Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Robert G. Herndon
Release No. LR-16710, AAER-1305
Ronald R. Charnock, Mark C. Hyer, Walter Wilowatyj and Donald C. Yount
Release No. LR-16709, AAER-1304
Robert J. Guyer and Liberty National Securities, Inc.
Release No. LR-16707
Fred Carter and Wendell Carter
Release No. LR-16706
Itex Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris
Release No. LR-16708, AAER-1302
Stephen Hourmouzis and Wayne Loughnan
Release No. LR-16705
Jesse Hogan
Release No. LR-16704
Lindsey and Perz
Release No. LR-16703
John F. "Pete" Oliver, et al.
Release No. LR-16702, AAER-1301
David W. Butler
Release No. LR-16701
1stBuy.com, Inc., and Roger D. Pringle
Release No. LR-16700
Bernard Taalib-Din Hasan, a/k/a C. Bernard Caldwell, Maria Elena Gonzalez, TDH Unlimited, Inc. and Unalat, Inc.
Release No. LR-16699
Dean H. Harris
Release No. LR-16696
Regald B. Smith
Release No. LR-16698
Mark S. Jakob
Release No. LR-16697
Kenneth Steiner and Woodbridge Family Medical Associates, P.C.
Release No. LR-16695
System Software Associates, Inc., Roger Covey and Joseph Skadra
Release No. LR-16694
Dana C. Giacchetto and the Cassandra Group, Inc.
Release No. LR-16693
Robert H. Sutton
Release No. LR-16692, AAER-1299
David W. Hall, et al.
Release No. LR-16691
Heartsoft, Inc., Benjamin Shell and Jimmy Butler
Release No. LR-16685
Christopher P. Hastings d/b/a/ Stockpicks1
Release No. LR-16684
Thor Equity Group, LLC and George E. Mahfouz, Jr.
Release No. LR-16683
Houston Texans NFL Football Team Holding Co. and Edgar A. Guilbeau
Release No. LR-16690
Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester
Release No. LR-16689, AAER-1300
File Number: 3-9345
Lee E. Gahr and Chill Tech Industries, Inc.
Release No. LR-16688
Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.
Release No. LR-16687
Michael A. Furr
Release No. LR-16686
Gursel Mandaci
Release No. LR-16682
Donald Rutledge and Gregory Skufca
Release No. LR-16681
Torsten Prochnow d/b/a/ Stockreporter.de, Dennis C. Hass and World of Internet.com AG
Release No. LR-16680
Thomas Carter
Release No. LR-16679
Ronald J. Goldberg
Release No. LR-16678
Nick L. Skansi, et al.
Release No. LR-16675
Texas Titan Resources, Inc.
Release No. LR-16677
Brian E. Pridgeon, Stephon A. Carradine and Craig L. Smith
Release No. LR-16676
Stephen B. Marek and Dominic Roelandt
Release No. LR-16674
Edward A. Durante, et al.
Release No. LR-16673
Dean H. Harris
Release No. LR-16672
Mark S. Jakob
Release No. LR-16671
Christopher L. Burton
Release No. LR-16670
Manu B. Shrivastava
Release No. LR-16669
Lewis Allen Rivlin, Edwin Earl Huling III, and Alfred Huascar Velarde, as Defendants; and Z-Finance, S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and Chrysanthos Chrysostomou, as Relief Defendents
Release No. LR-16668
Tutornet.com Group, Inc. and Euburn R.A. Forde
Release No. LR-16667
Internet Telecommunications Albany System SMR, et al.
Release No. LR-16666
Le Club Privé S.A., Zdenek Kieslich, Ron Zvi Mendelson, Eugene G. Chusid, Le Baron Solidarity, S.A., Le Baron Insured Fund, Le Baron High Income Fund, Le Baron High Yield Fund, Defendants; and Rishon Bank (SC), Rishon Financial Services, S.A., Rishon Investment Corp, M&R Bank Corp., World Wide Trading Group of Companies, Inc., World US Financial Services, Inc., Boris G. Chusid, Citadel Bank & Trust Inc., Relief Defendants
Release No. LR-16665
Blizerian
Release No. LR-16664
Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann
Release No. LR-16663, AAER-1296
EquityAlert.Com, Inc. and Harmel S. Rayat
Release No. LR-16662
Jeremiah J. Hegarty and Michael J. Hegarty
Release No. LR-16661
Internet Telecommunications Albany System SMR, et al.
