Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
April 7, 1999	Whitworth Energy Resources, Ltd., et al. Release No. LR-16111
April 7, 1999	Alpha Diversified Industries, Inc., Ralph W. Leblanc, and Robert M. Bingham Release No. LR-16108
April 7, 1999	First California Capital Markets Group, Inc., H. Michael Richardson and Derrick P. Dumont Release No. LR-16107
April 6, 1999	James Michael Cogley, et al. Release No. LR-16106
April 5, 1999	David W. Hall, et al. Release No. LR-16105
April 2, 1999	Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Release No. LR-16104
April 2, 1999	Michael Cardascia and Strathmore Equity Services, Inc. Release No. LR-16103
March 31, 1999	Patrick L. Antrim, David Hudson III, Loretta Antrim and Michael S. Whitney Release No. LR-16101
March 31, 1999	Jeffrey Norton, Donald Reynolds, Edward Menster and John Tartaglia Release No. LR-16100
March 31, 1999	Guido Volante and Miriam Mercado Release No. LR-16102
March 30, 1999	Vladislaw Steven Zubkis, et al. Release No. LR-16099
March 30, 1999	Golf Ventures, Inc. Release No. LR-16098 File Number: 3-9856
March 30, 1999	Joseph Dimauro, Stephen Dilorenzo, Mujahid Bashir and Joel Pensley Release No. LR-16097
March 26, 1999	James Michael Cogley, et al. Release No. LR-16096
March 25, 1999	Craig Ryan Spradling Release No. LR-16095
March 22, 1999	Edward B. Taxin and the Taxin Network Release No. LR-16094
March 22, 1999	David Cottrill Release No. LR-16093
March 19, 1999	Richard J. Smith Release No. LR-16092
March 18, 1999	Marisa Baridis, et al., and Howard Boyar Release No. LR-16090
March 18, 1999	Michael A. Todd, Kim J. Brown, Jerry L. Aubrey, Gary Jason McCrory, Gary L. Cleverly, Calvin J. Calvin, and Todd J. Taylor Release No. LR-16091
March 17, 1999	Benjamin Franklin Cook, individually, and DBA Dennel Finance Limited, Gerald Lee Pate, Ellsworth Wayne McLaws and Alan Clagg, et al. Release No. LR-16089
March 17, 1999	Cihaco International, Inc., Hartmut Haussecker, Bartley Carson Healy, and Tanya Llanes-Tarver Release No. LR-16087A
March 15, 1999	Betting, Inc. Release No. LR-16088
March 12, 1999	Cihaco International, Inc., Hartmut Haussecker, Bartley Carson Healy and Tanya Llanes-Tarver Release No. LR-16087
March 12, 1999	Microwest Industries, Inc., Microwest Income Fund, Thomas Perkins, et al. Release No. LR-16086
March 12, 1999	Omni International Trading, Inc., Daniel L. Koehler, Michael A. Wilcox Release No. LR-16085
March 11, 1999	Chester Holdings, Ltd., formerly named Aqua Buoy Corporation, Joseph Pignatiello, Constance Pignatiello and Christopher Werner Release No. LR-16084
March 9, 1999	Michael J. Randy, et al. Release No. LR-16081
March 9, 1999	Hahn Truong, Hieu Truong, Hen Truong, Nina Vinh, Mike Pirbazari and Christopher Nguyen Release No. LR-16080
March 9, 1999	Capital Acquisitions, Inc, Pete Buffo and Wayne Notwell, et al. Release No. LR-16083
March 9, 1999	Paramound Capital Management, Inc and William Bolton Release No. LR-16082
March 8, 1999	Golden Eagle International, Inc. Release No. LR-16079
March 5, 1999	Mark T. Fukuhara, Andrew L. O'Connell, and Robert J. Anselmo Release No. LR-16078
March 5, 1999	Patrick L. Antrim, David Hudson III, Loretta Antrim and Michael S. Whitney Release No. LR-16077
March 2, 1999	Mehl Biophile International Corporation Release No. LR-16076
March 2, 1999	Lynne K. Mercer Release No. LR-16075
March 2, 1999	Stevan A. Birnbaum Release No. LR-16074
March 2, 1999	Internet Telecommunications Albany System SMR, et al. Release No. LR-16073
Feb. 25, 1999	Göran Hedén and certain unknown purchasers of common stock of Pinkerton's, Inc. Release No. LR-16070
