taber, David Engel, Seymour Rubin, and David Michael
Other Release No.: AAER-2027 |
| LR-18731 |
Jun. 1, 2004 |
Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Other Release No.: AAER-2026 |
| LR-18730 |
Jun. 1, 2004 |
Motorcar Parts & Accessories, Inc, and Peter Bromberg |
| LR-18729 |
May 28, 2004 |
C+ Capital Management, LLC & Won Charlie Yi |
| LR-18728 |
May 27, 2004 |
Frank M. Bergonzi, Martin L. Grass, And Franklin C. Brown
Other Release No.: AAER-2024 |
| LR-18727 |
May 26, 2004 |
Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown
Other Release No.: AAER-2023 |
| LR-18726 |
May 25, 2004 |
Thomas A. Sebastian
Other Release No.: AAER-2022 |
| LR-18725 |
May 25, 2004 |
John A. Furutani |
| LR-18724 |
May 24, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien
|
| LR-18723 |
May 24, 2004 |
Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings
Other Release No.: AAER-2021
|
| LR-18722 |
May 21, 2004 |
Donald A. English, et al. and E-Biz Ventures, et al. |
| LR-18721 |
May 20, 2004 |
Michael J. Rivers And Thomas E. Hall |
| LR-18720 |
May 20, 2004 |
Gabor S. Acs and Penny King Holdings, Inc. |
| LR-18719 |
May 19, 2004 |
Daniel D. Dyer and Oxbow Capital Partners, LLC |
| LR-18718 |
May 19, 2004 |
LNB Bancorp, Inc., Gary C. Smith, Thomas P. Ryan, Gerald S. Falcon and Thomas H. Eschke |
| LR-18717 |
May 19, 2004 |
Paula H. Rieker
Release No.: AAER-2018 |
| LR-18716 |
May 18, 2004 |
Ed Johnson and Merl Holdings, Inc.Com
Release No.: AAER-2017 |
| LR-18715 |
May 17, 2004 |
Lucent Technologies Inc., Nina Aversano, Jay Carter, A. Leslie Dorn, William Plunkett, John Bratten, Deborah Harris, Charles Elliott, Vanessa Petrini, Michelle Hayes-Bullock, And David Ackerman
Release No.: AAER-2016 |
| LR-18714 |
May 17, 2004 |
Warren Asset Management, LLC, DG Private Investment Fund, LLC, and Weldon R. Warren individually and d/b/a Dynamic Financial Management |
| LR-18713 |
May 14, 2004 |
Brett G. Brubaker and Abraham & Sons Capital, Inc. |
| LR-18712 |
May 14, 2004 |
New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo |
| LR-18711 |
May 14, 2004 |
Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney
Release No.: AAER-2015 |
| LR-18710 |
May 13, 2004 |
Toks, Inc. and Ade O. Ogunjobi |
| LR-18709 |
May 13, 2004 |
Luis Giro |
| LR-18708 |
May 12, 2004 |
James J. Farley and Shelley J. Farley |
| LR-18707 |
May 12, 2004 |
Charles Dwain Davis, Jr. |
| LR-18706 |
May 12, 2004 |
James Murphy, Robert Lockwood, Gilboa Peretz
Release No.: AAER-2013 |
| LR-18705 |
May 12, 2004 |
Premier Marketing & Investments, Inc., and Nicholas Roblee a/k/a Nicholas Richmond |
| LR-18704 |
May 12, 2004 |
Barry Reed and James Hammonds |
| LR-18703 |
May 11, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, And Denis Timothy O'Brien |
| LR-18702 |
May 11, 2004 |
Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, And Bradley J. Schmidt
