Administrative Proceeding File No. 3-21682
Respondents
Wines, James Michael
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 33-11327 | Order Terminating Additional Preceedings | ||
| 33-11239 | Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order |