Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Dec. 18, 1996	Michael Donald McGahee Release No. LR-15192
Dec. 18, 1996	Michael R. Warren Release No. LR-15191
Dec. 18, 1996	Parris H. Holmes, Jr. Release No. LR-15190
Dec. 18, 1996	Morris Dabah, Robert Reiss, Stanley A.Greenstein and David Keery Release No. LR-15189
Dec. 16, 1996	Michael Levine Release No. LR-15188
Dec. 16, 1996	Bernard F. Bradstreet and Thomas E. Campbell Release No. LR-15187
Dec. 12, 1996	Hugh Keith and Stephen Wolis Release No. LR-15186
Dec. 12, 1996	Nancy Ellis Davis, Jack Weinstein, NancyWeinstein, Adobe Galleries Inc. d/b/a Tower of Jewels, LorettaDavis, Barclay Davis, William Daw, Sonya Daw, Mary Jane Hubbard, David Goldstein, Starlog Franchise Corp., Hope Associates, L.L.C., Michael Michaelson, Raymond J. Markman, Herman Rush, MarkSavel, George Holsten, J.S. Holdings, Inc., Jeffrey Szur, LyndaLou Kane, also known as Lynda Lou Kraft, and InvestorsAssociates, Inc. Release No. LR-15185
Dec. 12, 1996	Georgia Pooley Helliwell Release No. LR-15184
Dec. 11, 1996	Environmental Chemicals Group, Inc., Curtis A.Younts, Jr., Calvin Shenkir, Jr. and Calvin Moerbe Release No. LR-15183
Dec. 10, 1996	Met Capital Corporation and Jeffrey Hackman Release No. LR-15182
Dec. 9, 1996	R. E. Anderson Cain Release No. LR-15181
Dec. 9, 1996	Charles Brumfield Release No. LR-15180
Dec. 6, 1996	Thomas S. Mackie, Jr. Release No. LR-15179
Dec. 6, 1996	Pleasure Time, Inc., Minette Acra Kelly, MinetteAcra Kelly (Acra), and Richard A. Welch Release No. LR-15178
Dec. 5, 1996	Churchill Securities, Inc. and Gerald P. Hirsch Release No. LR-15177 File Number: 3-9012
Dec. 4, 1996	Churchill Securities, Inc. and Gerald P. Hirsch Release No. LR-15176 File Number: 3-9012
Dec. 3, 1996	Robert C. Cowan and Cowan Asset Management, Inc. Release No. LR-15175
Dec. 3, 1996	William Dennis Brosseau Release No. LR-15174
Dec. 3, 1996	Randy Glad and Howard Ray Release No. LR-15173
Dec. 3, 1996	Paul B. Kravitz Release No. LR-15172
Dec. 2, 1996	Brett L. Bouchy and Richard C. Whelan Release No. LR-15171
Dec. 2, 1996	Mitchell S. Rosenthal Release No. LR-15170
Dec. 2, 1996	Howard S. Hoover, Jr. Release No. LR-15169
Nov. 26, 1996	Gateways to Space, Inc. Release No. LR-15168
Nov. 26, 1996	American Education Corporation Release No. LR-15167
Nov. 25, 1996	Hyannis Trading Advisors, Inc., Jeremiah J. Hegarty andMichael P. Hegarty Release No. LR-15166
Nov. 21, 1996	Montedison, S.p.A. Release No. LR-15164
Nov. 21, 1996	Joseph A. Bremont, Comcar International, Ltd., Commercial Capital Resources, Inc., and Jimmy B. Sanchez Release No. LR-15163
Nov. 20, 1996	Robert Clifford Cowan Release No. LR-15162
Nov. 20, 1996	Philip S. Sindler Release No. LR-15161
Nov. 20, 1996	CS First Boston Corporation, Jerry L. Nowlin andDouglas S. Montague Release No. LR-15160
Nov. 19, 1996	Teresa V. Fernandez Release No. LR-15159
Nov. 14, 1996	Richard Beckwitt Release No. LR-15158