Release No.: AAER-2012 |
| LR-18701 |
May 11, 2004 |
William S. Finkelstein and PricewaterhouseCoopers LLP
Release No.: AAER-2009 |
| LR-18700 |
May 10, 2004 |
Emery W. Harris
Release No.: AAER-2004 |
| LR-18699 |
May 7, 2004 |
Bruce Hill, et al. |
| LR-18698 |
May 6, 2004 |
Mutual Benefits Corp., et al. |
| LR-18697 |
May 6, 2004 |
PIMCO Advisors Fund Management LLC, PIMCO Advisors Fund Management LLC, PEA Capital LLC f/k/a/ PIMCO Equity Adviors LLC, PIMCO Advisors Distributors LLC, Stephen J. Treadway, and Kenneth W. Corba |
| LR-18696 |
May 6, 2004 |
Van T. Dinh |
| LR-18695 |
May 5, 2004 |
Moore Stephens Chartered Accountants (United Kingdom) and Peter D. Stewart, A Partner, Sanctioned by Institute of Chartered Accountants in England and Wales for Failures in Connection with Audits of Financial Statements Filed with the SEC
Release No.: AAER-2002 |
| LR-18694 |
May 5, 2004 |
Chicago D&P, Inc., Patricia Morgen, and Shalom Gibson |
| LR-18693 |
May 4, 2004 |
Michael A. Ofstedahl, et al. |
| LR-18692 |
May 4, 2004 |
Phillip E. White
Release No. AAER-2001 |
| LR-18691 |
May 4, 2004 |
Michael W. Gullion in the Matter of Gold Banc Corporation, Inc.
Release No.: AAER-2000 |
| LR-18690 |
May 4, 2004 |
Dean S. Thomassen |
| LR-18689 |
May 3, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., and PCM Fixed Income Fund I, LLC, Daniel William Heath, and Denis Timothy O'Brien |
| LR-18688 |
Apr. 29, 2004 |
Barry Richard Kusatzky in the Matter of California Amplifier, Inc
Release No.: AAER-1995 |
| LR-18687 |
Apr. 29, 2004 |
Gordon J. Rollert |
| LR-18686 |
Apr. 29, 2004 |
Carnegie International Corporation, et al.
Release No.: AAER-1994 |
| LR-18685 |
Apr. 28, 2004 |
Paul Howe Noe, et al. |
| LR-18684 |
Apr. 27, 2004 |
Dennis A. Bakal, et al.
Release No.: AAER-1993 |
| LR-18683 |
Apr. 27, 2004 |
Wealth International Network, Andre Brady, et al. |
| LR-18682 |
Apr. 27, 2004 |
James E. Reid
Release No.: AAER-1992 |
| LR-18681 |
Apr. 26, 2004 |
Ian L. Renert et al. |
| LR-18680 |
Apr. 26, 2004 |
Larry W. Tyler, Advanced Financial Services, Inc., et al. |
| LR-18679 |
Apr. 23, 2004 |
Wealth International Network, Andre Brady, et al. |
| LR-18678 |
Apr. 23, 2004 |
Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants |
| LR-18677 |
Apr. 23, 2004 |
National Investment Enterprises and Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian
|
| LR-18676 |
Apr. 23, 2004 |
Claude Lefebvre et al. |
| LR-18675 |
Apr. 22, 2004 |
Allen M. Glick et al. |
| LR-18674A |
Apr. 22, 2004 |
William E. Lyons (revised) |
| LR-18674 |
Apr. 22, 2004 |
William E. Lyons |
| LR-18673 |
Apr. 22, 2004 |
Alfred S. Teo, Sr., et al.
|
| LR-18672 |
Apr. 20, 2004 |
Capital Acquisitions, Inc, et al.
|
| LR-18671 |
Apr. 19, 2004 |
Vincent P. Iannazzo and Milton E. Stanson
|
| LR-18670 |
Apr. 19, 2004 |
Timothy R. Heyman and Heyman International, Inc.
