Municipal Advisor Resources

• Final Municipal Advisor Registration Rule (November 12, 2013) https://www.gpo.gov/fdsys/pkg/FR-2013-11-12/pdf/2013-23524.pdf
• SEC, Registration of Municipal Advisors Frequently Asked Questions, Office of Municipal Securities  https://www.sec.gov/info/municipal/mun-advisors-faqs.shtml
• SEC, Instructions for the Form MA Series https://www.sec.gov/about/forms/formmadata.pdf
• SEC, 2016 Examination Priorities (January 2016) http://www.sec.gov/about/offices/ocie/national-examination-program-priorities-2016.pdf
• MSRB, Preparing to Submit MSRB Form A-12 Checklist http://www.msrb.org/msrb1/pdfs/MSRB-Registration-Checklist-Form-A-12.pdf

Municipal Advisor Registration Forms

• Form MA https://www.sec.gov/about/forms/formma.pdf
• Form MA-I https://www.sec.gov/about/forms/formma-i.pdf
• Form MA-NR https://www.sec.gov/about/forms/formma-nr.pdf
• Form MA-W https://www.sec.gov/about/forms/formma-w.pdf

EDGAR Links

• EDGAR Filer Website https://www.edgarfiling.sec.gov/Welcome/EDGARLogin.htm
• EDGAR Filer Management  https://www.filermanagement.edgarfiling.sec.gov/Welcome/EDGARFilerMgmtMain.htm
• EDGAR Filer Manual https://www.sec.gov/info/edgar/edmanuals.htm