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Litigation Releases Archives 2006

Archive of older Litigation Releases available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Action
Fourth Quarter
LR-19955 Dec. 28, 2006 John F. Mangan, Jr.
See also: Complaint in this matter
LR-19954 Dec. 21, 2006 Michael G. Velasco
See also: Complaint in this matter; Administrative Proceeding No. 34-54993
LR-19953 Dec. 21, 2006 Richard D. Power, Edward Federman, and Richard J. "Skip" Heger
Other Release No.: AAER-2527
See also: Complaint in this matter
LR-19952 Dec. 20, 2006 Credit First Fund, LP, et al.
See also: Administrative Proceeding No. 34-54974
LR-19951 Dec. 20, 2006 Paul E. Yarick
Other Release No.: AAER-2526
See also: Complaint in this matter
LR-19950 Dec. 20, 2006 Friedman, Billings, Ramsey & Co., Inc., Emanuel J. Friedman and Nicholas J. Nichols
See also: Administrative Proceeding No. 33-8761; Complaint
LR-19949 Dec. 19, 2006 Grand Logistic, S.A., et al.
See also: Complaint in this matter
LR-19948 Dec. 18, 2006 Concorde America, Inc., et al.
LR-19947 Dec. 18, 2006 James E. Franklin, et al.
LR-19946 Dec. 18, 2006 James Barlow Smith, et al.
See also: Administrative Proceeding Release No. IA-2571
LR-19945 Dec. 14, 2006 Uncommon Media Group, Inc., et al.
LR-19944 Dec. 12, 2006 Adam M. Lloyd, Carl D. Udler, and Howard J. Miller
See also: Complaint in this matter
LR-19943 Dec. 12, 2006 Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. Stern
LR-19942 Dec. 12, 2006 Edwin Buchanan Lyon, IV, Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon Partners (QP), L.P., Gryphon Offshore Fund, Ltd., Gryphon Management Partners, L.P., Gryphon Management Partners III, L.P., and Gryphon Advisors, L.L.C
See also: Complaint in this matter
LR-19941 Dec. 11, 2006 U.S. Gas & Electric, Inc., et al.
LR-19940 Dec. 11, 2006 Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones
LR-19939 Dec. 8, 2006 Alfred S. Teo, Sr., et al.
LR-19938 Dec. 7, 2006 International Energy and Resources, Inc.
LR-19937 Dec. 6, 2006 Lindsey P. Vinson and Clyde R. Parks
See also: Administrative Proceeding No. 34-54878
LR-19936 Dec. 6, 2006 Howard R. Baer and Kevin C. Baer
See also: Complaint in this matter
LR-19935 Dec. 5, 2006 John Giesecke, Jr., Joseph J. Shew, and John R. DeSimone
Other Release No.: AAER-2521
LR-19934 Dec. 5, 2006 International Fiduciary Corp., S.A., et al.
See also: Complaint in this matter
LR-19933 Dec. 4, 2006 China Energy Savings Technology, Inc., et al.
See also: Complaint in this matter
LR-19932 Dec. 4, 2006 Bart A. Thielbar, David A. Monaghan, Keith W. Beachler, Jana L. Quam And Cary B. Griswold
Other Release No.: AAER-2520
LR-19931 Dec. 4, 2006 Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman
Other Release No.: AAER-2519
LR-19930 Dec. 1, 2006 David K. Donovan, Sr.
LR-19929 Nov. 30, 2006 Robert J. Gallivan
See also: Complaint in this matter
LR-19928 Nov. 30, 2006 Jonathan Curtis Papa
LR-19927 Nov. 30, 2006 Peter J. Dawson, et al.
See also: Complaint in this matter
LR-19926 Nov. 28, 2006 Millennium Financial, Ltd.
LR-19925 Nov. 28, 2006 John S. Kramer, et al.
LR-19924 Nov. 22, 2006 Mercer Capital, Inc, et al.
See also: Complaint in this matter
LR-19923 Nov. 22, 2006 U.S. Gas & Electric, Inc., et al.
LR-19922 Nov. 21, 2006 Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech
LR-19921 Nov. 21, 2006 Spiegel, Inc.
LR-19920 Nov. 21, 2006 Spiro Germenis, et al.
See also: Complaint in this matter
LR-19919 Nov. 20, 2006 Didier Waroquiers
LR-19918 Nov. 20, 2006 David M. Willey and Joy S. Willey
LR-19917 Nov. 16, 2006 David N. Anderson and Nancy C. Dipietro
LR-19916 Nov. 15, 2006 Focus Financial Associates, Inc., et al.
LR-19915 Nov. 15, 2006 Focus Financial Associates, Inc., et al.
LR-19914 Nov. 15, 2006 Min T. Ma and Joyce Manni Ng
LR-19913 Nov. 15, 2006 Rhino Ecosystems, Inc., et al.
LR-19912 Nov. 15, 2006 Stephen Richards
Other Release No.: AAER-2515
LR-19911 Nov. 15, 2006 Glenn E. Glasshagel
Other Release No.: AAER-2514
LR-19910 Nov. 15, 2006 World Information Technology, Inc., et al.
LR-19909 Nov. 15, 2006 Robert A. Magnan, et al.
LR-19908 Nov. 14, 2006 Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club
LR-19907 Nov. 14, 2006 Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
See also: Order of Contempt; Amended Order of Contempt
LR-19906 Nov. 9, 2006 Jamie L. Solow
See also: Complaint in this matter
LR-19905 Nov. 8, 2006 Viper Capital Management, LLC, et al.
See also: Complaint in this matter
LR-19904 Nov. 8, 2006 Stuart Wolff and Peter Tafeen
Other Release No.: AAER-2512
LR-19903 Nov. 8, 2006 Jeremy R. Lent et al.
LR-19902 Nov. 8, 2006 Mervin George Fiessel and Robert Michael Doherty
See also: Complaint in this matter
LR-19901 Nov. 7, 2006 Stansbury Holdings, et al.
Other Release No.: AAER-2511
LR-19900 Nov. 7, 2006 Dennis S. Herula et al.
