Other
2022 National Compliance Outreach Video Recording
Nov. 29, 2022
- Welcoming Remarks – SEC Directors Panel – Panel I: Fiduciary Interpretation and Form CRS – Panel II: New Marketing Rule
- Panel II: New Marketing Rule, Continued
- Panel III: Registered Funds Topics – Panel IV: ESG Related Topics – Panel V: Private Fund Adviser Topics
- Panel VI: Hot Topics Lightning Round
Modified: Nov. 29, 2022