|
| LR-18669 |
Apr. 16, 2004 |
John Surgent, Barry Abrams, Warren Hemedinger, Scott Piccininni, Paul Tahan, Robert Vitale, Mark Chavez, Sal Puccio, and Victor A. Lessinger |
| LR-18668 |
Apr. 16, 2004 |
Spear & Jackson, Inc., et al. |
| LR-18667 |
Apr. 13, 2004 |
Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino |
| LR-18666 |
Apr. 12, 2004 |
Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman
|
| LR-18665 |
Apr. 8, 2004 |
Ira Zar, David Rivard, and David Kaplan
Release No.: AAER-1988 |
| LR-18664 |
Apr. 7, 2004 |
Metropolis Holdings, LLC and Edward Gray |
| LR-18663 |
Apr. 7, 2004 |
Colin Nathanson, individually and doing businesss as Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc.
|
| LR-18662 |
Apr. 7, 2004 |
CDH & Affiliates, Inc. and C. David Hallman |
| LR-18661 |
Apr. 7, 2004 |
Metropolis Holdings, LLC and Edward Gray |
| LR-18660 |
Apr. 7, 2004 |
Roger A. Householder |
| LR-18659 |
Apr. 7, 2004 |
Timothy R. Heyman and Heyman International, Inc. |
| LR-18658 |
Apr. 7, 2004 |
E. Garrett Bewkes, Jr. and Robert D. Bewkes |
| LR-18657a |
Apr. 6, 2004 |
One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. |
| LR-18657 |
Apr. 5, 2004 |
One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. |
| LR-18656 |
Apr. 5, 2004 |
Lawrence O'Shaughnessey, et al.
Release No.: AAER-1986 |
| LR-18655 |
Apr. 5, 2004 |
LASV Enterprises, Inc., Robert S. Zaba, Robert B. Abbott, and Warren H. Soloski
|
| LR-18654 |
Apr. 1, 2004 |
William W. Freise; David T. Thomson CPA, and David T. Thomson PC
Release No.: AAER-1985 |
| LR-18653 |
Apr. 1, 2004 |
Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, and Nicole McDermott |
| LR-18652 |
Apr. 1, 2004 |
Michael B. Johnson, Michael Johnson & Co., LLC, David C. Skinner, Jr. and American Television and Film Company f/k/a Winners Internet Network, Inc.
Release No.: AAER-1983 |
| First Quarter |
| LR-18651 |
Mar. 31, 2004 |
Larry Stockett |
| LR-18650 |
Mar. 31, 2004 |
Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. |
| LR-18649 |
Mar. 31, 2004 |
Richard H. Hawkins
Release No.: AAER-1981
|
| LR-18648 |
Mar. 30, 2004 |
Eric E. Resteiner, et al. |
| LR-18647 |
Mar. 30, 2004 |
Ricky A. Lang and Zion Capital Management LLC |
| LR-18646 |
Mar. 29, 2004 |
Wolfson, et al. |
| LR-18645 |
Mar. 29, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc. |
| LR-18644 |
Mar. 29, 2004 |
Wellness Universe Corporation, Synpan Corporation, and George Charles Pappas |
| LR-18643 |
Mar. 29, 2004 |
Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis |
| LR-18642 |
Mar. 29, 2004 |
Colin Nathanson, Individually and Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. |
| LR-18641 |
Mar. 26, 2004 |
Thomas G. Brooks |
| LR-18640 |
Mar. 26, 2004 |
William H. Borders II |
| LR-18639 |
Mar. 25, 2004 |
Discover Capital Holdings Corp., et al. |
| LR-18638 |
Mar. 25, 2004 |
Cedric Kushner Promotions, Inc., Cedric Kushner, James DiLorenzo, and Steven Angel
Release No.: AAER-1979 |
| LR-18637 |
Mar. 25, 2004 |
Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.
