Impersonators of Genuine Firms

Public Alert: Cain Capital LLC

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Cain Capital LLC

July 19, 2019

100 Crescent Court

Suite 200

Dallas, TX 75201

Phone: 214-270-0655

Fax: 214-722-0016

Website: http://www.caincapitalllc.com

  1. The above listed entity is impersonating a genuine entity having a similar name: Cain Capital L.L.C. (CRD #113592 / SEC #801-60959 / CIK #0001319593).
  2. The genuine entity has the following mailing address – 3953 Maple Avenue, Suite 290, Dallas, TX 75219 – it does not appear to maintain a website. The SEC's EDGAR database contains historical registration information for the genuine entity. However, the entity is not currently filing any information with the Commission.
  3. The impersonator has no connection with, and is not to be confused with, the genuine entity.

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Last Reviewed or Updated: June 28, 2024