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Risk Alert: Safeguarding Customer Records and Information at Branch Offices

April 26, 2023

Safeguarding Customer Records and Information at Branch Offices

Today the Division of Examinations published a Risk Alert highlighting the importance of establishing written policies and procedures for safeguarding customer records and information at branch offices.

The Risk Alert discusses common issues related to branch office governance in the areas of vendor management, email configuration, data classification, access management, and technology risk.

View the Risk Alert: Safeguarding Customer Records and Information at Branch Offices

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