Nov. 13, 1996	Christopher K. Bagdasarian Release No. LR-15157
Nov. 13, 1996	Peter Buccheri and David S. Weil Release No. LR-15156
Nov. 12, 1996	Peter Appleton Jones Release No. LR-15155
Nov. 7, 1996	Robert C.Cowan, CS Investments Trust, and CowanAsset Management, Inc. Release No. LR-15154
Nov. 7, 1996	Charles O. Huttoe, Huttoe & Associates, Inc., Word Corporation, National Trading Services, Inc., KarenPurvis, Tammy Jo Perkins, Josephine Brooks, SGA Goldstar ResearchInc., Theodore R. Melcher, Jr., Shannon B. Terry, Systems ofExcellence, Inc., Alpha Securities Ltd., and Dunbar Holdings Ltd Release No. LR-15153
Nov. 7, 1996	W. Ralph Wills, III and ProFinancial Advisors, Inc. Release No. LR-15152
Nov. 5, 1996	Frederick Aug.us Moran Release No. LR-15151
Nov. 5, 1996	Consumer Plus, L.C., Palmer Research andDevelopment and David R. Palmer Release No. LR-15150
Nov. 5, 1996	Shaner & Company, Inc., and Mark Shaner Release No. LR-15149
Nov. 5, 1996	George J. Handgis Release No. LR-15148
Nov. 4, 1996	Gary V. Lewellyn Release No. LR-15147
Nov. 4, 1996	Paul A. Bilzerian Release No. LR-15146
Nov. 4, 1996	John Glen Kendall Release No. LR-15145
Nov. 4, 1996	Michael W. Crow and Peter F. Kuebler Release No. LR-15144
Nov. 1, 1996	Michael J. Colello Release No. LR-15142
Nov. 1, 1996	Shahryar Soroosh Release No. LR-15143
Oct. 30, 1996	Shahryar Soroosh Release No. LR-15141
Oct. 29, 1996	John F. D'Acquisto, D'Acquisto Financial Group, Inc., Doubleday Trust and Thomas F. Goodman Release No. LR-15140
Oct. 29, 1996	Scott A. Frye Release No. LR-15139
Oct. 29, 1996	Frank S. Colin Release No. LR-15138
Oct. 29, 1996	Balance for Life, Inc., and Richard K. Steele, Sr. Release No. LR-15137
Oct. 25, 1996	Joseph Polichemi, Lyle Neal, Oscar William Olson, Jr., and Charles Padilla Release No. LR-15136
Oct. 24, 1996	Harry Watson, Tracy French and Deltaur Partners Release No. LR-15135
Oct. 23, 1996	Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish and Robert J. Struth Release No. LR-15134
Oct. 22, 1996	Darrell Sandy Marsh Release No. LR-15133
Oct. 22, 1996	Benjamin Franklin Bush, III and Ben BushInvestment Management, Inc. Release No. LR-15132
Oct. 22, 1996	James M. Gleason, Michael C. Booth, Timothy M.Choquette and Jeff R. Urbach Release No. LR-15131
Oct. 21, 1996	James G. Freeman Release No. LR-15130
Oct. 21, 1996	Don Haywood Pace Release No. LR-15129
Oct. 21, 1996	Mark J. Aronds and Michael J. Garzoni Release No. LR-15128
Oct. 18, 1996	Berbun Associates, Inc. and Donald Bunsis Release No. LR-15127
Oct. 18, 1996	Michael Jonsson and Objective Invest Holding S.A. Release No. LR-15126
Oct. 16, 1996	Peter M. Harrington Release No. LR-15125
Oct. 16, 1996	Healthcare Services Group, Inc., Daniel P.McCartney, Thomas A. Cook and Melvyn B. Mason Release No. LR-15124
Oct. 15, 1996	Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish, Robert J. Struth and R.Stephen Edgel Release No. LR-15121
Oct. 15, 1996	George A. Rotelli Release No. LR-15123
