Unregistered Soliciting Entities

Public Alert: Whalberg and Kaplan Agency Inc.

July 30, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Whalberg and Kaplan Agency Inc.

2377 Connecticut Avenue NW, Suite 405
Washington, DC 20036
Phone: 202-552-1095

Last Reviewed or Updated: June 28, 2024