Major Information Systems
May 12, 2017
Name | System Description | Division/Office |
|---|---|---|
| 19d-1 | Repository of final disciplinary actions taken by self-regulatory organizations (SROs) against members or persons associated with members | Examinations |
| Blue Sheets System | Electronic system through which trade data is requested from and transmitted by the broker-dealer community to the SEC pursuant to the Blue Sheets rule, Section 17a-25 of the Securities Exchange Act of 1934 | Enforcement |
| Casepoint | A cloud-based, comprehensive eDiscovery document review application | Enforcement |
| Electronic Freedom of Information Act Processing System (e-FOIA) | Tracks and monitors progress on all tasks associated with Freedom of Information Act and Privacy Act requests and appeals as well as requests for confidential treatment under the Commission’s Rule 83 | Support Operations |
| Electronic, Data Gathering, Analysis, and Retrieval (EDGAR) | Online system for the receipt, acceptance, dissemination, and analysis of SEC-mandated filings. EDGAR is broken into components that facilitate Commission staff interaction with the system. | EDGAR Business Office |
| EnforceNet | Intranet for the Division of Enforcement, including guidance and best practices | Enforcement |
| Evidence Tracking System (ETS) | Tracks processing of electronic discovery | Enforcement |
| ExamNet | Collaborative environment and repository for National Exam Program policies, procedures, and guidance as well as program office data. | Examinations |
| http://investor.gov | Public-facing website that provides valuable information for the general public and investors | Investor Education and Assistance |
| http://sec.gov | Public-facing website that provides timely information for the general public, investors, and filing companies | Public Affairs |
| HUB | Provides case management and tracking for Division of Enforcement offices nationwide | Enforcement |
| Memo Tracking System - Enforcement (MTS-E) | Workflow and reporting tool | Enforcement |
| MIDAS | Combines advanced technologies with empirical data to promote better understanding of markets | Trading and Markets |
| NEAT | Forensic tool that leverages trading and market data to support the examination process | Examinations |
| SRO Rule Tracking System (SRTS) / Electronic Form Filing System (EFFS) | Used to process certain filings from self-regulatory organizations (SROs) and other entities, including Systems Compliance and Integrity (SCI) entities and Security-Based Swap Execution Facilities (SBSEFs) | Trading and Markets |
| TCR | Allows the general public to confidentially submit a tips, complaints & referrals (TCR) web form to the SEC about possible violations of the federal securities laws | OIT |
| TRENDS | Provides a one-stop electronic examination platform to manage National Examination Program processes of the Division of Examinations, including the tracking and reporting of examination data and the managing of electronic documentation for all examination groups | EXAMS |
Last Reviewed or Updated: Dec. 15, 2025