Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Sept. 10, 2018	Contrarian Investments, LLC Release No. LR-24263 See Also: SEC Complaint
Sept. 7, 2018	Barry C. Honig, et al. Release No. LR-24262 See Also: SEC Complaint
Sept. 7, 2018	Christopher Davies, et al. Release No. LR-24261 See Also: SEC Complaint
Sept. 6, 2018	In Ovations Holdings, Inc. and Mark Goldberg Release No. LR-24260 See Also: SEC Complaint
Sept. 6, 2018	Joel N. Burstein Release No. LR-24259 See Also: SEC Complaint
Sept. 6, 2018	Steven H. Davis, et al. Release No. LR-24258
Sept. 5, 2018	Jeffrey Goldman and Christopher Eikenberry Release No. LR-24257 See Also: SEC Complaint
Sept. 5, 2018	Robert William Dorrance Release No. LR-24256 See Also: SEC Complaint
Sept. 4, 2018	Tangoe, Inc. et. al. Release No. LR-24255 See Also: SEC Complaint
Aug. 31, 2018	Scott Stacy Phelps and James Michael Harper Release No. LR-24254 See Also: SEC Complaint
Aug. 30, 2018	Grenda Group, LLC, et al. Release No. LR-24253 See Also: SEC Complaint
Aug. 30, 2018	Kendricks, et al. Release No. LR-24252 See Also: SEC Complaint
Aug. 30, 2018	Amer Deeba Release No. LR-24251 See Also: SEC Complaint
Aug. 29, 2018	John A. Henderson and Global Resources Leadership, LLC Release No. LR-24250 See Also: Application
Aug. 29, 2018	1 Global Capital, LLC, Carl Ruderman, et al. Release No. LR-24249 See Also: SEC Complaint
Aug. 28, 2018	Sandy J. Masselli, Jr. et al. Release No. LR-24248 See Also: SEC Complaint
Aug. 28, 2018	Equitybuild, Inc. et al. Release No. LR-24247
Aug. 28, 2018	Richard J. Greenlaw et al. Release No. LR-24246 See Also: SEC Complaint
Aug. 23, 2018	Fishoff, et al. Release No. LR-24245 See Also: SEC Complaint
Aug. 23, 2018	Gary S. Williky Release No. LR-24244 See Also: s Remedies Motion
Aug. 22, 2018	Barry M. Kornfeld, et al., Lynette M. Robbins and Knowles Systems, Inc. Release No. LR-24243
Aug. 21, 2018	Harpreet Grewal Release No. LR-24242 See Also: SEC Complaint
Aug. 21, 2018	Intertech Solutions, Inc., William Scott Marshall, David Michael Naylor, and West Port Energy LLC Release No. LR-24241 See Also: SEC Complaint
Aug. 21, 2018	A. Catlin Cade, IV Release No. LR-24240 See Also: SEC Complaint
Aug. 21, 2018	Eric P. Lesak, Global Research, LLC (PA), Global Research, LLC (NY) Release No. LR-24239 See Also: SEC Complaint
Aug. 20, 2018	Medient Studios, Inc. et al. Release No. LR-24238 See Also: SEC Complaint - Medient , SEC Complaint - Shapiro
Aug. 20, 2018	Equitybuild, Inc. et al. Release No. LR-24237 See Also: SEC Complaint
Aug. 16, 2018	Lauren Zarksy, Dorothy Zarsky Release No. LR-24236
Aug. 14, 2018	TelexFree, Inc. et al. Release No. LR-24235
Aug. 13, 2018	Alexander Charles White and Paul Douglas Vandivier Release No. LR-24234 See Also: SEC Complaint
Aug. 13, 2018	Chad Anthony Lewis Release No. LR-24233 See Also: SEC Complaint
Aug. 10, 2018	Roger Duffield and Plandai Biotechnology, Inc. Release No. LR-24232 See Also: SEC Complaint
Aug. 10, 2018	Christopher Collins, et al., Lauren Zarksy, Dorothy Zarsky Release No. LR-24231 See Also: et al. Complaint , Lauren Zarsky Complaint , Dorothy Zarsky Complaint
Aug. 9, 2018	John C. Maccoll Release No. LR-24230 See Also: SEC Complaint
Aug. 8, 2018	Salvadore D. Palermo Release No. LR-24229 See Also: SEC Complaint
Aug. 8, 2018	Arthur Lamar Adams and Madison Timber Properties, LLC Release No. LR-24228 See Also: Receivership Order
Aug. 7, 2018	City of Victorville, et al. Release No. LR-24227
Aug. 6, 2018	Murakami, et al. Release No. LR-24226
Aug. 3, 2018	Fei Yan, et al. Release No. LR-24225
Aug. 3, 2018	Palm House Hotel LLLP, et al. Release No. LR-24224 See Also: SEC Complaint
Aug. 3, 2018	Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street Release No. LR-24223
Aug. 1, 2018	Madan Release No. LR-24221 See Also: SEC Complaint
Aug. 1, 2018	Lozuk Release No. LR-24222 See Also: SEC Complaint , Deferred Prosecution Agreement
July 31, 2018	David A. Harbour Release No. LR-24220 See Also: SEC Complaint
July 30, 2018	Howard M. Appel Release No. LR-24219 See Also: SEC Complaint
July 26, 2018	John A. Paulsen Release No. LR-24218 See Also: SEC Complaint
July 26, 2018	Robert Gadimian Release No. LR-24217
July 26, 2018	Rudden, et al. Release No. LR-24216 See Also: SEC Complaint
July 25, 2018	Richard T. Cunniffe Release No. LR-24215 See Also: SEC Complaint
July 25, 2018	Christopher A. Faulkner, et. al. Release No. LR-24214
