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34-67423.pdf

34-67423.pdf
34-67423.pdf (65.16 KB)
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER AND ORDER OF SUSPENSION PURSUANT TO RULE 102(e)(2) OF THE COMMISSIONS RULES OF PRACT\
ICE