LR-19899 Nov. 6, 2006 Solar Group S.A. and James J. Todd
See also: Complaint in this matter
LR-19898 Nov. 3, 2006 Sanjay Kumar
Other Release No.: AAER-2509
LR-19897 Nov. 2, 2006 Michael Moran, James Sievers, Martin Zaepfel, James Cannataro, John Steele, Michael Crusemann and Michael Otto
Other Release No.: AAER-2508
See also:
Complaint: Michael Crusemann and Michael Otto
Complaint: John R. Steele
Complaint: Martin Zaepfel
Complaint: James R. Cannataro
Complaint: Michael R. Moran and James W. Sievers
LR-19896 Nov. 2, 2006 Philip R. Gratz
LR-19895 Oct. 31, 2006 Eric G. Borrmann
Other Release No.: AAER-2505
LR-19894 Oct. 31, 2006 Hubert A. Jeffreys, a/k/a Hugh Jeffreys, Earthboard Sports USA, Inc., Timothy F. Bell and Tracy A. Edwards
LR-19893 Oct. 30, 2006 Philip Evans and Paul Evans
LR-19892 Oct. 30, 2006 iShopNoMarkup.com, Inc., et al.
LR-19891 Oct. 30, 2006 Delphi Corporation, J.T. Battenberg, III, Alan Dawes, Paul Free, John Blahnik, Milan Belans, Catherine Rozanski, Judith Kudla, Scot McDonald, B.N Bahadur, Atul Pasricha, Laura Marion, Stuart Doyle and Kevin Curry
Other Release No.: AAER-2504
See also: Complaint in this matter; Administrative Proceeding Nos. 34-54665, 34-54666, 34-54667 and 34-54668
LR-19890 Oct. 27, 2006 Robert Tommassello, et al.
LR-19889 Oct. 26, 2006 LeeRoy Allen, Jr.
LR-19888 Oct. 26, 2006 Stephen J. Treadway and Kenneth W. Corba
LR-19887 Oct. 25, 2006 Bruce M. Perry and M. Brooks Turkel
LR-19886 Oct. 25, 2006 U.S. Wind Farming, Inc., et al.
LR-19885 Oct. 25, 2006 Anthony P. Postiglione, Jr. and William J. Lennon
LR-19884 Oct. 25, 2006 Thomas P. Clark
Other Release No.: AAER-2498
LR-19883 Oct. 25, 2006 Conversion Solutions Holdings Corporation and Rufus Paul Harris a/k/a Paul Rufus Harris
See also: Complaint in this matter
LR-19882 Oct. 25, 2006 U.S. Gas & Electric, Inc., et al.
LR-19881 Oct. 25, 2006 Uncommon Media Group, Inc., et al. and Lawrence Gallo
LR-19880 Oct. 25, 2006 Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp.
See also: Korean translation; Complaint in this matter
LR-19879 Oct. 24, 2006 Regald B. Smith
LR-19878 Oct. 24, 2006 Jacob ("Kobi") Alexander, David Kreinberg, and William F. Sorin
Other Release No.: AAER-2497
LR-19877 Oct. 18, 2006 Gari Aldridge et al.
LR-19876 Oct. 18, 2006 Timothy R. Heyman et al.
LR-19875 Oct. 17, 2006 Gregory Applegate
LR-19874 Oct. 17, 2006 George Carapella and Alan S. Lipstein
LR-19873 Oct. 17, 2006 Roanoke Technology Corp., et al.
LR-19872 Oct. 17, 2006 Keith G. Baxter, et al.
Other Release No.: AAER-2495
LR-19871 Oct. 16, 2006 Gregory A. Brady, et al.
Other Release No.: AAER-2494
LR-19870 Oct. 16, 2006 In Re Application for Orders to Show Cause Requiring Compliance With Administrative Subpoena
LR-19869 Oct. 16, 2006 Romulus S. Pereira et al.
See also: Complaint in this matter
LR-19868 Oct. 13, 2006 Maxxon, Inc., Defendant-Appellant, Gifford M. Mabie, Jr., Defendant-Appellant, and Thomas R. Coughlin, Jr., Defendant
LR-19867 Oct. 13, 2006 One or More Unknown Purchasers of Call Options for the Common Stock of CNS, Inc.
LR-19866 Oct. 13, 2006 Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC; and Spin Drift, LLC
LR-19865 Oct. 13, 2006 Jerry K. Castleman, Cheryl I. Lipshutz, and Kathleen M. Lynn
Other Release No.: AAER-2492
See also: Complaint in this matter
LR-19864 Oct. 11, 2006 Pinnacle Development Partners LLC and Gene A. O'Neal
See also: Complaint in this matter
LR-19863 Oct. 11, 2006 James Lamar McMichael and Nancy A. McMichael
LR-19862 Oct. 11, 2006 Steven B. Markovitz
See also: Complaint in this matter
LR-19861 Oct. 10, 2006 Salvatore Favata (aka Sam Favata)
See also: Complaint in this matter
LR-19860 Oct. 5, 2006 First United Financial Group, LLC, et al.
LR-19859 Oct. 4, 2006 Eric Walsh, John Abresch et al.
LR-19858 Oct. 4, 2006 Joseph Y. Zumwalt
LR-19857 Oct. 2, 2006 Gene T. Mancinelli
See also: Complaint in this matter
LR-19856 Oct. 2, 2006 Martin J. Druffner, et. al.
Third Quarter
LR-19855 Sep. 29, 2006 Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc.
See also: Complaint in this matter
LR-19854 Sep. 29, 2006 Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC
LR-19853 Sep. 29, 2006 William S. DeLoach, Maria M. Garcia and Rosario F. Licata
Other Release No.: AAER-2490
LR-19852 Sep. 29, 2006 U.S. Gas & Electric, Inc., et al.
