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  4. 3-22491

Administrative Proceeding File No. 3-22491

Respondents

Colletti, Michael C.
Release Date Release Number Other Release Numbers Name of Document
Aug. 11, 2025 34-103669 Order Scheduling Briefs
Release Date Release Number Other Release Numbers Name of Document
Aug. 11, 2025 Order Scheduling Briefs
Sept. 9, 2025 Opening Brief ISO Application for Review
Sept. 15, 2025 FINRA’s Opposition to Applicant Colletti's Motion for Remand or, Alternatively, to Adduce Additional Evidence
Sept. 9, 2025 Applicant Michael Colletti's Motion for Remand or, Alternative, Motion for Review of Additional Evidence
Dec. 2, 2025 FINRA’s Brief in Opposition to Application for Review
Dec. 16, 2025 Applicant Colletti's Reply ISO Application for Review
Dec. 16, 2025 Applicant Colletti's Reply in Support of Application for Review (Corrected)
July 10, 2025 Petition for Review of FINRA NAC Decision

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