Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
March 3, 2004	Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, And Nicole McDermott Release No. LR-18606
March 2, 2004	Scott D. Sullivan Release No. LR-18605, AAER-1966
March 1, 2004	Ace Payday Plus, LLC, et. al. Release No. LR-18603
March 1, 2004	Maven Capital Corporation, et al. Release No. LR-18604
Feb. 27, 2004	Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club Release No. LR-18602
Feb. 27, 2004	Defendants Patrollers Capital Fund and Franklin S. Marone and Relief Defendant Marita R. Marone Release No. LR-18601
Feb. 27, 2004	KS Advisors, Inc. et. al. Release No. LR-18600
Feb. 27, 2004	MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding Release No. LR-18599
Feb. 27, 2004	Jon Clark and Sarah Hume Release No. LR-18598, AAER-1965
Feb. 25, 2004	ClearOne Communications, Inc et al. Release No. LR-18592, AAER-1963
Feb. 25, 2004	Darren Silverman and Matthew Brenner Release No. LR-18597
Feb. 25, 2004	George P. Matus and Peter T. Matus Release No. LR-18596
Feb. 25, 2004	Don-Allen Ruttenberg Release No. LR-18595, AAER-1964
Feb. 25, 2004	American Gold Mining Corp. and Ronald V. Markham Release No. LR-18594
Feb. 25, 2004	Moises Saba Masri and Albert Meyer Sutton Release No. LR-18593
Feb. 24, 2004	Mohamd Wael Ibrahim Elzein, Individually and D/B/A Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee Release No. LR-18591
Feb. 24, 2004	Columbia Management Advisors, Inc. And Columbia Funds Distributor, Inc. Release No. LR-18590
Feb. 24, 2004	Hulburt Van R. Barringer and Susan Diane Barringer Release No. LR-18589
Feb. 24, 2004	California Autocare Corporation, Autocare Americorp, Joseph Sanfellipo, James E. Gasper, Kimball R. Vance, Jr. and Elihu M. Sigal Release No. LR-18588
Feb. 24, 2004	Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak Release No. LR-18586A
Feb. 23, 2004	Mark David Anderson Release No. LR-18587
Feb. 23, 2004	David M. Wolfson et al. Release No. LR-18585
Feb. 23, 2004	Van T. Dinh Release No. LR-18576A
Feb. 20, 2004	Jordan Enterprises LLC, et al. Release No. LR-18583
Feb. 20, 2004	Leon Levy, et al. Release No. LR-18584
Feb. 19, 2004	Richard A. Causey and Jeffrey K. Skilling Release No. LR-18582, AAER-1959
Feb. 18, 2004	Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Marone Release No. LR-18581
Feb. 18, 2004	Security Asset Capital Corporation, et al. Release No. LR-18580
Feb. 17, 2004	Suheil M. Judeh Release No. LR-18579
Feb. 17, 2004	Dean A. Nichols Release No. LR-18578, AAER-1958
Feb. 17, 2004	EPG Global Private Equity Fund et. al. Release No. LR-18577
Feb. 13, 2004	Jonathan G. Epstein Release No. LR-18575
Feb. 12, 2004	Carlos H. Soto, et al. Release No. LR-18574
Feb. 11, 2004	OCC Holdings, Ltd., MB Holdings USA, Inc., Equity Service Associates, Inc., Alan Labineri, Khurram Tanwir, Joseph Favata, Ahmed Awan and Yakov Koppel, and Relief Defendants Off World Strategic Holdings and MB Holdings USA Division A Inc. Release No. LR-18573
Feb. 10, 2004	John R. Boyd, and Christopher Curbello Release No. LR-18572, AAER-1956
Feb. 9, 2004	Edward Thomas Jung Release No. LR-18570
Feb. 6, 2004	Jonathan G. Epstein Release No. LR-18571, AAER-1955
Feb. 6, 2004	Nutrition Superstores.com, Inc., Advanced Wound Care, Inc., Franchise Direct, Inc., Anthony F. Musso, Jr., Jeffrey Gill, Wayne Santini and Andrew W. Doney Release No. LR-18569
Feb. 6, 2004	William R. Kerr And China Investment Group, Ltd. Release No. LR-18568
Feb. 6, 2004	Sebastian Corriere et al. Release No. LR-18567
Feb. 5, 2004	Cumulus Media Inc. et al. Release No. LR-18566, AAER-1951
Feb. 5, 2004	John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquistions, Inc. Release No. LR-18565
Feb. 4, 2004	Kenneth S. Martin Release No. LR-18564
Feb. 4, 2004	Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe Of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, And Vicki L. Lawrence Release No. LR-18563
Jan. 30, 2004	Jerome M. Wenger; Panworld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger Release No. LR-18560
Jan. 30, 2004	Alfred M. Lemcke, et al. Release No. LR-18559
Jan. 30, 2004	Blake A. Prater and Wellspring Capital Group, Inc. Release No. LR-18562
Jan. 30, 2004	First Access Financial, LLC, et al. Release No. LR-18561
Jan. 29, 2004	J. Scott Eskind, Lorus Investments, Inc. and Capital Management Fund, Limited Partnership Release No. LR-18558
Jan. 29, 2004	W.L. Ware Enterprises, Inc., et al. and Warren L. Ware Release No. LR-18557
Jan. 28, 2004	Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino Release No. LR-18556
Jan. 28, 2004	Safety-Kleen Corp., et al. Release No. LR-18555