LR-19851 Sep. 28, 2006 Graycort Financial, LLC
See also: Complaint in this matter
LR-19850 Sep. 28, 2006 Steven V. Cotton
Other Release No.: AAER-2487
See also: Complaint in this matter
LR-19849 Sep. 27, 2006 The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
Other Release No.: AAER-2486
See also: Complaint in this matter
LR-19848 Sep. 27, 2006 William M. Osterhout and Prosperity Network, Inc. d/b/a Prosperity Automated System
See also: Complaint in this matter
LR-19847 Sep. 27, 2006 James N. Stanard, Martin J. Merritt And Michael W. Cash
Other Release No.: AAER-2484
See also: Complaint in this matter
LR-19846 Sep. 26, 2006 US Global Nanospace, Inc., John D. Robinson and Julie E. Seaman
See also: Complaint in this matter
LR-19845 Sep. 26, 2006 Graham J. Lefford
See also: Complaint in this matter
LR-19844 Sep. 25, 2006 Conrad P. Seghers and James R. Dickey
LR-19843 Sep. 22, 2006 Dennis Watts, Individually and D/B/A Senior Benefit Plans and James Nathan Grimes
See also: Administrative Proceeding Nos. 34-54483 and 34-54484
LR-19842 Sep. 21, 2006 Anthony F. Giordano and Joseph Y. Zumwalt
See also: Complaint in this matter
LR-19841 Sep. 20, 2006 Irving Paul David
LR-19840 Sep. 20, 2006 Walid H. Maghrib
Other Release No.: AAER-2483
See also: Complaint in this matter
LR-19839 Sep. 20, 2006 Fernando J. Espuelas et al.
LR-19838 Sep. 19, 2006 Seaforth Meridian, Ltd., et al.
See also: Complaint in this matter
LR-19837 Sep. 19, 2006 Doral Financial Corporation
See also: Complaint in this matter
LR-19836 Sep. 14, 2006 Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young
LR-19835 Sep. 14, 2006 Diane Kayser
Other Release No.: AAER-2481
See also: Complaint in this matter
LR-19834 Sep. 14, 2006 Billy David Deaton
Other Release No.: AAER-2480
LR-19833 Sep. 14, 2006 TV Azteca, S.A. de C.V., et al.
See also: Administrative Proceeding Nos. 34-54445, 34-54446, and 34-54447
LR-19832 Sep. 14, 2006 Jim Bob Brown
Other Release No.: AAER-2479
See also: Complaint in this matter
LR-19831 Sep. 13, 2006 Paul R. Johnson, et al.
LR-19830 Sep. 13, 2006 Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti
LR-19829 Sep. 13, 2006 Indigenous Global Development Corporation, et al.
See also: Complaint in this matter
LR-19828 Sep. 12, 2006 Dennis A. Martin
LR-19827 Sep. 12, 2006 Frank Furino
LR-19826 Sep. 12, 2006 AA Capital Partners, Inc. and John A. Orecchio
See also: Complaint in this matter
LR-19825 Sep. 12, 2006 Biopure Corporation, et al.
LR-19824 Sep. 8, 2006 Platforms Wireless International Corp., et al.
LR-19823 Sep. 6, 2006 One Wall Street, Inc., et al.
LR-19822 Sep. 6, 2006 Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.; and J.W. James Acquisitions, LLC
LR-19821 Sep. 6, 2006 Steven J. Ott and Roger Michael Young
See also: Complaint in this matter
LR-19820 Sep. 5, 2006 PetroSite Assets, Inc., Masset, Inc., Ivan Dearaujo and Wesley A. Harbison Jr.
See also: Complaint in this matter
LR-19819 Sep. 1, 2006 Robert B. Kessler et al.
LR-19818 Sep. 1, 2006 Roanoke Technology Corp., et al.
LR-19817 Aug. 31, 2006 John W. Surgent, et al.
LR-19816 Aug. 30, 2006 Stewart P. "Tom" Mitchell
See also: Complaint in this matter
LR-19815 Aug. 29, 2006 Knox H. Fuqua and KHF Advisors LLC
See also: Complaint in this matter
LR-19814 Aug. 28, 2006 Terry Richard Martin, et al.
LR-19813 Aug. 28, 2006 Frederick J. O'Meally, et al.
See also:
Complaint in this matter
Complaint Exhibits A-I
Complaint Exhibit J (30 MB)
Complaint Exhibit K (14 MB)
Complaint Exhibit L (10 MB)
LR-19812 Aug. 24, 2006 Vincent P. Iannazzo and Milton E. Stanson
LR-19811 Aug. 23, 2006 Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al.
LR-19810 Aug. 22, 2006 Lohmus Haavel & Viisemann, et al.
LR-19809 Aug. 21, 2006 One Wall Street, Inc., et al.
See also: Complaint in this matter
LR-19808 Aug. 17, 2006 Armand Dauplaise and Bernard Shinder
Other Release No.: AAER-2476
LR-19807 Aug. 17, 2006 Mark R. Conway
LR-19806 Aug. 17, 2006 Dawn M. Schlegel and Sandra Hatfield
Other Release No.: AAER-2475
See also: Complaint in this matter
LR-19805 Aug. 17, 2006 Jeffery Steven Stone, et al.
LR-19804 Aug. 16, 2006 Eric Walsh, John Abresch et al.
LR-19803 Aug. 15, 2006 David M. Pillor
See also: Complaint in this matter; Litigation Release No. 19078
LR-19802 Aug. 11, 2006 U.S. Wind Farming, Inc., William L. Telander, et al.
See also: Complaint in this matter
LR-19801 Aug. 10, 2006 Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.; and J.W. James Acquisitions, LLC
See also: Complaint in this matter
LR-19800 Aug. 10, 2006 Paul W. Mikus and John V. Cracchiolo
Other Release No.: AAER-2473
See also: Complaint in this matter
LR-19799 Aug. 10, 2006 Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
See also: Complaint in this matter
LR-19798 Aug. 10, 2006 David Sarna, et ano.
See also: Complaint in this matter
LR-19797 Aug. 9, 2006 Chance M. Vought and John M. Lucarelli
LR-19796 Aug. 9, 2006 Jacob (“Kobi”) Alexander, David Kreinberg, and William F. Sorin
Other Release No.: AAER-2472
See also: Complaint in this matter
LR-19795 Aug. 8, 2006 Peter D. Kirschner and Media Magic, Inc.
See also: Complaint in this matter; Release No. 34-54281
LR-19794 Aug. 7, 2006 Martha Stewart and Peter Bacanovic
See also: Complaint in this matter
LR-19793 Aug. 3, 2006 Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds and Success Trust and Holding LLC
See also: Complaint in this matter
LR-19792 Aug. 3, 2006 Robert J. Bradbury, Dolphin & Bradbury, Incorporated and Margaret B. Bradbury as Relief Defendant
See also: Complaint in this matter
LR-19791 Aug. 3, 2006 American-Amicable Life Insurance Company of Texas; Pioneer American Insurance Company; and Pioneer Security Life Insurance Company
See also: Complaint in this matter
LR-19790 Aug. 2, 2006 Upshaw and Associates, L.L.C. et al.