Feb. 25, 1999	Futrex, Inc., Futrex Medical Instrumentation, Inc., and Robert D. Rosenthal Release No. LR-16072
Feb. 25, 1999	Commercial Express, et al. Release No. LR-16071
Feb. 24, 1999	P. Joseph Vertucci, Bruce E. Straughn, Robert V. Petry, Roland R. Baughman, Richard M. Johnson, Edward Meyer, Jr., and Hazlet Investors, Inc. Release No. LR-16069
Feb. 24, 1999	Robert S. Barton Release No. LR-16068
Feb. 23, 1999	Charles D. Ledford Release No. LR-16067
Feb. 18, 1999	Grady A. Sanders and Erica J. Hull Release No. LR-16065
Feb. 18, 1999	Glittergrove Investments, Ltd. Release No. LR-16064
Feb. 17, 1999	Norsul Oil & Mining, Ltd. and Wayne E. Fowler Release No. LR-16066
Feb. 16, 1999	Robert Cochran, et al. Release No. LR-16063
Feb. 16, 1999	Roger H. Licht, et al. Release No. LR-16062
Feb. 12, 1999	Lisa C. Herbst Release No. LR-16059
Feb. 12, 1999	Gorman K. Wong Release No. LR-16061
Feb. 12, 1999	Peter C. Bucchieri and David S. Weil Release No. LR-16060
Feb. 11, 1999	Samir Traboulsi, et al. Release No. LR-16058
Feb. 11, 1999	Satcom, Inc., Satcom Marketing and Distribution, Inc., Tricap Ventures, Coastal Enterprises, Lloyd D. Paine, Scott C. Messier and Lawrence C. Harvey Release No. LR-16057
Feb. 10, 1999	William T. Craig and Scott R. Sieck Release No. LR-16056
Feb. 8, 1999	Forex Asset Management, L.L.C., et al. Release No. LR-16055
Feb. 4, 1999	Lennox Investment Group, Ltd., Active International, Inc., Randall W. Law, James F. Wardell, Monica M. Iles, Frank L. Peitz, and Daniel B. Benson Release No. LR-16054
Feb. 4, 1999	Trinity Gas Corporation and Sidney W. Sers Release No. LR-16053
Feb. 3, 1999	Donna Yun and Jerry Burch Release No. LR-16052
Feb. 2, 1999	Richard F. Rubin, Edward T. Creevy, Ronald H. Hollandsworth, and Kymberlee W. Kulis Release No. LR-16051
Feb. 2, 1999	Floyd Leland Ogle, Donald Tabor, Kailey Mining Co., Reuben Peters, Peters Securities Co., LP, Albinas Kurkulis, Andrew Kurkulis, Paul Kurkulis, Gary Cotten, and Robin Opp Release No. LR-16050
Feb. 1, 1999	Charles L. Brumfield Release No. LR-16049
Jan. 27, 1999	Carlo D'Alelio Release No. LR-16048
Jan. 27, 1999	Larry F. Smath, Gregory R. Salvage, Joseph T. Falcone, Peter L. Cohen, Seth J. Glaser and Frank Zangara Release No. LR-16047
Jan. 26, 1999	Hong Lu and Chi-lin Tom, et al Release No. LR-16046
Jan. 26, 1999	Peter Joseph Cammarano and Cammarano and Associates, Inc. Release No. LR-16045
Jan. 25, 1999	One or More Unknown Purchasers of Call Options and Common Stock of USCs International, Inc. Release No. LR-16044
Jan. 25, 1999	The Home Link Corp., Home Link of Florida, Inc., Home Link of Nevada, Inc., and Matt Matson Release No. LR-16043
Jan. 25, 1999	Bradley J. Simmons and American Energy Group, Ltd. Release No. LR-16042
Jan. 22, 1999	Joseph P. Medsker, Unified Financial Services Agency Corp., and Unified Financial Services Advisory Corp. Release No. LR-16041
Jan. 22, 1999	Randall Smith Kuhlmann, et al Release No. LR-16040
Jan. 22, 1999	Millennium Software Solutions, Inc. and Mark Shkolir Release No. LR-16039
Jan. 21, 1999	Ronnie R. Neihart and Synvion Corporation Release No. LR-16038
Jan. 21, 1999	Assured International Inc. and Sam E. Harris Release No. LR-16037
Jan. 21, 1999	William B. Lum and Michael Saltzstein Release No. LR-16036
Jan. 21, 1999	Cavanagh et al. Release No. LR-16035
Jan. 21, 1999	Donald Wallace, et al. Release No. LR-16034
Jan. 21, 1999	Garth H. Drabinsky, Myron I. Gottlieb, Robert Topol, Gordon C. Eckstein, Maria M. Messina, Diane J. Winkfein, D. Grant Malcolm And Tony Fiorino Release No. LR-16033
