Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Feb. 24, 2022	Arthur S. Hoffman Release No. LR-25334 See Also: SEC Complaint
Feb. 22, 2022	John-Michael Havrilla Release No. LR-25333 See Also: SEC Complaint
Feb. 17, 2022	James Velissaris Release No. LR-25331 See Also: SEC Complaint
Feb. 17, 2022	Global Wholehealth Partners Corp., Charles Strongo, Brian M. Volmer, Joshua Yafa, Jamie M. Yafa, and Empire Associates, Inc. Release No. LR-25332 See Also: SEC Complaint
Feb. 11, 2022	Seyed Taher Kameli, et al. Release No. LR-25328 See Also: Judgment
Feb. 11, 2022	Mark J. Boucher and Strategic Wealth Advisor Group Services Inc. Release No. LR-25329 See Also: Order
Feb. 11, 2022	Nathaniel Brown, Benjamin Wylam, Naveen Sood, Marcus Bannon, Matthew Rauch, And Naresh Ramaiya Release No. LR-25330
Feb. 10, 2022	Edward S. Walczak Release No. LR-25327 See Also: Judgment
Feb. 9, 2022	Robert Lenard Booth, Michael D'Urso, Daniel T. Wellcome Jr., Alyssa D'Urso, Antonella Chiaramonte, and Jay Garnock) Release No. LR-25326 See Also: SEC Complaint
Feb. 8, 2022	George S. Blankenbaker, et al Release No. LR-25324
Feb. 7, 2022	Michael M. Beck, a/k/a @BigMoneyMike6, and Relief Defendant Helen P. Robinson Release No. LR-25325 See Also: SEC Complaint
Feb. 2, 2022	Robert Samuel Shumake, Jr., et al Release No. LR-25323 See Also: Judgment - Willard L. Jackson , LLC , s Motion For Entry Of Judgments By Consent
Feb. 2, 2022	Safeguard Metals LLC and Jeffrey S. Santulan Release No. LR-25322 See Also: SEC Complaint
Jan. 28, 2022	HeadSpin, Inc. Release No. LR-25320 See Also: SEC Complaint
Jan. 28, 2022	SeeThruEquity, LLC, Ajay Tandon, and Amit Tandon Release No. LR-25321 See Also: Judgment
Jan. 26, 2022	German Nino Release No. LR-25316 See Also: SEC Complaint
Jan. 26, 2022	Gary Pryor, et al Release No. LR-25317 See Also: Consent Judgment as to Rebecca Pryor , ZipRemit and Lendaily
Jan. 26, 2022	David J.C. Bolton Release No. LR-25318 See Also: SEC Complaint
Jan. 26, 2022	Milrud Release No. LR-25319
Jan. 25, 2022	CKB168 Holdings Ltd., et al. Release No. LR-25315
Jan. 24, 2022	Viktor Gjonaj Release No. LR-25313
Jan. 21, 2022	Ronald C. Montano, et al. Release No. LR-25312 See Also: Judgment
Jan. 21, 2022	Justin W. Keener d/b/a JMJ Financial Release No. LR-25314 See Also: Judgment
Jan. 19, 2022	Phillip W. Offill, Jr. and Justin W. Herman Release No. LR-25309 See Also: SEC Complaint
Jan. 19, 2022	Peter Baker, et al. Release No. LR-25310 See Also: Judgment and Order
Jan. 19, 2022	David P. Forte, Gregory P. Manning and John D. Younis Release No. LR-25311 See Also: SEC Complaint
Jan. 18, 2022	Paul A. Garcia Release No. LR-25308 See Also: SEC Complaint
Jan. 14, 2022	Anthony M. Cottone, et al. Release No. LR-25307 See Also: SEC Complaint
Jan. 13, 2022	Douglas A. Roth Release No. LR-25306 See Also: Judgment
Jan. 11, 2022	David S. Sargent and Christopher M. Klundt Release No. LR-25305 See Also: SEC Complaint
Jan. 10, 2022	Michael F. Shillin Release No. LR-25304 See Also: Judgment
Jan. 7, 2022	Crowd Machine, Inc., Metavine, and Craig Derel Sproule, and Metavine Pty. Ltd. (Relief Defendant) Release No. LR-25303 See Also: SEC Complaint
Jan. 6, 2022	David Schottenstein, Kris Bortnovsky, Ryan Shapiro, Sakal Capital Management, LLC, and Sakal U.S. Fund Release No. LR-25302 See Also: SEC Complaint