LR-19789A Aug. 2, 2006 Dennis S. Herula et al.
LR-19788 Aug. 2, 2006 ETS Payphones, Inc., and Charles E. Edwards, Defendant
LR-19787 Aug. 1, 2006 Nicholas A. Czuczko
See also: Complaint in this matter
LR-19786 Aug. 1, 2006 Blast Energy Services, Inc. f/k/a Verdisys, Inc., Daniel W. Williams and Andrew G. Wilson
Other Release No.: AAER-2471
LR-19785 Aug. 1, 2006 David A. Zwick, et al.
LR-19784 Aug. 1, 2006 Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
LR-19783 Aug. 1, 2006 Anuradha D. Saad, et al.
LR-19782 Jul. 31, 2006 Leslie Mersky, et al.
LR-19781 Jul. 31, 2006 James R. Powell, Ralph Mitchell, Mark J. Corjay, E. Suzanne Garrett, and Michael D. Scannell
Other Release No.: AAER-2469
LR-19780 Jul. 31, 2006 Paul Johnson
LR-19779 Jul. 27, 2006 Roderic Lee Boling III, et al.
See also: Complaint in this matter
LR-19778 Jul. 27, 2006 One or More Unknown Purchasers of Call Options for the Common Stock of Petco Animal Supplies, Inc.
LR-19777 Jul. 27, 2006 Harish K. Pimplaskar and Charan R. Behl
See also: Complaint in this matter
LR-19776 Jul. 27, 2006 Mark P. Abide, Scott D. Sullivan, Buford Yates, Jr., Betty Vinson and Troy M. Normand, and David F. Myers
Other Release No.: AAER-2467
See also: Complaint in this matter
LR-19775 Jul. 26, 2006 Sonja Anticevic et al.
See also: Complaint in this matter
LR-19774 Jul. 26, 2006 Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, and Tremont Medical, Inc.
See also: Administrative Proceeding No. IA-2538
LR-19773 Jul. 26, 2006 Mark R. Conway and Groundswell Partners LLC
LR-19772 Jul. 25, 2006 Endocare, Inc., Kevin M. Quilty, and Jerry W. Anderson
Other Release No.: AAER-2464
See also: Complaint in this matter
LR-19771 Jul. 24, 2006 Leslie Mersky, et al.
See also: Administrative Proceeding No. 34-54196
LR-19770 Jul. 21, 2006 Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.
LR-19769 Jul. 21, 2006 C+ Capital Management, LLC & Won Charlie Yi
LR-19768 Jul. 20, 2006 Gregory L. Reyes, et al.
See also: Complaint in this matter
LR-19767 Jul. 20, 2006 John J. Kahl Jr. et al.
See also: Complaint in this matter
LR-19766 Jul. 20, 2006 William T. Owens and Weston L. Smith
Other Release No.: AAER-2461
LR-19765 Jul. 20, 2006 Steven Misner
See also: Complaint in this matter
LR-19764 Jul. 17, 2006 Renaissance Asset Fund, Inc., Ronald J. Nadel, and Joseph M. Malone
See also: Complaint in this matter
LR-19763 Jul. 17, 2006 Time Warner Inc.
See also: Notice in this matter
LR-19762 Jul. 17, 2006 David N. Anderson and Nancy C. Dipietro
LR-19761 Jul. 14, 2006 Pittsford Capital Income Partners, L.L.C., et al.
LR-19760 Jul. 13, 2006 Sherwin P. Brown, Jamerica Financial, LLC and Brawta Ventures, LLC
LR-19759 Jul. 13, 2006 Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
LR-19758 Jul. 11, 2006 Richard W. Deboe
See also: Administrative Proceeding No. 34-54114
LR-19757 Jul. 10, 2006 Deep Rock Oil Company and David W. Taylor, Defendants
See also: Complaint in this matter
LR-19756 Jul. 7, 2006 Rollin M. Dick and James S. Adams
Other Release No.: AAER-2458
LR-19755 Jul. 5, 2006 HydroFlo, Inc. and Dennis Mast
LR-19754 Jul. 5, 2006 John Samson, John G. A. Munro, Ian N. Campbell, and John H. Whelan
Other Release No.: AAER-2456
See also: Complaint in this matter
LR-19753 Jul. 5, 2006 Focus Financial Associates, Inc.
LR-19752 Jul. 3, 2006 Efoora, Inc. Partners Holding, LLC, David S. Grosky and Melvin S. Dokich
See also: Complaint in this matter
Second Quarter
LR-19751 Jun. 30, 2006 Marvin Winick, Tekron, Inc. and Luigi Brun
See also: Administrative Proceeding Nos. 34-54072, 33-8718 and 33-8719
LR-19750 Jun. 30, 2006 Jeffrey A. Weston and Integrated Equities, Inc.
See also: Complaint in this matter
LR-19749 Jun. 30, 2006 Dale C. Hatch
LR-19748 Jun. 29, 2006 Wendy Feldman Purner
See also: Complaint in this matter; Administrative Proceeding No. 34-54068
LR-19747 Jun. 28, 2006 Raytheon Company, Daniel P. Burnham, and Aldo R. Servello
See also: Complaint in this matter; Administrative Proceeding No. 33-8715
LR-19746 Jun. 28, 2006 Virbac Corporation, Thomas L. Bell, Joseph A. Rougraff, Douglas A. Hubert, James C. Robison, and Craig S. Campbell
Other Release No.: AAER-2452
See also: Administrative Proceeding Nos. 33-8716 and 33-8717
LR-19745 Jun. 28, 2006 Pension Fund of America, LC, et al.
LR-19744 Jun. 28, 2006 Frank J. Russo, FJR Corporation, Russo Associates Limited Partnership, Eliot Partners, and Relief Defendant Veritasiti Corporation d/b/a MediaData Corporation
LR-19743 Jun. 28, 2006 William T. Owens, et al.