Jan. 28, 2004	Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo Release No. LR-18554
Jan. 23, 2004	Kings Real Estate Investment Trust, Reliance Enterprises, LLC, Monte R. Swanzy, Stephen P. Swanzy, David L. Knudson, and Van E. Brighton, individually and d/b/a Brighton Funding Group, Defendants, and Romerian Trust, Patricia Swanzy and Brighton Enterprises, Inc. Release No. LR-18553
Jan. 22, 2004	Lloyd Silverstein Release No. LR-18552, AAER-1948
Jan. 22, 2004	Richard A. Causey Release No. LR-18551, AAER-1947
Jan. 21, 2004	Hollinger International, Inc. Release No. LR-18550, AAER-1946
Jan. 21, 2004	Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants Release No. LR-18549
Jan. 21, 2004	Andrew S. Marks Release No. LR-18548
Jan. 16, 2004	Corrpro Companies, Inc. Release No. LR-18547, AAER-1944
Jan. 16, 2004	Capital Acquisitions, Inc, et al. Release No. LR-18546
Jan. 16, 2004	Superior Opportunities, Inc., et al. Release No. LR-18545
Jan. 15, 2004	Jack Calvin, et al. Release No. LR-18544
Jan. 14, 2004	Andrew S. Fastow Release No. LR-18543, AAER-1942
Jan. 14, 2004	Merrill Scott & Associates, Ltd., et al. Release No. LR-18542
Jan. 14, 2004	James Patrick Connelly Jr. Release No. LR-18541 File Number: 3-11303
Jan. 13, 2004	Zarrar Sheikh, Nasser A. Dawoud, Opulentica, LLC and Relief Defendant Saima Shahzadi Release No. LR-18539
Jan. 13, 2004	Kevin J. Morrison, et al. Release No. LR-18540, AAER-1940
Jan. 12, 2004	Marc N. Geman; G. Marvin Bober, Administrative Law Judge Release No. LR-18538 File Number: 3-9032
Jan. 9, 2004	FoneCash, Inc., and Daniel E. Charboneau Release No. LR-18537
Jan. 9, 2004	Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones Release No. LR-18536, AAER-1939
Jan. 9, 2004	Ira J. Gaines, et al. Release No. LR-18535
Jan. 7, 2004	Robert Quattrone, et al. Release No. LR-18534, AAER-1938
Jan. 7, 2004	Thomas T. Prousalis, Jr. and Robert T. Kirk, Jr. Release No. LR-18533
Jan. 6, 2004	James P. Lewis, Jr. Release No. LR-18532
Jan. 6, 2004	Barry Reed and James Hammonds Release No. LR-18531
Jan. 6, 2004	Henry C. Yuen et al. Release No. LR-18530, AAER-1937
Jan. 5, 2004	Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger Release No. LR-18529
Dec. 31, 2003	Presidents Trust Company, LLC, Jon Patrick Pierce, and David D. Klasna Release No. LR-18528
Dec. 30, 2003	Parmalat Finanziaria S.p.A. Release No. LR-18527, AAER-1936
Dec. 29, 2003	Opulentica, LLC., Nasser Dawoud, Zarrar Sheikh, and Saimia Shahzadi (Relief Defendant) Release No. LR-18526
Dec. 24, 2003	James P. Lewis, Jr., Individually and Doing Business as Financial Advisory Consultants, Income Fund, Ltd. and Growth Fund, Ltd. Release No. LR-18525
Dec. 24, 2003	Daniel Calugar and Security Brokerage, Inc. Release No. LR-18524
Dec. 24, 2003	Vivendi Universal, S.A., Jean-Marie Messier, and Guillaume Hannezo Release No. LR-18523, AAER-1935
Dec. 23, 2003	Rocky Mountain Energy Corporation, Inc., John N. Ehrman, W. Roderick Johnson, Sr., Michael L. Labertew, and John W. Ehrman, Jr. Release No. LR-18522
Dec. 23, 2003	Rent-Way, Inc., et al., Jeffrey A. Conway, Matthew J. Marini, Jeffrey K. Underwood Release No. LR-18521, AAER-1934
Dec. 23, 2003	Marco G. Fiore, Jr., Benjamin V. Salmonese, Jr., Thomas Deceglie, David C. Lavender, And Peter C. Restivo Release No. LR-18520
Dec. 22, 2003	Opsis Technologies International, Inc., et al. Release No. LR-18518
Dec. 22, 2003	Delta Rental Systems, Inc., et al. Release No. LR-18516
Dec. 22, 2003	Eddy Lynn Patterson Release No. LR-18519, AAER-1933
Dec. 19, 2003	Canadian Imperial Bank of Commerce, Daniel Ferguson, Ian Schottlaender, and Mark Wolf Release No. LR-18517, AAER-1932
Dec. 19, 2003	Daniel L. Gordon Release No. LR-18515
Dec. 18, 2003	Charles D. Erwin and Michael J. McGhan; Hanover Compressor Company and William S. Goldberg Release No. LR-18514, AAER-1928
Dec. 18, 2003	Global Express Capital Real Estate Investment Fund I, LLC; Global Express Capital Mortgage Corp.; Global Express Securities, Inc.; Connie S. Farris; and Dawn M. Reese Release No. LR-18513
Dec. 18, 2003	Kevin Lasky et al. Release No. LR-18512, AAER-1926
Dec. 18, 2003	Richard Marks Release No. LR-18511, AAER-1925
Dec. 18, 2003	2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd., Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd. Release No. LR-18510
Dec. 17, 2003	J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc. Release No. LR-18509
Dec. 17, 2003	Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones Release No. LR-18508
Dec. 16, 2003	Donald F. Chamberlin and David N. Chamberlin Release No. LR-18507

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