Fictitious Regulators

Public Alert: Securities Compliance Agency

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Securities Compliance Agency

July 19, 2019

212 S. Tryon Street

Charlotte, NC 28281

Phone: 704-817-0609

Fax: 704-817-0610

Last Reviewed or Updated: June 28, 2024