Other Release No.: AAER-2450
LR-19742 Jun. 28, 2006 James L. George, Paul E. Brodhagen, and Michael J. Wright
LR-19741A Jun. 27, 2006 AirTrac, Inc., Clarence Friend, and Christopher Bryan
LR-19740 Jun. 27, 2006 PowerLinx, Inc. (f/k/a SeaView Video Technology, Inc.), George S. Bernardich III, and James R. Cox
Other Release No.: AAER-2446
See also: Complaint in this matter; Administrative Proceeding Nos. 34-54048 and 34-53049
LR-19739 Jun. 23, 2006 T. Gene Gilman, Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc., Defendants, and TradeTek, Ltd. and Commonwealth Financial Holdings, Inc.
LR-19738 Jun. 23, 2006 Alexander J. Yaroshinsky
See also: Amended Complaint in this matter
LR-19737 Jun. 23, 2006 Sunray Oil Company, Inc., Abilene Oil & Gas, LP, Larry Stiles, Defendants, and J&L Drilling, LLC, Relief Defendant
LR-19736 Jun. 22, 2006 Justin Huscher
LR-19735 Jun. 22, 2006 Scientific-Atlanta, Inc.
Other Release No.: AAER-2443
See also: Complaint in this matter; Administrative Proceeding Nos. 34-54030 and 34-54031
LR-19734 Jun. 21, 2006 Frank R. V. Loomans, Defendant, and Luc F. Loomans, Relief Defendant
LR-19733 Jun. 21, 2006 Northshore Asset Management, et al.
LR-19732 Jun. 21, 2006 Carl R. Rose, et al.
LR-19731 Jun. 19, 2006 Ricardo Cavallero, et al.
See also: Complaint in this matter; Temporary Restraining Order
LR-19730 Jun. 19, 2006 Sanjay Kumar and Stephen Richards
Other Release No.: AAER-2442
LR-19729 Jun. 15, 2006 Michael K.C. Tom, et al.
LR-19728 Jun. 14, 2006 Arthur A. Goodwin
LR-19727 Jun. 13, 2006 Carl R. Rose, et al.
LR-19726 Jun. 13, 2006 Mx Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding
LR-19725 Jun. 13, 2006 Terry's Tips and Terry F. Allen
LR-19724 Jun. 13, 2006 Stephen J. Treadway and Kenneth W. Corba
See also: Complaint in this matter
LR-19723 Jun. 9, 2006 Robert E. Shanno; Martin J. Druffner, et al.
LR-19722 Jun. 9, 2006 Matthew Roszak, et al.
See also: Complaint in this matter
LR-19721 Jun. 7, 2006 Brady M. Schofield
Other Release No.: AAER-2440
See also: Complaint in this matter
LR-19720 Jun. 7, 2006 Greg A. Gadel and Daniel J. Skrypek
Other Release No.: AAER-2439
See also: Complaint in this matter
LR-19719 Jun. 7, 2006 Joseph P. Micatrotto
Other Release No.: AAER-2438
See also: Complaint in this matter
LR-19718 Jun. 6, 2006 Frank J. Russo, FJR Corporation, Russo Associates Limited Partnership and Eliot Partners
See also: Complaint in this matter
LR-19717 Jun. 5, 2006 Marion D. Sherrill
LR-19716 Jun. 5, 2006 BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse Aktiengesellschaft
See also: Complaint in this matter
LR-19715 Jun. 1, 2006 Universo Foneclub Corporation, Sanderley R. De Vasconcelos, a/k/a Sann Rodrigues, a/k/a Sanderley Vasconcelos, Rev. Victor Sales, a/k/a Victor William, a/k/a Victor Sales DeBrito, a/k/a Victor Sales Brito
See also: Complaint in this matter
LR-19714 Jun. 1, 2006 Jay Slesinger, et al., and Jay Rice
See also: Complaint v. Slesinger et al. and Complaint v. Rice
LR-19713 Jun. 1, 2006 Allen Z. Wolfson, et al.
LR-19712 May 31, 2006 Frederick W. Anton III
See also: Complaint in this matter
LR-19711 May 24, 2006 Michael B. Johnson and Michael Johnson & Company, LLC
LR-19710 May 23, 2006 Federal National Mortgage Association
Other Release No.: AAER-2433
See also: Complaint in this matter
LR-19708 May 22, 2006 James Tambone and Robert Hussey
See also: Complaint in this matter
LR-19707 May 22, 2006 Focus Financial Associates, Inc.
LR-19706 May 19, 2006 Leslie A. Arouh
LR-19705 May 19, 2006 Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
See also: Complaint in this matter
LR-19704 May 19, 2006 Dennis A. Martin
LR-19703 May 17, 2006 Vincent P. Iannazzo and Milton E. Stanson
LR-19702 May 17, 2006 Carlos H. Soto, et al.
LR-19701 May 16, 2006 Timothy M. Roberts
See also: Complaint in this matter
LR-19700 May 15, 2006 Jeffrey L. Gibson and Investment Property Management, LLC
LR-19699 May 15, 2006 Exotics.com, Inc.
Other Release No.: AAER-2429
See also: Administrative Proceeding
LR-19698 May 15, 2006 Robert J. Downs, Jr. and Stephen J. Messina
See also: Complaint in this matter
LR-19697 May 12, 2006 Anthony C. Sudol III, Michael G. Sudol and Richard J. Sudol
LR-19696 May 11, 2006 Sonja Anticevic et al.
LR-19695 May 11, 2006 HKW Trading, LLC, et al.