Release No. LR-16660
Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
Release No. LR-16659
Todd J. LaScola, et al.
Release No. LR-16658
Stephen R.B. Bingham, et al.
Release No. LR-16657, AAER-1294
Merger Communications, Inc., Jukka U. Tolonen, and David A. Drake
Release No. LR-16656
Tracie Carpin, Kimberly Davis, Nedene Greer and Tommy Dalton Greer
Release No. LR-16655
Precious Stones Trading Worldwide, Inc., Ruslan Rapoport, Edward Landenbaum, and Igor Landenbaum
Release No. LR-16653
James Michael Cogley and The Ohio Estate Group, Inc.
Release No. LR-16654
Texas American Group, Inc., et al.
Release No. LR-16652
Broadband Wireless International Corporation, Boradcom Wireless Communications Corporation, Ivan W. Webb and Donald L. Knight, Defendants; and Black Giant Resources Corporation, Broadband Wireless Communications Corporation, Medscan Technologies, Inc., and Kimberly Knight, Relief-Defendants
Release No. LR-16651
Kenneth R. Payne, et al.
Release No. LR-16650
Elfindepan, S.A. Southern Financial Group, Tracy Calvin Dunlap, Jr. and Barry Lowe
Release No. LR-16649
Watson King, et al.
Release No. LR-16648
Thomas A. Toussaint, Michael C. Slagle and Erwin K. Gegle
Release No. LR-16647
William A. Dibella
Release No. LR-16646
Stefan M. Palatin
Release No. LR-16645, AAER-1292
Cosmas Anastassiou et al.
Release No. LR-16643
Chemical Trust et al
Release No. LR-16644
Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
Release No. LR-16642
Sanjay Saxena and Mumtaz Saxena
Release No. LR-16641
John R. Manion, Rocco J. Anselmo, James L. Rammelt, Ivan Kron, Donald S. Italia and William E. Sklar
Release No. LR-16640
Ramon R. Obod
Release No. LR-16639
Meridian Asset Management, Inc., et al
Release No. LR-16638
Roger Bernhammer
Release No. LR-16637
First Choice Management Services, Inc. and Gary Van Waeyenberghe
Release No. LR-16635
Phillip Herman, Marc Wein, Millennium Services Corp., and Branin Investments, Inc.
Release No. LR-16636
Guilford Mills, Inc. and Timothy J. Gaffney
Release No. LR-16634, AAER-1288
Charles O. Huttoe, et al.
Release No. LR-16632a
United Custodial Corporation
Release No. LR-16633
Charles O. Huttoe, et al.
Release No. LR-16632
JWGenesis Financial, Inc.
Release No. LR-16631
Larry W. Ellis
Release No. LR-16630
Jason M. Chester and JMAX Online Communications, Inc.
Release No. LR-16629
Nicholas L. Geranio; California Laser Company
Release No. LR-16628
System Software Associates, Inc., Roger Covey and Joseph Skadra
Release No. LR-16627, AAER-1285
Stadtt Media, L.L.C., Anthony B. Benavides, Robert M.Martinez, Jefferson F. Santos, and Lana M. St. Martin (Defendant solely for purposes of equitable relief)
Release No. LR-16626
Michael A. Puhr
Release No. LR-16625, AAER-1286
David J. Naughton, et al
Release No. LR-16624
Rupay-Barrington Capital Management, Inc., Rupay-Barrington Financial Group, Inc. and Rupay-Barrington Funds, Inc.
Release No. LR-16623
Robert J. Dalton, James L. Masini and George J. Bodlak
Release No. LR-16622
Refael Shaoulian
Release No. LR-16621
Aziz Golshani, et al.
Release No. LR-16620
Louis G. Karabochos, Kathy D. Karabochos, Kenneth E. Ratto and Stephen L. Boyd
Release No. LR-16619
Mark Gatch and Henry Benjamin Schmidt
Release No. LR-16618
Internet Broadcast Group et al.
Release No. LR-16617
SG Limited, d/b/a Stockgeneration, et al.
Release No. LR-16616
Michael Batterman, Randall B. Atterman III, and Dynasty Fund, Inc.
Release No. LR-16615
Ronald G. Davies
Release No. LR-16614, AAER-1282
File Number: 3-10244
John P. Venners
Release No. LR-16613
One or More Unknown Purchasers of Call Options and Common Stock of USCS International, Inc.,
Release No. LR-16612
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