INVESTMENT MANAGEMENT CAREER OPPORTUNITIES

The Division of Investment Management oversees regulatory policy for the mutual funds, ETFs and investment advisers that many investors depend on to help them buy a home, send kids to college, and prepare for retirement. We support the SEC’s mission to protect investors, maintain fair, orderly and efficient markets, and facilitate capital formation. Our work touches the lives of investors.

Join top talent in public service

Our team thrives on diverse capabilities, including analysts, accountants, lawyers, industry specialists and administrative professionals.

Scott Lee headshot

Scott Lee

Senior Counsel

“I’ve always been interested in technology, finance, law, and government/governance. There aren’t too many opportunities for lawyers to pursue a career that combines all these interests into one position. In my time in the Division, I’ve had the opportunity pursue these interests while working on cutting edge legal and regulatory matters in a rapidly changing financial marketplace brought on by new technologies.”

Steve Flantsbaum headshot

Steve Flantsbaum

Senior Special Counsel Fellow

“I joined the SEC for an opportunity to make an impact in public service and to learn about the government aspect of the investment management industry. The issues my colleagues and I analyze day-to-day are challenging and I enjoy knowing that our work at the SEC is critical to individual investor experience. The people at the SEC are incredibly smart, diligent and passionate about their work."

Renee Pearsall headshot

Seretha Renee Pearsall

Research Specialist

“When an opportunity presented itself that allowed me to leverage my experience and gain more knowledge about investment management practices, I eagerly jumped at it, and have enjoyed working in the Division ever since.”

“The best part of working in the Division is the continued opportunities for growth and learning something new each day.”

Jacob Sandoval headshot

Jacob Sandoval

Accountant and Manager

“I was seeking an opportunity to grow my career and learn more about the investment management industry. I’ve stayed at the Commission because of the people.”

“My colleagues have many different career paths and talents, and a passion for protecting investors that inspires me.”

Beth Clark circle headshot

Beth Clark

Attorney

“The day-to-day work is challenging, and the topics I research and work on are widely varied. The people I work with are unbelievably smart, experienced and thoughtful.”

Michael Spratt circle headshot

Michael Spratt

Assistant Director

“I came to the SEC excited by the opportunity to help ensure that people are able to invest with confidence to meet key financial goals, like saving for retirement or paying for their kids to go to college. I’ve stayed here for more than 10 years because of the collegial atmosphere and a culture that allows me to balance my career ambitions with personal interests like being active in the lives of my young children (such as coaching their sport teams).”

Who Works in the Division?

The Division includes over 200 employees and interns from a diverse range of backgrounds.

Lawyers

provide legal guidance to the public, write regulations and review filings. While some lawyers in the Division had experience in law firm or in-house asset management practices prior to joining the staff, many have also come from other legal practices or, in some cases, joined following law school.

Accountants

provide advice on the application of accounting and auditing standards to investment vehicles and review filings. The value of investments is a critical issue for investors, and as a result, policy concerning accounting and auditing plays a central role in the work of the Division.

Analysts and industry specialists

monitor developments among market participants and in markets and provide insight into their operations and relationships. These professionals provide an essential link between policy and practice by offering a perspective that is driven by data and extensive practical experience. 

Administrative, human resource and IT professionals

support the business needs of the Division. These professionals develop solutions for the Division and provide a range of support services that allow the Division to leverage its resources effectively.

Opportunities for Professionals and Students

Current opportunities for permanent and intern positions in the Division are listed below.

Permanent Attorney-Advisor Positions
Division of Investment Management Fellowship Program
SEC Programs for Students and Recent Graduates
Careers in the Division of Investment Management

Title

IM Office

Location

Staff Accountant

Chief Accountant’s Office

Washington, DC / Boston, MA / New York, NY