Administrative Proceeding File No. 3-21998

Respondents

Apex Clearing Corporation
Release Date Release Number Other Release Numbers Name of Document
34-102860
  • IA-6874
 Order Denying Motions to Modify or Amend and Stay Settled Orders
34-102347 Order Granting Extension of Time
34-100702 Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) And 21C of Securities Exchange Act of 1934, Making Findings, And Imposing Remedial Sanctions and a Cease-and-Desist Order
Release Date Release Number Other Release Numbers Name of Document
Order Granting Extension of Time
Respondent Apex's Motion to Modify Ordered Undertakings in Administrative Proceeding and for Administrative Stay
Division of Enforcement's Request for Extension of Time
Letter to the Commission dated February 10, 2025
Division of Enforcement’s Opposition to Respondent’s Motion to Modify Ordered Undertakings in Administrative Proceeding
Respondent Apex's Reply Brief ISO Motion to Modify Ordered Undertakings in Administrative Proceeding and Motion for Stay
Order Denying Motions to Modify or Amend and Stay Settled Orders

Documents