Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
March 14, 1997	William Sedkey Saydein Release No. LR-15292
March 14, 1997	Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine, and David S. Coleman Release No. LR-15291
March 14, 1997	Barry L. King Release No. LR-15290
March 13, 1997	Walter E. Johnson and Rex E. Sanders Release No. LR-15289
March 13, 1997	Michael R. Warren Release No. LR-15288
March 13, 1997	Fernando Cruz Release No. LR-15287
March 12, 1997	Merle S. Finkel Release No. LR-15286
March 12, 1997	Alfred Volpe Release No. LR-15285
March 11, 1997	Phillip John Milligan, a/k/a John Milligan Release No. LR-15282
March 11, 1997	W.S. Clearing, Inc., William Sedkey Saydein Release No. LR-15281
March 10, 1997	Business and Taxpayers Coalition for Affordable Housing Release No. LR-15284
March 10, 1997	Michael J. Colello Release No. LR-15283
March 10, 1997	Gregg Michael Brenner and Pamela Sue Topper Release No. LR-15280
March 10, 1997	Hubert Leon Leopard and Richard E. Lopez Release No. LR-15279
March 10, 1997	Gary Alan Singer Release No. LR-15278
March 10, 1997	Robert N. Taylor Release No. LR-15277
March 7, 1997	First Interregional Advisors Corporation, First Interregional Equity Corporation and Richard Goettlich Release No. LR-15276
March 5, 1997	Personal Wealth Systems, Inc. and Gary M. Haiser Release No. LR-15275
March 4, 1997	John Thomas Royall Release No. LR-15273
March 4, 1997	Mike Zaman, Smith, Benton & Hughes, Andrew S. Pitt, Conectisys Corporation, B & M Capital Corp., and Devon Investment Advisors, Inc. Release No. LR-15272
March 4, 1997	Simon M. Rosenfeld, Terry D. Kochanowski and John F. Yakimczyk Release No. LR-15274
Feb. 28, 1997	Charles L. Howard Release No. LR-15271
Feb. 28, 1997	Joy L. Bouwkamp, Joe L. Hallock and Thomas M. Grahovac Release No. LR-15270
Feb. 27, 1997	Neil A. Liechty and Neil Liechty, Inc. Release No. LR-15269
Feb. 27, 1997	Michael Anthony Pierce Release No. LR-15268
Feb. 27, 1997	Marshall E. Melton Asset Management and Research, Inc., Westview Capital, L.C. Trading Partners, L.C. and Trading Partners II, L.C. Release No. LR-15267
Feb. 27, 1997	Triton Energy Corporation, Philip W. Keever and Richard L. McAdoo Release No. LR-15266
Feb. 27, 1997	Roseann Martucci, Jay R. Hartman and Garr Management Services, Inc Release No. LR-15265
Feb. 25, 1997	George Chelekis, KGC, Inc. and Hot Stocks Review, Inc. Release No. LR-15264
Feb. 25, 1997	Lynn Roy Oyler Release No. LR-15263
Feb. 21, 1997	Rolan Colon Release No. LR-15262
Feb. 18, 1997	Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, Dennis Rueb Release No. LR-15261
Feb. 18, 1997	Fabri-Centers of America, Inc., Robert L. Norton and Joseph E. Williams Release No. LR-15260
Feb. 14, 1997	Kenneth J. Schulte Release No. LR-15259
Feb. 14, 1997	Emanuel Pinez Release No. LR-15258
Feb. 13, 1997	Dennis Williams, Steve Wertman, Kevin Woodbridge, Edward Donner, Edward T. Shea, Ronald Geraci, Sr., Gerard King, Raymond Kripaitis, Trent Gribben, Ronald Troy Mikulka, Douglas Diggins, and Edward Bracken Release No. LR-15257
Feb. 13, 1997	Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership Release No. LR-15256
Feb. 13, 1997	John T. Hall, Joel Ciniero and Mark Keckeisen Release No. LR-15255
Feb. 11, 1997	Thomas J. Farrell Release No. LR-15254
Feb. 11, 1997	Digital Products Corporation Release No. LR-15252
Feb. 10, 1997	Eddie Antar Release No. LR-15251
Feb. 10, 1997	Lennox, S.A Release No. LR-15250
Feb. 7, 1997	The AppleTree Companies, Inc. Release No. LR-15249
Feb. 6, 1997	Linda M. King Release No. LR-15248
Feb. 6, 1997	Ronald J. Mitchellette and Robert Hardy Release No. LR-15247
Feb. 6, 1997	Ezra Chammah, Stanley Elbaum, David Schaen, Ira Gorman, and Angelo Petrotto Release No. LR-15246
Feb. 5, 1997	Thomas Warde Release No. LR-15245
Feb. 4, 1997	J.W. Korth & Co. and James Wilder Korth Release No. LR-15244
Feb. 3, 1997	Silicon Graphics, Inc. Release No. LR-15243
Feb. 3, 1997	Nicholas J. Pace Release No. LR-15240
Feb. 3, 1997	One Naples Securities, Inc. and James Zimmerman Release No. LR-15239
Feb. 3, 1997	David E. Freitag Release No. LR-15242
Feb. 3, 1997	Ben Bush Investment Management, Inc Release No. LR-15241