Oct. 15, 1996	Kent Ahrens Release No. LR-15122
Oct. 11, 1996	Bruce Franklin Release No. LR-15120
Oct. 11, 1996	Frank P. Zitkevitz and Charles S. Christopher Release No. LR-15119
Oct. 11, 1996	James W. Adams Release No. LR-15118
Oct. 11, 1996	James S. Faller, II, and Rolan Colon Release No. LR-15117
Oct. 9, 1996	Richard Bertoli and Richard Cannistraro Release No. LR-15116 File Number: 3-9140
Oct. 9, 1996	Frederick L. Cameron Release No. LR-15115
Oct. 9, 1996	Axiom Security Solutions, Inc. and Paul L.Parshall Release No. LR-15114
Oct. 8, 1996	Robert F. Doviak, II Release No. LR-15113
Oct. 7, 1996	James Russell Cleveland Release No. LR-15112
Oct. 7, 1996	Kenneth E. Edwards, Roger S. Chedester, Donald E.Luna, A.R. Grant Morehouse and First American Companies, Inc. Release No. LR-15111
Oct. 4, 1996	Anthony Sarivola and Donna Sarivola Release No. LR-15110
Oct. 4, 1996	Grant R. Curtis, Leo J. Mangan, Timothy M. Masley, Pedro Gomez, Ray Irangy, James W. Nearen Release No. LR-15109
Oct. 3, 1996	Michael Tropiano Release No. LR-15108
Oct. 3, 1996	Ronald A. Monzione, James D. Rocco and Arthur R.Lapka Release No. LR-15107
Oct. 3, 1996	Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz; Robert R. Parrish, Robert J. Struth, R. Stephen Edgel; Release No. LR-15106
Oct. 3, 1996	Casey Abe, Calbert Abe, Patricia Abe, Denise AbeF/K/A/ Denise Miyasato, Gladys Tengan and Lena Lynch Release No. LR-15100
Oct. 2, 1996	Gary W. Berus, Patricia S. Gale, Robert W. Harper(Harper) and Nancy A. Swoffer Release No. LR-15105
Oct. 2, 1996	Joseph P. Medsker, Unified Financial ServicesAgency Corp. and Unified Financial Services Advisory Corp. Release No. LR-15104
Oct. 2, 1996	John W. Walsh, Jr., InterCap MonitoringCorporation, Security Data Group, Inc., InterCap Monitoring IncomeFunds IV-A, B, C, and D, Ltd., InterCap Monitoring Income Funds Vand V-B, Ltd Release No. LR-15103
Oct. 1, 1996	Benjamin Franklin Bush, III and Ben BushInvestment Management, Inc. Release No. LR-15101
Oct. 1, 1996	The AppleTree Companies, Inc., Michael H.Salit, David B. Lobel, Paul B. Kravitz and W. Scott Long III Release No. LR-15102
Sept. 30, 1996	Nu-Life International of Georgia, Inc. and Gene Arthur Release No. LR-15099
Sept. 30, 1996	David E. Freitag Release No. LR-15098
Sept. 30, 1996	Surendra Gupta, Bhasker B.Rao and R. Ramana Penumarty Release No. LR-15097
Sept. 30, 1996	Axiom Security Solutions, Inc. and Paul L. Parshall Release No. LR-15096
Sept. 30, 1996	John G. Bennett, Jr. Release No. LR-15095
Sept. 30, 1996	Ted E. Mong, Liberty Bell Association, Inc., and McKenzie Matthew, Inc. Release No. LR-15094
Sept. 30, 1996	Bollinger Industries, Inc., Glenn Bollinger and Ronald Bollinger Release No. LR-15093
Sept. 30, 1996	Seaboard Investment Advisers, Inc., and Eugene W. Hansen Release No. LR-15092

Rules & Regulations

Enforcement & Litigation

Compliance

Litigation Releases

More in this Section

Litigation Releases