Other
Form ADV Data
Jan. 2, 2018
Historical ADV Part 1 filing data for SEC registered investment advisers from January 2001 through the most recent quarter and for SEC exempt reporting advisers from December 2011 through the most recent quarter, is available in .csv format, below. These files contain ADV Part 1A, all Schedules, and DRPs. These data sets consist of multiple tables that may need to be combined into a database or linked, depending on how the data will be used. Form ADV Part 2 brochures are available below in .pdf format from April 2007 through the most recent quarter. Please allow approximately one month after the quarter ends for the updated files to be posted.
Additional Resources
- See also Information About Registered Investment Advisers and Exempt Reporting Advisers.
- To view the latest ADV filing for a specific adviser, please visit the Investment Adviser Public Disclosure website.
- The SEC does not have access to data for state-registered investment advisers. FINRA maintains state data. To obtain information about state-registered investment advisers, you will have to contact the individual states. A list of state regulators is available from the North American Securities Administrators Association at www.nasaa.org (Contact Your Regulator).
- The files that have "_20150315" as part of their nomenclature have the data from 2001 to March 15, 2015. For example: DRP_Criminal_20150315.csv.
Form ADV Part 1 Data Files
- Form ADV Updates RIA from January 1, 2023 to March 31, 2023 (18 MB)
- Form ADV Updates ERA from January 1, 2023 to March 31, 2023 (6.3 MB)
- Form ADV Complete RIA January 2001 to March 31, 2023 (1.2 GB)
- Form ADV Complete ERA January 2001 to March 31, 2023 (68 MB)
Form ADV Part 2 Data Files
- March 2023 (1)
- March 2023 (2)
- March 2023 (3)
- March 2023 (4)
- March 2023 (5)
- March 2023 (6)
- March 2023 (7)
- March 2023 (8)
- March 2023 (9)
- March 2023 (10)
- February 2023
- January 2023
- October - December 2022
- September 2022
- August 2022
- July 2022
- June 2022 | Mapping Information
- May 2022 | Mapping Information
- April 2022 | Mapping Information
- March 2022 (1) | Mapping Information for March 2022
- March 2022 (2)
- March 2022 (3)
- March 2022 (4)
- March 2022 (5)
- March 2022 (6)
- March 2022 (7)
- March 2022 (8)
- February 2022
- January 2022
- December 2021 | Mapping Information
- November 2021 | Mapping Information
- October 2021 | Mapping Information
- September 2021 | Mapping Information
- August 2021 | Mapping Information
- July 2021 | Mapping Information
- June 2021 | Mapping Information
- May 2021 | Mapping Information
- April 2021 | Mapping Information
- March 2021 (1) | Mapping Information for March 2021
- March 2021 (2)
- March 2021 (3)
- March 2021 (4)
- February 2021 | Mapping Information
- January 2021 | Mapping Information
- December 2020 | Mapping Information
- November 2020 | Mapping Information
- October 2020 | Mapping Information
- September 2020 | Mapping Information
- August 2020 | Mapping Information
- July 2020 | Mapping Information
- June 2020 | Mapping Information
- May 2020 | Mapping Information
- April 2020 | Mapping Information
- March 2020 (1) | Mapping Information for March 2020
- March 2020 (2)
- March 2020 (3)
- March 2020 (4)
- February 2020 | Mapping Information
- January 2020 | Mapping Information
Part 2 Archives
Form ADV-W Data Files
- June 16, 2020 to March 31, 2023
- Form ADV-W Updates from January 1, 2023 to March 31, 2023
- June 16, 2020 to December 31, 2022
- Form ADV-W Updates from October 1, 2022 to December 31, 2022
- Form ADV-W Updates from July 1, 2022 to September 30, 2022
- April 1, 2022 to June 30, 2022
- June 16, 2020 to June 30, 2022
- June 16, 2020 to March 31, 2022
- January 1, 2022 to March 31, 2022
- June 16, 2020 to December 31, 2021
- October 1, 2021 to December 31, 2021
- July 1, 2021 to September 30, 2021
- June 16, 2020 to September 30, 2021
- February 11, 2019 to January 31, 2020
- February 1, 2020 to April 30, 2020
- June 16, 2020 to June 30, 2021
- April 1, 2021 to June 30, 2021
- January 1, 2021 to March 31, 2021
- October 1, 2020 to December 31, 2020
- January 16, 2020 to June 30, 2021
- April 1, 2021 to June 30, 2021
- January 1, 2021 to March 31, 2021
- June 16, 2020 to March 31, 2021
- May 1, 2020 to June 15, 2020
- January 1, 2019 to April 30, 2020
- January 1, 2001 to February 10, 2019
Modified: Oct. 31, 2022