Administrative Proceeding File No. 3-22457
Respondents
Shanmugam, Manivannan
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-102452 |
|
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions |