Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
March 16, 2010	C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen Release No. LR-21453
March 15, 2010	Vinod Gupta; Vasant H. Raval; Rajnish K. Das and Stormy L. Dean Release No. LR-21451 See Also: SEC Complaint vs. Gupta , SEC Complaint vs. Raval , SEC Complaint vs. Das and Dean
March 15, 2010	Stephen X. Kim and Spyglass Management, L.P., Defendants Release No. LR-21450 See Also: SEC Complaint
March 11, 2010	Robert M. Esposito, Gregory A. King, Jack R. Belluscio and Anscott Industries, Inc. Release No. LR-21449
March 11, 2010	Darryl Lamonth Clark Release No. LR-21448
March 10, 2010	Richard Verdiramo, Vincent L. Verdiramo, Edward Meyer, Jr., and Victoria Chen Release No. LR-21447 See Also: SEC Complaint
March 10, 2010	Jose O. Vianna, Jr. and Creswell Equities, Inc. Release No. LR-21446 See Also: SEC Complaint
March 10, 2010	Francois E. Durmaz (aka Mahmut E. Durmaz), Robert C. Pribilski, USA Retirement Management Services (aka Usa Financial Management Services, Inc.), Defendants, and Sibel Ince, Mehmet Karakus, Marlali Gayrimenkul Yatirimlari, Marlali Investment Company, LLC, Gulen Enterprises, Inc., Relief Defendants Release No. LR-21445 See Also: SEC Complaint
March 10, 2010	Jay Lapine Release No. LR-21444, AAER-3119
March 9, 2010	Salvatore Zangari Release No. LR-21442 See Also: SEC Complaint
March 9, 2010	Presstek, Inc. and Edward J. Marino Release No. LR-21443 See Also: SEC Complaint
March 8, 2010	Darko S. Mrakuzic Release No. LR-21441
March 5, 2010	Wealth Management LLC et al. Release No. LR-21440
March 5, 2010	Chaya Unger Release No. LR-21439 See Also: SEC Complaint
March 5, 2010	Charles C. Conaway and John T. McDonald, Jr. Release No. LR-21438
March 4, 2010	Kathleen S. Dobens, Charles T. Dobens, Joseph A. Roche, Silex Group, LLC, Preakness Apartments I & II, LLC, Cherry Hills Apartments of Forth Worth, LLC, and Clear River Partners, LLC, as Defendants, and East Coast Investment Solutions, LLC, The Dobens Company, LLC, Crosscreeks Apartments I and Crosscreeks Apartments II, LLC, as Relief Defendants Release No. LR-21437 See Also: SEC Complaint
March 4, 2010	Alan Todd May and Prosper Oil and Gas, Inc. a/k/a Prosper Energy, Inc. Release No. LR-21436 See Also: SEC Complaint
March 4, 2010	Joseph Grendys et al. Release No. LR-21435, AAER-3118
March 4, 2010	Rodney E. Wallace, Joe B. Dorman and John A. Blank Release No. LR-21434 See Also: SEC Complaint
March 4, 2010	Sean David Morton, Vajra Productions, LLC, 27 Investments, LLC, and Magic Eight Ball Distributing, Inc., defendants, and Melissa Morton and Prophecy Research Institute, relief defendants Release No. LR-21433 See Also: SEC Complaint
March 4, 2010	Mitchell, Porter & Williams, Inc., The Adivanala AA Investment Trust, AB3, Inc., Thomas L. Mitchell Release No. LR-21432 See Also: SEC Complaint
March 3, 2010	American Equity Investment Life Holding Company, David J. Noble, and Wendy C. Waugaman Release No. LR-21431 See Also: SEC Complaint
March 3, 2010	Gaston E. Cantens and Teresita Cantens Release No. LR-21430 See Also: SEC Complaint
March 3, 2010	Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP Release No. LR-21429 File Number: 0011-ODE
March 3, 2010	Verint Systems Inc. Release No. LR-21428, AAER-3117 See Also: SEC Complaint against Verint , Administrative Proceedings Release
March 2, 2010	Envision Direct L.L.C. and Gary R. Headding Release No. LR-21427 See Also: SEC Complaint
Feb. 25, 2010	George Georgiou Release No. LR-21426
Feb. 25, 2010	Tara R. Eisler Release No. LR-21425 See Also: SEC Complaint File Number: 3-13792
Feb. 25, 2010	Daniel Bonventre Release No. LR-21424, AAER-3115 See Also: SEC Complaint
Feb. 23, 2010	Frank J. Custable, Jr., et al. Release No. LR-21423
Feb. 23, 2010	Lawrence "Lee" Loomis et al. Release No. LR-21422 See Also: SEC Complaint
Feb. 22, 2010	In Re Application for an Order Enforcing Administrative Subpoena Release No. LR-21420
Feb. 22, 2010	Suman, et al. Release No. LR-21419
Feb. 22, 2010	Kay Services, LLC, et al. Release No. LR-21421
Feb. 19, 2010	Steven W. Salutric Release No. LR-21418 See Also: SEC Complaint
Feb. 19, 2010	Pacific Asian Atlantic Foundation and Samuel M. Natt Release No. LR-21417 See Also: SEC Complaint
Feb. 18, 2010	Greenstone Holdings, Inc. et al. Release No. LR-21416 See Also: SEC Complaint
Feb. 16, 2010	Steven Scoppetuolo, et al. Release No. LR-21415 See Also: SEC Complaint
Feb. 16, 2010	Gerald D. Horn Release No. LR-21414 See Also: SEC Complaint
Feb. 16, 2010	Alliance Transcription Services, Inc., et al. Release No. LR-21413
Feb. 12, 2010	Michael J. Byrd Release No. LR-21412
Feb. 12, 2010	Samuel B. Vitale and Joyce D. Vitale Release No. LR-21411 See Also: SEC Complaint
Feb. 5, 2010	Richard Elkinson Release No. LR-21410
Feb. 4, 2010	Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull Release No. LR-21409
Feb. 4, 2010	State Street Bank and Trust Company Release No. LR-21408 See Also: SEC Complaint
Feb. 4, 2010	Bank of America Corporation Release No. LR-21407 See Also: Notice of Motion , Exhibit A , Supporting Brief
Feb. 3, 2010	Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP Release No. LR-21406 File Number: 0011-ODE
Feb. 3, 2010	Joshua Z. Levinberg Release No. LR-21405 See Also: SEC Complaint
Feb. 3, 2010	Bruce A. Macdonald and Robert A. Maresca, Defendants, and Bruce K. Bohlander, Relief Defendant Release No. LR-21404 See Also: SEC Complaint
Feb. 2, 2010	David R. Slaine Release No. LR-21403 See Also: SEC Complaint
Feb. 2, 2010	Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC Release No. LR-21402
Feb. 2, 2010	Stephen Czarnik Release No. LR-21401 See Also: SEC Complaint
Feb. 2, 2010	Winning Kids, Inc., Christian Hainsworth, Robert Comiskey, Edward Tamimi, and Victor Selenow, Defendants Release No. LR-21400 See Also: SEC Complaint
Feb. 1, 2010	David W. Wehrs and Maryland Title and Escrow Co., Inc. Release No. LR-21399 See Also: SEC Complaint
Feb. 1, 2010	Vincent Montagna Release No. LR-21398 File Number: 3-12709
Jan. 29, 2010	Galleon Management, LP, et al. Release No. LR-21397 See Also: SEC Complaint
Jan. 28, 2010	Tsukuda-America Inc. et al. Release No. LR-21396A, AAER-3111A See Also: Administrative Proceedings Release , Division of Enforcement Statement
Jan. 26, 2010	East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel Release No. LR-21395 See Also: SEC Complaint
Jan. 25, 2010	Michael Lauer, et al. Release No. LR-21394
Jan. 22, 2010	Fleming, et al. Release No. LR-21393
Jan. 22, 2010	Avi Fogel Release No. LR-21392 See Also: SEC Complaint
Jan. 22, 2010	Nicor Inc. and Jeffrey L. Metz Release No. LR-21391
Jan. 22, 2010	Steven E. Nothern Release No. LR-21389
Jan. 22, 2010	Brian Travis, et al. Release No. LR-21390
Jan. 21, 2010	Robert Feeback, et al. Release No. LR-21387 See Also: SEC Complaint
Jan. 21, 2010	Bernard Daniel Braver Release No. LR-21386 See Also: SEC Complaint
Jan. 21, 2010	Assurant, Inc. Release No. LR-21388, AAER-3109 See Also: SEC Complaint
Jan. 20, 2010	One Equity Corp., et al. Release No. LR-21385 See Also: Claims Materials
Jan. 20, 2010	General Re Corporation Release No. LR-21384, AAER-3108 See Also: SEC Complaint
Jan. 20, 2010	Charles J. Marquardt Release No. LR-21383 See Also: SEC Complaint
Jan. 19, 2010	Jamie L. Solow Release No. LR-21382 See Also: Order of Civil Contempt
Jan. 19, 2010	Andres L. Pimstein, The Bottom Line of South Florida, Inc. and Summit Trading LLC Release No. LR-21381
Jan. 19, 2010	Berkshire Resources, et al. Release No. LR-21380
Jan. 15, 2010	Gregg Thomas Rennie Release No. LR-21379
Jan. 13, 2010	Zachariah P. Zachariah, et al. Release No. LR-21378
Jan. 12, 2010	Phillip Macdonald, Martin Gollan, and Michael Goodman Release No. LR-21376
Jan. 12, 2010	Robert E. Lane, et al. Release No. LR-21375
Jan. 12, 2010	Bank of America Corporation Release No. LR-21377 See Also: SEC Complaint
Jan. 11, 2010	NATCO Group Inc. Release No. LR-21374, AAER-3102 File Number: 3-13742
Jan. 11, 2010	Lance Poulsen, et al. Release No. LR-21373
Jan. 11, 2010	Neil V. Moody and Christopher D. Moody Release No. LR-21372
Jan. 11, 2010	Bank of America Corporation Release No. LR-21371 See Also: SEC Complaint
Jan. 11, 2010	Brooke D. Wagner Release No. LR-21370 See Also: SEC Complaint
Jan. 11, 2010	NewPoint Financial Services, Inc., et al. Release No. LR-21369 See Also: SEC Complaint
Jan. 11, 2010	Ryan M. Reynolds, Desmond J. Milligan, Jason W. Brola, Timothy T. Page, Market 99 Ltd., f/k/a eCarfly, Inc., Tryst Capital Group, LLC, Griffdom Enterprises, Inc., Testre, L.P. and Bellatalia, L.P. Release No. LR-21368
Jan. 8, 2010	Thomas A. Labry and Cherokee Gas Systems, Inc. Release No. LR-21365 See Also: SEC Complaint
Jan. 8, 2010	Richard Elkinson Release No. LR-21364 See Also: SEC Complaint
Jan. 8, 2010	Edward P. May and E-M Management Co. LLC Release No. LR-21367
Jan. 8, 2010	Steve W. Salutric Release No. LR-21366 See Also: SEC Complaint
Jan. 7, 2010	Gerald P. Alexander, CJB Consulting, Inc., and Regis Filia Holdings, Inc. Release No. LR-21363 See Also: Judgment
Jan. 6, 2010	Alfred S. Teo, Sr., et al. Release No. LR-21799
Jan. 6, 2010	Michael F. Shanahan, Sr., et al. Release No. LR-21362
Jan. 6, 2010	Daniel H. Bayly, et al. Release No. LR-21361, AAER-3094
Jan. 5, 2010	Reza Saleh and Amir Saleh Release No. LR-21360
Jan. 5, 2010	Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC Release No. LR-21359
Jan. 4, 2010	Nolan Wayne Wade Release No. LR-21358
Dec. 31, 2009	UTStarcom, Inc. Release No. LR-21357, AAER-3093 See Also: SEC Complaint
Dec. 30, 2009	Walter A. Forbes et al. Release No. LR-21356, AAER-3091
Dec. 29, 2009	Harold H. Jaschke Release No. LR-21355 See Also: SEC Complaint
Dec. 29, 2009	HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri Release No. LR-21354

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