Unregistered Soliciting Entities

Public Alert: Ashley Partners M&A

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Ashley Partners M&A

July 25, 2019

100 Pearl Street 11th Floor

Hartford, CT 06103

Phone: 860-760-1720

Fax: 860-760-6834

Website: http://www.ashleypartners.com/

  1. Investor solicitations employ "International Shareholders Compliance Department," an entity which is believed to be fictitious.

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Last Reviewed or Updated: June 28, 2024