Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Award Claim

In the Matter of Scottrade, Inc.

Feb. 24, 2014

2014-013

In the Matter of Scottrade, Inc.
Administrative Proceeding File No.: 3-15702
Case filed: January 29, 2014
Qualifying Judgment/Order: January 29, 2014

Last Reviewed or Updated: Feb. 24, 2014

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of Scottrade, Inc.

More in this Section

In the Matter of Scottrade, Inc.