July 24, 2018	William Z. ("Billy") McFarland et al. Release No. LR-24213 See Also: SEC Complaint
July 24, 2018	Matthew Brunstrum and Susan Brunstrum Release No. LR-24212 See Also: SEC Complaint
July 19, 2018	Bhushan Dandawate Release No. LR-24210 See Also: SEC Complaint
July 19, 2018	Centor Energy Inc. and Frederick DaSilva Release No. LR-24209 See Also: SEC Complaint
July 19, 2018	Kimberly Pine Kitts Release No. LR-24208 See Also: SEC Complaint
July 19, 2018	Steven J. Barber and Larry Lee Arrowood Release No. LR-24207 See Also: SEC Complaint
July 19, 2018	Edward A. Young and Guardians Trustee, LLC Release No. LR-24211 See Also: SEC Complaint
July 18, 2018	Temenos Advisory, Inc., and George L. Taylor Release No. LR-24206 See Also: SEC Complaint
July 17, 2018	John Geraci Release No. LR-24205 See Also: SEC Complaint
July 17, 2018	Mark E. Burns, Robert W. Murray Release No. LR-24204 See Also: SEC Complaint
July 16, 2018	Ross McLellan Release No. LR-24200
July 16, 2018	Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street Release No. LR-24199 See Also: SEC Complaint
July 16, 2018	Joseph Meli, et al. Release No. LR-24203
July 16, 2018	John D. Schiller, Jr. Release No. LR-24202 See Also: SEC Complaint , Administrative Proceedings Release
July 16, 2018	Gannon Giguiere et al. Release No. LR-24201 See Also: SEC Complaint
July 12, 2018	Ryan Gilbertson, et al. Release No. LR-24198
July 12, 2018	Pawel P. Dynkowski, et al. Release No. LR-24197
July 12, 2018	Donald V. Watkins, Sr., et al. Release No. LR-24196
July 11, 2018	Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab Release No. LR-24195
July 10, 2018	Gene Shen Release No. LR-24194 See Also: SEC Complaint
July 10, 2018	Dubovoy, et al. Release No. LR-24193
July 10, 2018	Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC Release No. LR-24192 See Also: SEC Complaint
July 10, 2018	Robert O. Carr and Katherine M. Hanratty Release No. LR-24191 See Also: SEC Complaint
July 9, 2018	Charles Schwab & Co., Inc. Release No. LR-24189 See Also: SEC Complaint
July 9, 2018	ITT Educational Services, Inc. et al Release No. LR-24188
July 9, 2018	T.J. Jesky, Esq. and Mark F. DeStefano Release No. LR-24190
July 6, 2018	The Owings Group, LLC, et al. Release No. LR-24187 See Also: SEC Complaint
July 5, 2018	Molina Release No. LR-24186 See Also: SEC Complaint
July 3, 2018	United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson Release No. LR-24185 See Also: SEC Complaint
July 3, 2018	Edward Lee Moody Jr., et. al. Release No. LR-24184
July 2, 2018	Sudhakar Reddy Bonthu Release No. LR-24183 See Also: SEC Complaint
July 2, 2018	Malachi Financial Products, Inc., et al. Release No. LR-24182
July 2, 2018	Axesstel, Inc., et al. Release No. LR-24181, AAER-3945 See Also: SEC Complaint
June 29, 2018	Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton Release No. LR-24180 See Also: SEC Complaint
June 29, 2018	Pinto-Thomaz, et al. Release No. LR-24178 See Also: SEC Complaint
June 29, 2018	Donato J. Dandreo III Release No. LR-24177 See Also: SEC Complaint
June 29, 2018	Adam Mattessich and Joseph (a/k/a Jay) Ludovico Release No. LR-24179 See Also: SEC Complaint
June 26, 2018	James VanBlaricum, et al. Release No. LR-24176 See Also: SEC Complaint
June 26, 2018	Richard Weed et al. Release No. LR-24175
June 22, 2018	Stephen Pence Release No. LR-24174
June 21, 2018	James E. Hocker Release No. LR-24173 See Also: SEC Complaint
June 20, 2018	Santillo, et al. Release No. LR-24172 See Also: SEC Complaint
June 20, 2018	Joseph A. Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.) Release No. LR-24171 See Also: SEC Complaint
June 20, 2018	PlexCorps, et al. Release No. LR-24170
June 19, 2018	Texas Coastal Energy Company, LLC, et. al. Release No. LR-24169 See Also: SEC Complaint
June 18, 2018	Larry A. Holley, et al. Release No. LR-24168
June 18, 2018	Pawel P. Dynkowski, et al. Release No. LR-24167
June 15, 2018	Ronald A. Fossum, Jr. and Alonzo R. Cahoon Release No. LR-24166
June 13, 2018	Yin Nan "Michael" Wang; Wendy Ko; Velocity Investment Group, Inc.; Bio Profit Series I, LLC; Bio Profit Series II, LLC; Bio Profit Series III, LLC; Bio Profit Series V, LLC; and Rockwell Realty Management, Inc. Release No. LR-24165
June 12, 2018	Kurt J. Bordian Release No. LR-24164 See Also: SEC Complaint

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