Jan. 20, 1999	Green Oasis Environmental, Inc., William D. Carraway, Raymond C. O'Brien and Ronald V. Reece, and Mary Ann Carraway Release No. LR-16032
Jan. 20, 1999	Sunbelt Development Corporation, Wendell Rogers, Donald Hammond, and Willis David Release No. LR-15615
Jan. 19, 1999	Uniglobe Trading Company, Inc. Release No. LR-16031
Jan. 19, 1999	Michael Snowhite, BLS Consulting, Charles Boratgis, Paul Land, Jeffrey Stern, Shelley Olander, Morrey Wasserman, 900 Financial Services, L.L.C., David Kane, and Sam Sarcinelli d/b/a/ S&S Consulting Release No. LR-16030
Jan. 19, 1999	Matthew Peter Bowin Release No. LR-16029
Jan. 19, 1999	Michael A. Huxley and Thorne Castle Ltd. Release No. LR-16028
Jan. 19, 1999	Michael D. Richmond, individually, Michael D. Richmond d/b/a Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC, K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as relief defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust Release No. LR-16027
Jan. 19, 1999	Alan Benlolo a/k/a Allen Bender a/k/a Haime Escalante a/k/a Stuart Jeffries, Michael Risman a/k/a Graham Baker, Lenny Nacher a/k/a Alexander Hamilton a/k/a Stuart Jeffries, and Stephen Dale a/k/a Dane Templeton (Additional materials – the complaint (https://www.sec.gov/divisions/enforce/extra/ben-cmp3.htm) against Benlolo et al. and a questionnaire (https://www.sec.gov/divisions/enforce/extra/benloloq.htm) of investors' experiences – are available for this release.) Release No. LR-16026 See Also: the complaint , against Benlolo et al. and a questionnaire
Jan. 19, 1999	Affordable Prepaid Cellular, Inc., and John C. Rockett Release No. LR-15614
Jan. 13, 1999	Internet Casino Sports Gaming, LLC, Internet Casino Sports Gaming, Inc., Robert Matias a/k/a Robert Duvall, and Alan Lenchner a/k/a Alan Lane Release No. LR-16025
Jan. 13, 1999	Paul J. Montle, LS Capital Corporation, Paul V. Culotta, Carol C. Martino, CMA Noel, Ltd., Mario J. Iacoviello, Ilan Arbel, and Europe American Capital Corporation Release No. LR-16024
Jan. 13, 1999	Michael W. Ribant, d/b/a Trinity Capital Release No. LR-16023
Jan. 13, 1999	Garth H. Drabinsky, Myron I. Gottlieb, Robert Topol, Gordon C. Eckstein, Maria M. Messina, Diane J. Winkfein, D. Grant Malcolm and Tony Fiorino Release No. LR-16022
Jan. 12, 1999	New Era Technologies International, Inc. and Brent A. Jones Release No. LR-16021
Jan. 12, 1999	Barnard Sackett, John H. Schriek and Enviroland, Ltd. Release No. LR-16020
Jan. 11, 1999	Todd J. Lascola, CPI, Investment Management, Inc., and CPA Advisors Network, Inc Release No. LR-16019
Jan. 7, 1999	Wayne F. Gorsek, Lyndell Parks, P. Brenden Gebben, and Troy Justus Release No. LR-16018
Jan. 7, 1999	Joseph Dimauro, Stephen Dilorenzo, Mujahid Bashir and Joel Pensley Release No. LR-16017
Jan. 6, 1999	The Better Life Club of America, Inc., and Robert N. Taylor, Defendants, and Wilkins McNair, Jr., CPA, as Trustee, and Elizabeth Lawson Release No. LR-16016
Jan. 6, 1999	American Telecom Interconnect, Inc., Steven Barkus, Michael Lombardo, Bradley Turner, David Munoz, I.B.T. Financial Group, Inc., J. R. Munoz, and Premier Capital Investments, Defendants and Linq Up America (Los Angeles), Inc., and America's Choice Communications, Inc. Release No. LR-16014A
Jan. 4, 1999	Darryl M. Holzman et al. Release No. LR-16015
Jan. 4, 1999	American Telecom Interconnect, Inc., Steven Barkus, Michael Lombardo, Bradley Turner, David Munoz, I.B.T. Financial Group, Inc., J.R. Munoz, and Premier Capital Investments, Defendants and Linq Up America (Los Angeles), Inc., and America's Choice Communications, Inc. Release No. LR-16014

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