Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
April 21, 2010	Richard Karp Release No. LR-21496
April 20, 2010	Gryphon Holdings, Inc. et al. Release No. LR-21494 See Also: SEC Complaint
April 20, 2010	Galleon Management, LP, et al. Release No. LR-21493
April 19, 2010	Frank J. Custable, Jr., et al. Release No. LR-21492
April 19, 2010	Collins & Aikman Corporation, et al. Release No. LR-21491, AAER-3127
April 16, 2010	Exotics.com, Inc., et al. Release No. LR-21490
April 16, 2010	Goldman, Sachs & Co. and Fabrice Tourre Release No. LR-21489 See Also: SEC Complaint
April 15, 2010	Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller Release No. LR-21488 See Also: SEC Complaint
April 15, 2010	Quadrangle Group LLC and Quadrangle GP Investors II, L.P. Release No. LR-21487 See Also: SEC Complaint , Final Consent Judgment
April 14, 2010	Gerald Harold Levine, et al. Release No. LR-21485
April 14, 2010	Trevor G. Cook, Patrick J. Kiley, et al. Release No. LR-21484
April 14, 2010	Innovative Advisory Services, Inc., Innovative Advisory Services LLC, Island Trader LLC, and Richard H. Nickles Release No. LR-21486 See Also: SEC Complaint
April 9, 2010	Renee Marie Brown, et al Release No. LR-21483
April 9, 2010	Scott D. Farah, Donald E. Dodge, Financial Resources Mortgage, Inc., and C L and M, Inc., as Defendants, and Center Harbor Christian Church, as Relief Defendant Release No. LR-21482 See Also: SEC Complaint
April 8, 2010	Michael E. Kelly, et al. Release No. LR-21481
April 7, 2010	Symbol Technologies, Inc., et al. Release No. LR-21480, AAER-3126
April 7, 2010	Stefan Benger, et al. Release No. LR-21479
April 6, 2010	Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller Release No. LR-21478
April 6, 2010	Founding Partners Capital Management Co, et. al. Release No. LR-21477
April 2, 2010	Daniel O'Riordan Release No. LR-21474 See Also: SEC Complaint
April 2, 2010	Stanford International Bank, et al. Release No. LR-21476
April 2, 2010	Ramy Y. El-Batrawi, GenesisIntermedia, Inc., Ultimate Holdings, Ltd., Adnan M. Khashoggi, Richard J. Evangelista, Wayne Breedon, and Douglas E. Jacobson Release No. LR-21475
April 1, 2010	Kevin H. Blood Release No. LR-21473 See Also: SEC Complaint
April 1, 2010	Morando Berrettini and Ralph J. Pirtle Release No. LR-21472 See Also: SEC Complaint
April 1, 2010	Stephen C. Bond Release No. LR-21471 See Also: SEC Complaint
March 31, 2010	Arthur J. Cutillo, et al. Release No. LR-21470
March 31, 2010	Gary Navarro Release No. LR-21469
March 31, 2010	Creative Capital Consortium, LLC, et. al. Release No. LR-21468
March 30, 2010	James M. Nicholson, et al. Release No. LR-21467
March 29, 2010	Brian Travis, et al. Release No. LR-21466
March 29, 2010	Dynkowski, et al. Release No. LR-21463 See Also: SEC Complaint
March 29, 2010	Oleksandr Dorozhko Release No. LR-21465
March 29, 2010	Enrique F. Villalba, Jr. Release No. LR-21464 See Also: SEC Complaint
March 25, 2010	Richard V. Priddy, Charles L. Sample, and J. Michael Broullire Release No. LR-21462 See Also: SEC Complaint
March 25, 2010	James H. Park Release No. LR-21461
March 25, 2010	Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter Release No. LR-21460 See Also: SEC Complaint
March 24, 2010	Douglas F. Vaughan, The Vaughan Company, Realtors, Inc., and Vaughan Capital, LLC Release No. LR-21459 See Also: SEC Complaint
March 22, 2010	American Settlement Associates, LLC, Charles C. Jordan and Kelly T. Gipson Release No. LR-21458 See Also: SEC Complaint