LR-19694 May 10, 2006 Henry C. Yuen
LR-19693 May 10, 2006 Morgan Stanley & Co. Incorporated
See also: Complaint in this matter
LR-19692 May 9, 2006 Samuel Israel III and Daniel E. Marino
See also: Administrative Proceeding
LR-19691 May 8, 2006 Dennis A. Martin
See also: Complaint in this matter
LR-19690 May 8, 2006 Scott B. Hollenbeck, Timothy L. Bradshaw and Steven K. Gilley
LR-19689 May 5, 2006 EFS, LLC, Freedom Fidelity, LLC, James N. Pratt, SP&V, LLC and Timothy V. Coffin
LR-19688 May 4, 2006 Bio-Heal Laboratories, Inc., Defendant, MRMG Holdings, Inc., Kess Associates, Inc. ICOR, Inc., Bela Enterprises, LLC, and Gibson Island Enterprises, LLC, Relief Defendants
LR-19687 May 4, 2006 Delano N. Sta.Ana
LR-19686 May 4, 2006 W. L. Ware Enterprises and Investments, Inc., d/b/a Ware Enterprises and Investments, Inc., Ware Enterprises and Investments, LLC, and W.L. Ware Enterprises and Investments, LLC, and Warren L. Ware
LR-19685 May 3, 2006 Michael E. Peppel, Ira H. Stanley, Jr. and David J. White
Other Release No.: AAER-2425

See also: Complaint in this matter
LR-19684 May 2, 2006 Marnie L. Sharpe and Leonard P. Leclerc
See also: Complaint in this matter
LR-19683 May 2, 2006 Deephaven Capital Management, LLC and Bruce Lieberman
See also: Complaint in this matter
LR-19682 May 2, 2006 L. Dennis Kozlowski, Mark H. Swartz, and Mark A. Belnick
LR-19681 May 2, 2006 Barry A. Bingham and Bingham Capital Management Corporation
LR-19680 May 1, 2006 CMG-Capital Management Group Holding Company, LLC and Keith G. Gilabert
See also: Complaint in this matter
LR-19679 May 1, 2006 Barrington Schneer
LR-19678 May 1, 2006 L. Dennis Kozlowski, Mark H. Swartz, and Mark A. Belnick
LR-19677 Apr. 28, 2006 Kimberly J. Carrella, et al.
LR-19676 Apr. 27, 2006 James J. Farley and Shelley J. Farley
LR-19675 Apr. 27, 2006 Lumenis Ltd., Sagi A. Genger and Kevin Morano
Other Release No.: AAER-2423
See also: Complaint in this matter
LR-19674 Apr. 27, 2006 Gregory Applegate
LR-19673 Apr. 27, 2006 Ingles Markets Incorporated
Other Release No.: AAER-2422
See also: Complaint in this matter
LR-19672 Apr. 26, 2006 BodyScan Corporation and Anthony Sciuto
LR-19671 Apr. 26, 2006 Dominick Savino, et al.
LR-19670 Apr. 26, 2006 New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo
LR-19669 Apr. 26, 2006 Dean J. Sheptycki
LR-19668 Apr. 25, 2006 Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.
Other Release No.: AAER-2420
See also: Complaint in this matter
LR-19667 Apr. 25, 2006 Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, Wynnefield Partners Small Cap Value L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Partners Small Cap Value Offshore Fund, Ltd.
See also: Complaint in this matter
LR-19666 Apr. 25, 2006 Garner Anthony
LR-19665 Apr. 24, 2006 David N. Anderson and Nancy C. Dipietro
See also: Complaint in this matter
LR-19664 Apr. 24, 2006 Bank of New York
See also: Complaint in this matter
LR-19663 Apr. 19, 2006 Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
LR-19662 Apr. 18, 2006 David A. Dadante
LR-19661 Apr. 18, 2006 Michael Lauer, et al.
See also: Order in this matter
LR-19660 Apr. 17, 2006 Credit First Fund, LP, Credit First, LLC, Credit First Income Plus, LLC, Investors First Financial Services, Inc., Investors Guild, Inc., and David R. Lund
LR-19659 Apr. 17, 2006 John P. Utsick et al.
LR-19658 Apr. 17, 2006 David L. McMillan
LR-19657 Apr. 17, 2006 Tyco International Ltd.
Other Release No.: AAER-2414
See also: Complaint in this matter
LR-19656 Apr. 13, 2006 Thom A. Faria, Stephen J. McLaughlin and William M. Stickney
Other Release No.: AAER-2413
See also: Complaint in this matter
LR-19655 Apr. 13, 2006 Ramy El-Batrawi, et al.
See also: Complaint in this matter
LR-19654 Apr. 13, 2006 Garner Anthony
See also: Complaint in this matter
LR-19653 Apr. 12, 2006 Dollar General Corp., et al.
Other Release No.: AAER-2411
LR-19652 Apr. 12, 2006 PKF and Anthony Frederick John Mead
Other Release No.: AAER-2410
See also: Complaint in this matter
LR-19651 Apr. 11, 2006 Carl Rausch
See also: Complaint in this matter
LR-19650 Apr. 11, 2006 Sonja Anticevic et al.
See also: Complaint in this matter; Complaint Exhibit A; Complaint Exhibit B
LR-19649 Apr. 10, 2006 Kenneth M. Gerland and Christopher M. Bernabei; Patrick I. Garvey; and Diane Karaoulis
See also: Complaint v. Gerland and Bernabei; Complaint v. Garvey; Complaint v. Karaoulis
LR-19648 Apr. 10, 2006 Xiangsha Feng
LR-19647 Apr. 10, 2006 Thomas J. Gerbasio, et al.
LR-19646 Apr. 7, 2006 James Vincent O'Brien, et al.
LR-19645 Apr. 7, 2006 Exotics.com, Inc., et al.
Other Release No.: AAER-2408
LR-19644 Apr. 7, 2006 Mark T. Ellis
LR-19643 Apr. 6, 2006 Armand Dauplaise and Bernard Shinder
Other Release No.: AAER-2407
LR-19642 Apr. 6, 2006 Faisal Zafar and Sameer Thawani
See also: Complaint in this matter
LR-19641 Apr. 5, 2006 JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin
LR-19640 Apr. 4, 2006 Unlimited Cash, Inc., Douglas Network Enterprises, Sneed Financial Service, LLC, Wayne Douglas Flesher, Nancy Carol Khalial, and Clifton Curtis Sneed, Jr.
See also: Complaint in this matter
LR-19639 Apr. 4, 2006 Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey Graham, Pond Securities Corp. d/b/a Pond Equities, Ezra Birnbaum and Shaye Hirsch
See also: Complaint in this matter
LR-19638 Apr. 4, 2006 SBM Investment Certificates, Inc., f/k/a 1ST Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury
See also: Complaint in this matter
LR-19637 Apr. 3, 2006 Jon E. Hankins, et al.
LR-19636 Apr. 3, 2006 Alexander J. Yaroshinsky
 
First Quarter
LR-19635 Mar. 31, 2006 2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd. Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd.
