Impersonators of Genuine Firms

Public Alert: Regency Group Inc.

July 25, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Regency Group Inc.

99 Wall Street, 12th Floor

New York, NY 10005

Phone: 646-289-8044

Fax: 212-672-1100

Website: http://www.regency-group.net/

  1. Regency Group Inc. is impersonating a formerly registered broker-dealer firm with the same name and address - The Regency Group, Inc. (CRD Number: 45216; SEC Number: 8-50995). The impersonator has NO connection with, and is not to be confused with, the genuine Regency Group, Inc., which had its registration with the SEC cancelled on October 9, 2003 and is defunct.

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Last Reviewed or Updated: June 28, 2024