March 19, 2010	Bear, Stearns & Co. Inc., J.P. Morgan Securities Inc., Lehman Brothers, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Piper Jaffray, Inc., UBS Securities LLC, f/k/a UBS Warburg LLC, Goldman, Sachs & Co., Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc., Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation, Morgan Stanley & Co. Incorporated, Deutsche Bank Securities, Inc. and Thomas Weisel Partners LLC Release No. LR-21457
March 19, 2010	Exotics.com, Inc., et al. Release No. LR-21456, AAER-3121
March 19, 2010	M. Mark McAdams and R. Dane Freeman Release No. LR-21455 See Also: SEC Complaint
March 18, 2010	Innospec, Inc. Release No. LR-21454 See Also: SEC Complaint
March 16, 2010	C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen Release No. LR-21453
March 16, 2010	BroCo Investments and Valery Maltsev Release No. LR-21452 See Also: SEC Complaint
March 15, 2010	Vinod Gupta; Vasant H. Raval; Rajnish K. Das and Stormy L. Dean Release No. LR-21451 See Also: SEC Complaint vs. Gupta , SEC Complaint vs. Raval , SEC Complaint vs. Das and Dean
March 15, 2010	Stephen X. Kim and Spyglass Management, L.P., Defendants Release No. LR-21450 See Also: SEC Complaint
March 11, 2010	Robert M. Esposito, Gregory A. King, Jack R. Belluscio and Anscott Industries, Inc. Release No. LR-21449
March 11, 2010	Darryl Lamonth Clark Release No. LR-21448
March 10, 2010	Richard Verdiramo, Vincent L. Verdiramo, Edward Meyer, Jr., and Victoria Chen Release No. LR-21447 See Also: SEC Complaint
March 10, 2010	Jose O. Vianna, Jr. and Creswell Equities, Inc. Release No. LR-21446 See Also: SEC Complaint
March 10, 2010	Francois E. Durmaz (aka Mahmut E. Durmaz), Robert C. Pribilski, USA Retirement Management Services (aka Usa Financial Management Services, Inc.), Defendants, and Sibel Ince, Mehmet Karakus, Marlali Gayrimenkul Yatirimlari, Marlali Investment Company, LLC, Gulen Enterprises, Inc., Relief Defendants Release No. LR-21445 See Also: SEC Complaint
March 10, 2010	Jay Lapine Release No. LR-21444, AAER-3119
March 9, 2010	Salvatore Zangari Release No. LR-21442 See Also: SEC Complaint
March 9, 2010	Presstek, Inc. and Edward J. Marino Release No. LR-21443 See Also: SEC Complaint
March 8, 2010	Darko S. Mrakuzic Release No. LR-21441
March 5, 2010	Wealth Management LLC et al. Release No. LR-21440
March 5, 2010	Chaya Unger Release No. LR-21439 See Also: SEC Complaint
March 5, 2010	Charles C. Conaway and John T. McDonald, Jr. Release No. LR-21438
March 4, 2010	Kathleen S. Dobens, Charles T. Dobens, Joseph A. Roche, Silex Group, LLC, Preakness Apartments I & II, LLC, Cherry Hills Apartments of Forth Worth, LLC, and Clear River Partners, LLC, as Defendants, and East Coast Investment Solutions, LLC, The Dobens Company, LLC, Crosscreeks Apartments I and Crosscreeks Apartments II, LLC, as Relief Defendants Release No. LR-21437 See Also: SEC Complaint
March 4, 2010	Alan Todd May and Prosper Oil and Gas, Inc. a/k/a Prosper Energy, Inc. Release No. LR-21436 See Also: SEC Complaint
March 4, 2010	Joseph Grendys et al. Release No. LR-21435, AAER-3118
March 4, 2010	Rodney E. Wallace, Joe B. Dorman and John A. Blank Release No. LR-21434 See Also: SEC Complaint
March 4, 2010	Sean David Morton, Vajra Productions, LLC, 27 Investments, LLC, and Magic Eight Ball Distributing, Inc., defendants, and Melissa Morton and Prophecy Research Institute, relief defendants Release No. LR-21433 See Also: SEC Complaint
March 4, 2010	Mitchell, Porter & Williams, Inc., The Adivanala AA Investment Trust, AB3, Inc., Thomas L. Mitchell Release No. LR-21432 See Also: SEC Complaint