See also: Complaint in this matter
LR-19634 Mar. 31, 2006 Sherry L. Gibson
LR-19633 Mar. 31, 2006 Brian J. Stucke
LR-19632 Mar. 30, 2006 Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
See also: Complaint in this matter
LR-19631 Mar. 30, 2006 Conrad P. Seghers and James R. Dickey
LR-19630 Mar. 29, 2006 Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker
Other Release No.: AAER-2404
See also: Complaint in this matter
LR-19629 Mar. 29, 2006 Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Other Release No.: AAER-2402
LR-19628 Mar. 29, 2006 Terry F. Favilla and Gary R. Dowell
See also: Complaint in this matter
LR-19627 Mar. 29, 2006 Fernando J. Espuelas et al.
Other Release No.: AAER-2401
See also: Complaint in this matter
LR-19626 Mar. 29, 2006 Cobalt Multifamily Investors I, LLC. Cobalt Multifamily Co. I, LLC, Cobalt Funding, LLC, Mark A. Shapiro, Irving J. Stitsky, and William B. Foster, Defendants, and Vail Mountain Trust, Relief Defendant
See also: Complaint in this matter
LR-19625 Mar. 28, 2006 Alexander J. Yaroshinsky
LR-19624 Mar. 28, 2006 Gregory A. Brady, et al.
Other Release No.: AAER-2400
LR-19623 Mar. 27, 2006 David T. Leboe and Dale G. Rasmussen
Other Release No.: AAER-2399
See also: Complaint in this matter
LR-19622 Mar. 22, 2006 Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and
R.K. Dhawan
Other Release No.: AAER-2398
See also: Complaint in this matter
LR-19621 Mar. 22, 2006 Michael Morrell, et al.
LR-19620 Mar. 21, 2006 Travis E. Correll, et al.
LR-19619 Mar. 21, 2006 Converge Global, Inc.
LR-19618 Mar. 21, 2006 Wind Farm, Inc., et al.
LR-19617 Mar. 21, 2006 Bruce Hill, et al.
Other Release No.: AAER-2396
LR-19616 Mar. 21, 2006 A.B. Watley Group, Inc., Paul F. Coughlin, William B. Deakins, Warren R. Fellus, Keith M. Geller, Keevin H. Leonard, Robert F. Malin, Steven E. Malin, Linus N. Nwaigwe, Michael A. Picone, Bryan S. Rogers, and Keith A. Rogers
See also: Complaint in this matter
LR-19615 Mar. 20, 2006 Teresa V. Fernandez
LR-19614 Mar. 20, 2006 Barry Richard Kusatzky
Other Release No.: AAER-2394
LR-19613 Mar. 17, 2006 Eric Resteiner, et al.
LR-19612 Mar. 16, 2006 C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen
LR-19611 Mar. 16, 2006 KS Advisors, Inc., KS Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle
LR-19610 Mar. 16, 2006 Eric Walsh, John Abresch, et al.
LR-19609 Mar. 16, 2006 Patrick A. Grotto, Mark B. Leffers and Jon M. Bloodworth
LR-19608 Mar. 14, 2006 Gary Lynn McDuff
LR-19607 Mar. 14, 2006 Langley Partners, L.P., North Olmsted Partners, L.P., Quantico Partners, L.P., and Jeffrey Thorp
LR-19606 Mar. 10, 2006 BMA Ventures, Inc. and William Robert Kepler
LR-19605 Mar. 9, 2006 Scott R. Sacane, et al.
LR-19604 Mar. 9, 2006 Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser
LR-19603 Mar. 9, 2006 Opsis Technologies Int'l, Inc., et al.
LR-19602 Mar. 8, 2006 Delano N. Sta.Ana
See also: Complaint in this matter
LR-19601 Mar. 8, 2006 Michael A. Liberty, et al.
See also: Complaint in this matter
LR-19600 Mar. 8, 2006 K.L. Group, LLC, et al.
LR-19599 Mar. 8, 2006 Eduardo A. Masferrer, Juan Carlos Bernace and John M.R. Jacobs
LR-19598 Mar. 8, 2006 Viatical Capital, Inc., et al.
LR-19597 Mar. 8, 2006 Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa
LR-19596 Mar. 7, 2006 Sunbelt Development Corporation, Wendell Rogers, Donald Hammond and Willie Davis
LR-19595 Mar. 7, 2006 Latin American Services, Inc., et al.
LR-19594A Sep. 14, 2006 One or More Unknown Traders of Options on Common Stock of Ralston Purina Co.
LR-19593 Mar. 7, 2006 Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
LR-19592 Mar. 7, 2006 Charis Johnson, LifeClicks, LLC, and 12daily Pro
LR-19591 Mar. 6, 2006 Craig H. Reinhard, et al.
See also: Complaint in this matter
LR-19590 Mar. 6, 2006 Michael Lauer, et al.
See also: Complaint in this matter
LR-19589 Mar. 3, 2006 Sharon E. Vaughn and Directors Financial Group, Ltd.
See also: Complaint in this matter
LR-19588 Mar. 3, 2006 Kevin Hobbs et al.
LR-19587 Mar. 2, 2006 Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant
See also: Complaint in this matter
LR-19586 Mar. 2, 2006 Alan Cao and Jun Shi
LR-19585 Mar. 2, 2006 Symbol Technologies, Inc., et al.
Other Release No.: AAER-2391
LR-19584 Mar. 1, 2006 Carl R. Rose, Lawrence A. Clasby, et al.
LR-19583 Mar. 1, 2006 Paul J. Silvester, et al.
LR-19582 Mar. 1, 2006 Allen Z. Wolfson, et al.
LR-19581 Feb. 28, 2006 Kirk S. Wright, International Management Associates, LLC; International Management Associates Advisory Group, LLC; International Management Associates Platinum Group, LLC; International Management Associates Emerald Fund, LLC; International Management Associates Taurus Fund, LLC; International Management Associates Growth & Income Fund, LLC; International Management Associates Sunset Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP
See also: Complaint in this matter
LR-19580 Feb. 27, 2006 Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella
LR-19579 Feb. 27, 2006 Charis Johnson, Lifeclicks, LLC, and 12daily Pro
See also: Complaint in this matter
LR-19578 Feb. 27, 2006 NetEase.com, Inc.
