Administrative Proceeding File No. 3-21848

Respondents

Lincoln Financial Advisors Corporation; Lincoln Financial Securities Corporation
Release Date Release Number Other Release Numbers Name of Document
34-99499
  • IA-6548
 Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Request for Extension of Time
Division of Enforcement’s Opposition to Respondents’ Motion to Modify Ordered Undertakings in Administrative Proceeding

Documents