|
| LR-18636 |
Mar. 24, 2004 |
Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Limited, Tarun Mendiratta |
| LR-18635 |
Mar. 24, 2004 |
David M. Wolfson et al. |
| LR-18634 |
Mar. 23, 2004 |
Robert Dobbins, Dobbins Capital Corp., Dobbins Offshore Capital LLC, Dobbins Partners, L.P., and Dobbins Offshore, Ltd. |
| LR-18633 |
Mar. 23, 2004 |
Sean S. Coghlan, Patrick S. Lay, and Christopher W. Lay |
| LR-18632 |
Mar. 23, 2004 |
Scott K. Ginsburg |
| LR-18631 |
Mar. 22, 2004 |
The Geneva Group and Nicholas Garcia |
| LR-18630 |
Mar. 19, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc. |
| LR-18629 |
Mar. 19, 2004 |
Wulf International Ltd. and George R. Wulf
|
| LR-18624a |
Mar. 18, 2004 |
Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Lloyd Weston, a.k.a. Donald Masters, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young |
| LR-18628 |
Mar. 18, 2004 |
Preston Hopper and Tamela Pallas
|
| LR-18627 |
Mar. 17, 2004 |
One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. |
| LR-18626 |
Mar. 17, 2004 |
John A. Furutani |
| LR-18625 |
Mar. 16, 2004 |
Carlos H. Soto, Basle Advisers and ICR Corporation |
| LR-18624 |
Mar. 15, 2004 |
Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young |
| LR-18623 |
Mar. 12, 2004 |
Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman |
| LR-18622 |
Mar. 12, 2004 |
David G. Sherman
Release No.: AAER-1976 |
| LR-18621 |
Mar. 11, 2004 |
Rollin S. Dick and James S. Adams
Release No.: AAER-1975 |
| LR-18620 |
Mar. 11, 2004 |
Thomas S. Hughes |
| LR-18619 |
Mar. 11, 2004 |
MX Factos, LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
| LR-18618 |
Mar. 10, 2004 |
Ed Johnson and MERL Holdings Inc.com
Release No.: AAER-1974 |
| LR-18617 |
Mar. 9, 2004 |
TELnetgo2000, Inc. et al. |
| LR-18616 |
Mar. 9, 2004 |
Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo |
| LR-18615 |
Mar. 9, 2004 |
William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark
Release No.: AAER-1971 |
| LR-18614 |
Mar. 9, 2004 |
Nikolai Safavi |
| LR-18613 |
Mar. 9, 2004 |
The Rose Fund, et al. |
| LR-18612 |
Mar. 8, 2004 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
Release No.: AAER-1970 |
| LR-18611 |
Mar. 8, 2004 |
DCI, et al.
|
| LR-18610 |
Mar. 8, 2004 |
AMERCO
|
| LR-18609 |
Mar. 8, 2004 |
Larry A. Stockett
|
| LR-18608 |
Mar. 5, 2004 |
Richard Rambahal, et al.
Release No.: AAER-1968 |
| LR-18607 |
Mar. 3, 2004 |
Richard P. Smyth, Arnold E. Johns, Jr., Michael Becker and Alan T. Davis |
| LR-18606 |
Mar. 3, 2004 |
Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, And Nicole McDermott |
| LR-18605 |
Mar. 2, 2004 |
Scott D. Sullivan
Release No. AAER-1966 |
| LR-18604 |
Mar. 1, 2004 |
Maven Capital Corporation, et al. |
| LR-18603 |
Mar. 1, 2004 |
Ace Payday Plus, LLC, et. al. |
| LR-18602 |
Feb. 27, 2004 |
Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club
|
| LR-18601 |
Feb. 27, 2004 |
Defendants Patrollers Capital Fund and Franklin S. Marone and Relief Defendant Marita R. Marone
|
| LR-18600 |
Feb. 27, 2004 |
KS Advisors, Inc. et. al.
|
| LR-18599 |
Feb. 27 2004 |
MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
| LR-18598 |
Feb. 27 2004 |
Jon Clark and Sarah Hume
Release No.: AAER-1965 |
| LR-18597 |
Feb. 25, 2004 |
Darren Silverman and Matthew Brenner
|
| LR-18596 |
Feb. 25, 2004 |
George P. Matus and Peter T. Matus
|
| LR-18595 |
Feb. 25, 2004 |
Don-Allen Ruttenberg
Release No.: AAER-1964 |
| LR-18594 |
Feb. 25, 2004 |
American Gold Mining Corp. and Ronald V. Markham |
| LR-18593 |
Feb. 25, 2004 |
Moises Saba Masri and Albert Meyer Sutton |
| LR-18592 |
Feb. 25, 2004 |
ClearOne Communications, Inc et al.