Jan. 6, 2022	Russell Craig and OneStep Financial Services, LLC Release No. LR-25300 See Also: Judgment and Order
Jan. 6, 2022	Tanmaya Kabra et al. Release No. LR-25301
Jan. 4, 2022	Bóveda Asset Management, Inc. and George Kenneth Witherspoon, Jr. Release No. LR-25299 See Also: SEC Complaint
Jan. 3, 2022	Robert Samuel Shumake, Jr., et al Release No. LR-25298 See Also: SEC Complaint , Judgment - Nicole Birch , Judgment - Vincent Petrescu , Inc. , Administrative Proceedings Release , Administrative Proceedings Release
Dec. 29, 2021	Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod's Cranium Inc. Release No. LR-25297 See Also: SEC Complaint
Dec. 27, 2021	Timothy Burroughs, Jay Holstine, John Griffin, and Michael Oswald Williams Release No. LR-25296 See Also: SEC Complaint
Dec. 22, 2021	Vladislav Kliushin, Nikolai Rumiantcev, Mikhail Irzak, Igor Sladkov, and Ivan Yermakov Release No. LR-25295 See Also: SEC Complaint
Dec. 22, 2021	James Siniscalchi Release No. LR-25294
Dec. 22, 2021	Marco "Sully" Perez and Permian Basin Proppants, Inc. Release No. LR-25293 See Also: SEC Complaint
Dec. 21, 2021	John Marques, et al. Release No. LR-25292 See Also: SEC Complaint
Dec. 20, 2021	Daniel V.T. Catenacci Release No. LR-25291 See Also: SEC Complaint
Dec. 16, 2021	Alexander Kon Release No. LR-25290 See Also: SEC Complaint
Dec. 15, 2021	Sequential Brands Group, Inc. Release No. LR-25289, AAER-4277
Dec. 15, 2021	Fusion Hotel Management, LLC, Fusion Hospitality Corporation and Denny T. Bhakta Release No. LR-25288 See Also: SEC Complaint
Dec. 10, 2021	Jay Scott Kirk Lee, Geoffrey Allen Wall, and Benjamin Thompson Kirk Release No. LR-25287 See Also: SEC Complaint
Dec. 9, 2021	BitConnect, et al. Release No. LR-25286
Dec. 9, 2021	Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla Release No. LR-25285 See Also: SEC Complaint
Dec. 8, 2021	The Heartland Group Ventures, LLC, et al. Release No. LR-25284 See Also: SEC Complaint
Dec. 7, 2021	Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq Release No. LR-25283
Dec. 6, 2021	American Renal Associates Holdings, Inc., Jonathan L. Wilcox, Jason M. Boucher, and Karen J. Smith Release No. LR-25282 See Also: SEC Complaint
Dec. 3, 2021	Guillaume David Boccara Release No. LR-25279
Dec. 3, 2021	Kirk Sperry and Sperry and Sons Capital Investments, LLC Release No. LR-25278 See Also: Final Judgment
Dec. 3, 2021	Auzins Release No. LR-25277 See Also: SEC Complaint
Dec. 3, 2021	Michael J. Starkweather and Andiamo Corporation Release No. LR-25281 See Also: SEC Complaint , Default Judgment
Dec. 3, 2021	Tom Simeo Release No. LR-25280 See Also: Order
Dec. 2, 2021	Carnovale, et al.; Release No. LR-25276 See Also: SEC Complaint
Dec. 1, 2021	Robert C. Dobkin, Cynthia Braun, Michael Fiorillo and Jeffrey S. Gregersen Release No. LR-25275 See Also: SEC Complaint
Nov. 30, 2021	Marc Demane Debih Release No. LR-25274 See Also: SEC Complaint
Nov. 24, 2021	Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-25273 See Also: Final Judgment - Jimerson , Final Judgment - Kuhnash
Nov. 24, 2021	Guy Scott Griffithe and Robert William Russell Release No. LR-25272
Nov. 23, 2021	Carol E. Cohen and Austin Rotter Release No. LR-25268 See Also: SEC Complaint