Other Release No.: AAER-2382
See also: Complaint in this matter
LR-19577 Feb. 24, 2006 August M. Cruciotti
See also: Notice in this matter
LR-19576 Feb. 24, 2006 Carl R. Rose, et al.
LR-19575 Feb. 23, 2006 Dean J. Sheptycki
LR-19574 Feb. 23, 2006 Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC and Spin Drift, LLC
LR-19573 Feb. 22, 2006 KPMG LLP, et al.
LR-19572 Feb. 17, 2006 Vestron Financial Corp., et al.
LR-19571 Feb. 17, 2006 iBIZ Technology Corp., Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott
See also: Complaint in this matter
LR-19570 Feb. 17, 2006 Patrick Kirkland
LR-19569 Feb. 17, 2006 Lambert Vander Tuig, The Carolina Development Company, Inc. and Jonathan Carman
See also: Complaint in this matter
LR-19568 Feb. 16, 2006 Sanjiv S. Agarwala
LR-19567 Feb. 16, 2006 Eric J. McCracken, et al.
Other Release No.: AAER-2375
LR-19566 Feb. 15, 2006 Paul J. Silvester and Ben F. Andrews, Jr.
LR-19565 Feb. 15, 2006 Credit First Fund, LP, et al.
LR-19564 Feb. 14, 2006 Lori G. Addison
See also: Complaint in this matter
LR-19563 Feb. 13, 2006 Ronald J. Bauer
LR-19562 Feb. 10, 2006 George A. Todt, et al.
LR-19561 Feb. 9, 2006 MSTG Solutions, Inc. and Gil Kim
LR-19560 Feb. 9, 2006 American International Group, Inc.
Other Release No.: AAER-2371
See also: Complaint in this matter
LR-19559 Feb. 9, 2006 Brad A. Weaver and Beta Asset Management, Inc.
LR-19558 Feb. 8, 2006 Elsie M. Leung
Other Release No.: AAER-2374
LR-19557 Feb. 7, 2006 Bruce E. Snyder, Jr.
Other Release No.: AAER-2372
LR-19556 Feb. 6, 2006 Joshua Yafa, et al.
LR-19555 Feb. 6, 2006 John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners, Inc.
See also: Complaint in this matter
LR-19554 Feb. 3, 2006 Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC and Spin Drift, LLC
LR-19553 Feb. 2, 2006 William A. Day
LR-19552 Feb. 2, 2006 Ronald Ferguson, Elizabeth Monrad, Robert Graham, Christopher Garand, and Christian Milton
Other Release No.: AAER-2369
See also: Complaint in this matter
LR-19551 Feb. 2, 2006 Wallace Nakano
LR-19550 Jan. 31, 2006 Mark Kishel
LR-19549 Jan. 31, 2006 Victor J. Menezes
See also: Complaint in this matter
LR-19548 Jan. 30, 2006 Thomas P. Clark
Other Release No.: AAER-2368
LR-19547 Jan. 30, 2006 WMDS, Inc. et al.
See also: Complaint in this matter
LR-19546 Jan. 30, 2006 U.S. Wind Farming, Inc., William L. Telander, et al.
LR-19545 Jan. 27, 2006 Teresa V. Fernandez
LR-19544 Jan. 26, 2006 James J. McDermott, et al.
LR-19543 Jan. 26, 2006 Allan Boren, et al.
LR-19542 Jan. 25, 2006 Morgan Cooper, et al.
LR-19541 Jan. 24, 2006 Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
LR-19540 Jan. 24, 2006 Learn Waterhouse, Inc.; Randall Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta
LR-19539 Jan. 23, 2006 Ernesto Sibal, et al.
LR-19538 Jan. 23, 2006 Mark Kishel
See also: Complaint in this matter
LR-19537 Jan. 20, 2006 Stansbury Holdings Corporation, Aldine J. Coffman, Jr., Dennis R. Staal, CPA, Richard E. Sellers, CPA, and Sellers & Associates P.C.
Other Release No.: AAER-2366
LR-19536 Jan. 20, 2006 Fortress Financial Group, Inc. and Jeffrey A. Richie
LR-19535a Jan. 20, 2006 i2 Technologies, Inc.
See also:
Court order; SEC'S Unopposed Motion for Approval of Distribution Plan
LR-19534 Jan. 20, 2006 Groh Asset Management, Inc. and Roger O. Groh
See also: Complaint in this matter
LR-19533 Jan. 20, 2006 Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
Other Release No.: AAER-2365
LR-19532 Jan. 19, 2006 Sport-Haley, Inc., Steve S. Auger, and Kenneth R. LeCrone
Other Release No.: AAER-2364
LR-19531 Jan. 18, 2006 Deog Kyoon Jeong
See also: Complaint in this matter
LR-19530 Jan. 13, 2006 Roger A. Householder
LR-19529 Jan. 13, 2006 Kimberly J. Carrella, et al.
LR-19528 Jan. 12, 2006 Thomas J. Bucknum
See also: Complaint in this matter
LR-19527 Jan. 10, 2006 Richard A. Svoboda and Michael A. Robles
LR-19526 Jan. 10, 2006 Daniel Calugar and Security Brokerage, Inc.
LR-19525 Jan. 10, 2006 Anthony F. Giordano
See also: Complaint in this matter
LR-19524 Jan. 6, 2006 eWealth Securities, Inc., et al.
LR-19523 Jan. 5, 2006 David M. Faubert, et al.
LR-19522 Jan. 5, 2006 Bruce M. Perry and M. Brooks Turkel
LR-19521 Jan. 4, 2006 Alan C. Goldsworthy, Walter T. Hilger, and Mark E. Sullivan
Other Release No.: AAER-2361
See also: Complaint in this matter
LR-19520 Jan. 4, 2006 McAfee, Inc.
Other Release No.: AAER-2360
See also: Complaint in this matter
LR-19519 Jan. 3, 2006 Dennis S. Herula et al.
LR-19518 Jan. 3, 2006 Lee David Edelman
See also: Complaint in this matter
LR-19517 Jan. 3, 2006 Karnig H. Durgarian, Jr.,Donald F. McCracken, Ronald B. Hogan, Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs
See also: Complaint in this matter

 

http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2006.shtml

Modified: 04/16/2014