Release No.: AAER-1963 |
| LR-18591 |
Feb. 24, 2004 |
Mohamd Wael Ibrahim Elzein, Individually and D/B/A Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee
|
| LR-18590 |
Feb. 24, 2004 |
Columbia Management Advisors, Inc. And Columbia Funds Distributor, Inc.
|
| LR-18589 |
Feb. 24, 2004 |
Hulburt Van R. Barringer and Susan Diane Barringer
|
| LR-18588 |
Feb. 24, 2004 |
California Autocare Corporation, Autocare Americorp, Joseph Sanfellipo, James E. Gasper, Kimball R. Vance, Jr. and Elihu M. Sigal |
| LR-18586A |
Feb. 24, 2004 |
Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak |
| LR-18587 |
Feb. 23, 2004 |
Mark David Anderson
|
| LR-18585 |
Feb. 23, 2004 |
David M. Wolfson et al.
|
| LR-18584 |
Feb. 20, 2004 |
Leon Levy, et al. |
| LR-18583 |
Feb. 20, 2004 |
Jordan Enterprises LLC, et al. |
| LR-18582 |
Feb. 19, 2004 |
Richard A. Causey and Jeffrey K. Skilling |
| LR-18581 |
Feb. 18, 2004 |
Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Marone |
| LR-18580 |
Feb. 18, 2004 |
Security Asset Capital Corporation, et al. |
| LR-18579 |
Feb. 17, 2004 |
Suheil M. Judeh |
| LR-18578 |
Feb. 17, 2004 |
Dean A. Nichols
Release No.: AAER-1958 |
| LR-18577 |
Feb. 17, 2004 |
EPG Global Private Equity Fund et. al. |
| LR-18576A |
Feb. 23, 2004 |
Van T. Dinh |
| LR-18575 |
Feb. 13, 2004 |
Jonathan G. Epstein |
| LR-18574 |
Feb. 12, 2004 |
Carlos H. Soto, et al. |
| LR-18573 |
Feb. 11, 2004 |
OCC Holdings, Ltd., MB Holdings USA, Inc., Equity Service Associates, Inc., Alan Labineri, Khurram Tanwir, Joseph Favata, Ahmed Awan and Yakov Koppel, and Relief Defendants Off World Strategic Holdings and MB Holdings USA Division A Inc. |
| LR-18572 |
Feb. 10, 2004 |
John R. Boyd, and Christopher Curbello
Release No.: AAER-1956 |
| LR-18571 |
Feb. 6, 2004 |
Jonathan G. Epstein
Release No.: AAER-1955 |
| LR-18570 |
Feb. 9, 2004 |
Edward Thomas Jung |
| LR-18569 |
Feb. 6, 2004 |
Nutrition Superstores.com, Inc., Advanced Wound Care, Inc., Franchise Direct, Inc., Anthony F. Musso, Jr., Jeffrey Gill, Wayne Santini and Andrew W. Doney |
| LR-18568 |
Feb. 6, 2004 |
William R. Kerr And China Investment Group, Ltd. |
| LR-18567 |
Feb. 6 2004 |
Sebastian Corriere et al. |
| LR-18566 |
Feb. 5, 2004 |
Cumulus Media Inc. et al.
