Unregistered Soliciting Entities

Public Alert: Lawrence James and Associates

July 26, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Lawrence James and Associates

90 Broad Street, 9th Floor
New York, NY 10004
Phone: 646-205-1204
Fax: 646-839-2730

Last Reviewed or Updated: June 28, 2024