Nov. 23, 2021	John A. Paulsen Release No. LR-25267 See Also: Final Judgment
Nov. 23, 2021	Ryan Ginster Release No. LR-25271 See Also: SEC Complaint
Nov. 23, 2021	Ronald T. Molo Release No. LR-25270 See Also: SEC Complaint
Nov. 23, 2021	Tomer Feingold and Dov Malnik Release No. LR-25269
Nov. 19, 2021	James David O'Brien Release No. LR-25266 See Also: SEC Complaint
Nov. 15, 2021	Ramiro Jose Sugranes, et al. Release No. LR-25265 See Also: SEC Complaint
Nov. 15, 2021	Joshua Burrell and Activated Capital, LLC Release No. LR-25263 See Also: SEC Complaint
Nov. 12, 2021	Terraform Labs PTE, Ltd. and Do Kwon Release No. LR-25262
Nov. 10, 2021	Gerald Fauth Release No. LR-25261
Nov. 9, 2021	CF3 Enterprises, LLC, et al. Release No. LR-25260 See Also: SEC Complaint
Nov. 8, 2021	Swapnil J. Rege and SwapStar Capital, LLC Release No. LR-25259
Nov. 8, 2021	Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund Release No. LR-25258
Nov. 5, 2021	Joseph A. Cammarata, et al. Release No. LR-25257 See Also: SEC Complaint
Nov. 5, 2021	Steven F. Muntin Release No. LR-25255 See Also: SEC Complaint
Nov. 4, 2021	David P. Godwin, et al. Release No. LR-25254 See Also: SEC Complaint
Nov. 1, 2021	Mark A. Miller, Saeid Jaberian and Christopher J. Rajkaran Release No. LR-25253 See Also: SEC Complaint
Nov. 1, 2021	Howard S. Kleyman Release No. LR-25252 See Also: SEC Complaint , Administrative Proceedings Release
Nov. 1, 2021	Kenneth A. Welsh Release No. LR-25251 See Also: SEC Complaint
Oct. 29, 2021	BNZ One Capital, LLC, et al. Release No. LR-25250 See Also: SEC Complaint
Oct. 27, 2021	Swapnil J. Rege and SwapStar Capital, LLC Release No. LR-25249 See Also: SEC Complaint
Oct. 26, 2021	Steven M. Gallagher, a/k/a "Alexander Delarge" Release No. LR-25248 See Also: SEC Complaint
Oct. 26, 2021	Denis Georgiyevich Sotnikov, et al. Release No. LR-25247 See Also: Judgment
Oct. 26, 2021	Ann M. Vick Release No. LR-25246 See Also: SEC Complaint
Oct. 25, 2021	Marcus Boggs Release No. LR-25245 See Also: SEC Complaint
Oct. 20, 2021	Robert Bernardi, Nihat Cardak, and Sunil Chandra, Defendants, and Daniel Bernardi, Diane Olsen, and Jenifer Bernardi, Relief Defendants, Civ. Action Release No. LR-25244 See Also: SEC Complaint
Oct. 15, 2021	Vassilios Trikantzopoulos, et al. Release No. LR-25243
Oct. 7, 2021	Steven Pagartanis Release No. LR-25242
Oct. 6, 2021	Ron K. Harrison., et al. Release No. LR-25241 See Also: SEC Complaint
Oct. 6, 2021	CanaFarma Hemp Products Corp., et al. Release No. LR-25240 See Also: SEC Complaint
Oct. 1, 2021	Keith A. Wakefield Release No. LR-25239 See Also: SEC Complaint
Oct. 1, 2021	TCFG Investment Advisor, LLC, TCFG Wealth Management, LLC and Richard James Roberts Release No. LR-25238 See Also: SEC Complaint
Sept. 30, 2021	Punch TV Studios. Inc., et al. Release No. LR-25237 See Also: SEC Complaint
Sept. 30, 2021	Mark Allan Plummer, et al. Release No. LR-25235 See Also: SEC Complaint
Sept. 29, 2021	Sky Group, et al. Release No. LR-25234 See Also: SEC Complaint
Sept. 29, 2021	Gregory L. Ciccone, et al. Release No. LR-25236 See Also: SEC Complaint
Sept. 28, 2021	Naseem Mohammed Salamah. Release No. LR-25233 See Also: SEC Complaint

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