Release No.: AAER-1951 |
| LR-18565 |
Feb. 5, 2004 |
John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquistions, Inc. |
| LR-18564 |
Feb. 4, 2004 |
Kenneth S. Martin |
| LR-18563 |
Feb. 4, 2004 |
Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe Of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, And Vicki L. Lawrence |
| LR-18562 |
Jan. 30, 2004 |
Blake A. Prater and Wellspring Capital Group, Inc. |
| LR-18561 |
Jan. 30, 2004 |
First Access Financial, LLC, et al. |
| LR-18560 |
Jan. 30, 2004 |
Jerome M. Wenger; Panworld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger |
| LR-18559 |
Jan. 30, 2004 |
Alfred M. Lemcke, et al. |
| LR-18558 |
Jan. 29, 2004 |
J. Scott Eskind, Lorus Investments, Inc. and Capital Management Fund, Limited Partnership |
| LR-18557 |
Jan. 29, 2004 |
W.L. Ware Enterprises, Inc., et al. and Warren L. Ware |
| LR-18556 |
Jan. 28, 2004 |
Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino |
| LR-18555 |
Jan. 28, 2004 |
Safety-Kleen Corp., et al. |
| LR-18554 |
Jan. 28, 2004 |
Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo |
| LR-18553 |
Jan. 23, 2004 |
Kings Real Estate Investment Trust, Reliance Enterprises, LLC, Monte R. Swanzy, Stephen P. Swanzy, David L. Knudson, and Van E. Brighton, individually and d/b/a Brighton Funding Group, Defendants, and Romerian Trust, Patricia Swanzy and Brighton Enterprises, Inc. |
| LR-18552 |
Jan. 22, 2004 |
Lloyd Silverstein
Release No. AAER-1948 |
| LR-18551 |
Jan. 22, 2004 |
Richard A. Causey
Release No. AAER-1947 |
| LR-18550 |
Jan. 21, 2004 |
Hollinger International, Inc.
Release No. AAER-1946 |
| LR-18549 |
Jan. 21, 2004 |
Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants |
| LR-18548 |
Jan. 21, 2004 |
Andrew S. Marks |
| LR-18547 |
Jan. 16, 2004 |
Corrpro Companies, Inc. |
| LR-18546 |
Jan. 16, 2004 |
Capital Acquisitions, Inc, et al. |
| LR-18545 |
Jan. 16, 2004 |
Superior Opportunities, Inc., et al. |
| LR-18544 |
Jan. 15, 2004 |
Jack Calvin, et al. |
| LR-18543 |
Jan. 14, 2004 |
Andrew S. Fastow
Release No.: AAER-1942 |
| LR-18542 |
Jan. 14, 2004 |
Merrill Scott & Associates, Ltd., et al. |
| LR-18541 |
Jan. 14, 2004 |
James Patrick Connelly Jr. |
| LR-18540 |
Jan. 13, 2004 |
Kevin J. Morrison, et al.
Release No.: AAER-1940 |
| LR-18539 |
Jan. 13, 2004 |
Zarrar Sheikh, Nasser A. Dawoud, Opulentica, LLC and Relief Defendant Saima Shahzadi |
| LR-18538 |
Jan. 12, 2004 |
Mark N. Geman |
| LR-18537 |
Jan. 9, 2004 |
FoneCash, Inc., and Daniel E. Charboneau |
| LR-18536 |
Jan. 9, 2004 |
Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones
Release No.: AAER-1939 |
| LR-18535 |
Jan. 9, 2004 |
Ira J. Gaines, et al. |
| LR-18534 |
Jan. 7, 2004 |
Robert Quattrone, et al.
Release No. AAER-1938 |
| LR-18533 |
Jan. 7, 2004 |
Thomas T. Prousalis, Jr. and Robert T. Kirk, Jr. |
| LR-18532 |
Jan. 6, 2004 |
James P. Lewis, Jr. |
| LR-18531 |
Jan. 6, 2004 |
Barry Reed and James Hammonds |
| LR-18530 |
Jan. 6, 2004 |
Henry C. Yuen et al.
Release No. AAER-1937 |
| LR-18529 |
Jan. 5, 2004 |
Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger |
http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2004.shtml
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