March 3, 2010	American Equity Investment Life Holding Company, David J. Noble, and Wendy C. Waugaman Release No. LR-21431 See Also: SEC Complaint
March 3, 2010	Gaston E. Cantens and Teresita Cantens Release No. LR-21430 See Also: SEC Complaint
March 3, 2010	Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP Release No. LR-21429 File Number: 0011-ODE
March 3, 2010	Verint Systems Inc. Release No. LR-21428, AAER-3117 See Also: SEC Complaint against Verint , Administrative Proceedings Release
March 2, 2010	Envision Direct L.L.C. and Gary R. Headding Release No. LR-21427 See Also: SEC Complaint
Feb. 25, 2010	George Georgiou Release No. LR-21426
Feb. 25, 2010	Tara R. Eisler Release No. LR-21425 See Also: SEC Complaint File Number: 3-13792
Feb. 25, 2010	Daniel Bonventre Release No. LR-21424, AAER-3115 See Also: SEC Complaint
Feb. 23, 2010	Frank J. Custable, Jr., et al. Release No. LR-21423
Feb. 23, 2010	Lawrence "Lee" Loomis et al. Release No. LR-21422 See Also: SEC Complaint
Feb. 22, 2010	Kay Services, LLC, et al. Release No. LR-21421
Feb. 22, 2010	In Re Application for an Order Enforcing Administrative Subpoena Release No. LR-21420
Feb. 22, 2010	Suman, et al. Release No. LR-21419
Feb. 19, 2010	Steven W. Salutric Release No. LR-21418 See Also: SEC Complaint
Feb. 19, 2010	Pacific Asian Atlantic Foundation and Samuel M. Natt Release No. LR-21417 See Also: SEC Complaint
Feb. 18, 2010	Greenstone Holdings, Inc. et al. Release No. LR-21416 See Also: SEC Complaint
Feb. 16, 2010	Steven Scoppetuolo, et al. Release No. LR-21415 See Also: SEC Complaint
Feb. 16, 2010	Gerald D. Horn Release No. LR-21414 See Also: SEC Complaint
Feb. 16, 2010	Alliance Transcription Services, Inc., et al. Release No. LR-21413
Feb. 12, 2010	Michael J. Byrd Release No. LR-21412
Feb. 12, 2010	Samuel B. Vitale and Joyce D. Vitale Release No. LR-21411 See Also: SEC Complaint
Feb. 5, 2010	Richard Elkinson Release No. LR-21410
Feb. 4, 2010	Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull Release No. LR-21409
Feb. 4, 2010	State Street Bank and Trust Company Release No. LR-21408 See Also: SEC Complaint
Feb. 4, 2010	Bank of America Corporation Release No. LR-21407 See Also: Notice of Motion , Exhibit A , Supporting Brief
Feb. 3, 2010	Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP Release No. LR-21406 File Number: 0011-ODE
Feb. 3, 2010	Joshua Z. Levinberg Release No. LR-21405 See Also: SEC Complaint
Feb. 3, 2010	Bruce A. Macdonald and Robert A. Maresca, Defendants, and Bruce K. Bohlander, Relief Defendant Release No. LR-21404 See Also: SEC Complaint
Feb. 2, 2010	David R. Slaine Release No. LR-21403 See Also: SEC Complaint
Feb. 2, 2010	Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC Release No. LR-21402
Feb. 2, 2010	Stephen Czarnik Release No. LR-21401 See Also: SEC Complaint
Feb. 2, 2010	Winning Kids, Inc., Christian Hainsworth, Robert Comiskey, Edward Tamimi, and Victor Selenow, Defendants Release No. LR-21400 See Also: SEC Complaint
Feb. 1, 2010	David W. Wehrs and Maryland Title and Escrow Co., Inc. Release No. LR-21399 See Also: SEC Complaint
Feb. 1, 2010	Vincent Montagna Release No. LR-21398 File Number: 3-12709
Jan. 29, 2010	Galleon Management, LP, et al. Release No. LR-21397 See Also: SEC Complaint
Jan. 28, 2010	Tsukuda-America Inc. et al. Release No. LR-21396A, AAER-3111A See Also: Administrative Proceedings Release , Division of Enforcement Statement

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