Jan. 31, 1997	Robert C. White Release No. LR-15238
Jan. 31, 1997	Charles O. Huttoe Release No. LR-15237
Jan. 30, 1997	Michael Levine Release No. LR-15236
Jan. 30, 1997	Citi Financial Services, Citi Corp Realty Partners IV, Richard Thomas Mandell, Mark Morgenlender, and Mark Barquera and Mark Cabrerro Release No. LR-15235
Jan. 30, 1997	Martin Kaiden and Martin Kaiden Company, Inc. Release No. LR-15234
Jan. 30, 1997	F.N. Wolf & Co., Inc., Hibbard Brown & Co., Inc., L.C. Wegard & Co., Inc., Franklin N. Wolf, Richard P. Brown, And Leonard B. Greer; Glenn Robert Lawrence, Administrative Law Judge Release No. LR-15233 File Number: 3-8533
Jan. 30, 1997	Telecom Marketing, Inc., Telecom Industries, Inc., Midas Media, Inc., Brixel, Inc., and John Field, IV Release No. LR-15232
Jan. 30, 1997	Richard L. Arnold Release No. LR-15231
Jan. 29, 1997	Linda A. Hodge and The Hodge Group, P.C. Release No. LR-15253
Jan. 29, 1997	Jay Marcus Release No. LR-15230
Jan. 28, 1997	Mustang Development Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene, and Samuel Embras, Jr. Release No. LR-15229
Jan. 28, 1997	Alexander Charles Fuentes Release No. LR-15228
Jan. 28, 1997	Joseph Cusimano Release No. LR-15227
Jan. 23, 1997	Eugene R. Valentine Release No. LR-15226
Jan. 22, 1997	Gary W. Berus and Ronald W. Harper Release No. LR-15225
Jan. 22, 1997	William P. Dillon Release No. LR-15224
Jan. 22, 1997	Jacob Adoni and Victor Douenias Release No. LR-15223
Jan. 21, 1997	Ellis Deyon Release No. LR-15222
Jan. 21, 1997	Thomas Alger and William Mylett Release No. LR-15221
Jan. 17, 1997	Cecil H. Suter Release No. LR-15220
Jan. 17, 1997	Twenty-First Century, Capital Link Holding, Shields, Mariarossi, Marketing Concepts Group, Inc., I-Net Holdings, Inc., Michael Coyne, Apex Marketing, Inc., Capital Link, Inc., Frontline Consulting, Inc. and Twenty-First Century Connection, LP. Release No. LR-15219
Jan. 17, 1997	Nicholas A. Rudi and Public Capital Advisors, Inc. Release No. LR-15218
Jan. 16, 1997	Concept Capital Fund, Ltd., and Multinational Fund Management, Ltd. Release No. LR-15217
Jan. 16, 1997	Robert Albert Merrifield Release No. LR-15216
Jan. 15, 1997	Eugene D. Derry Release No. LR-15215
Jan. 15, 1997	Mark Anthony and Michelle Suppes and Suppes Securities, Inc. Release No. LR-15214
Jan. 15, 1997	RBF International, Inc., and Kenneth P. D'Angelo Release No. LR-15213
Jan. 9, 1997	James S. Faller II Release No. LR-15212
Jan. 9, 1997	Joseph P. Galluzzi Release No. LR-15211
Jan. 9, 1997	Harold Goldstein and Robert Singleton Release No. LR-15210
Jan. 8, 1997	Arie From Release No. LR-15209
Jan. 6, 1997	Milton Weinger Release No. LR-15208
Jan. 6, 1997	Cecil H. Suter Release No. LR-15207
Jan. 6, 1997	Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A (public://migration/litigation/litreleases/lr15206a.txt) : Matthew E. Klenovic, Thomas R. Yearms, Christopher P. Veltmann. May 14, 1997 Release No. LR-15206 See Also: Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A
Jan. 2, 1997	Michael Anthony Chmiel Release No. LR-15205
Jan. 2, 1997	Ronald C. Black Release No. LR-15204
Jan. 2, 1997	Harry C. Morgan, John G. Martines, and John F. Walsh Release No. LR-15203
Dec. 30, 1996	Nicholas A. Rudi, Public Capital Advisors, Inc., Joseph C. Salema, George L. Tuttle, Jr., and Alexander S.Williams Release No. LR-15202
Dec. 30, 1996	Theta Group L.L.C., Shadowstone Partners I, L.L.C., Scott S. Bell and R. Scot Rubel Release No. LR-15201
Dec. 30, 1996	Marguerite Lenfest's Release No. LR-15200
Dec. 26, 1996	Richard M. Simonson Release No. LR-15199
Dec. 26, 1996	Broad Capital Associates, Inc. and Murray Arron Huberfeld Release No. LR-15198 File Number: 3-9101
Dec. 19, 1996	Oscar William Olson, Jr. Release No. LR-15197
Dec. 19, 1996	Blythe Olin Selden and Shiawassee ShoresRetirement Park, Inc. Release No. LR-15196
Dec. 19, 1996	Lynn Roy Oyler Release No. LR-15195
Dec. 19, 1996	Lancaster Broadcasting Partners, Raymond P.O'Connor and R.P. O'Connor and Associates, Inc. Release No. LR-15194
Dec. 19, 1996	Mark S. Ferber Release No. LR-15193

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