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  4. 3-21578

Administrative Proceeding File No. 3-21578

Respondents

Bahgat, Tarek D.
Release Date Release Number Other Release Numbers Name of Document
Oct. 4, 2024 34-101247
  • IA-6742
Order Directing Additional Submissions
May 28, 2024 34-100226 Order to Show Cause
Oct. 31, 2023 34-98832
  • IA-6473
Order Regarding Service
Aug. 22, 2023 34-98195
  • IA-6382
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Oct. 31, 2023 Order Regarding Service
Nov. 28, 2023 Division of Enforcement’s Status Report
March 12, 2024 Division of Enforcement's Proof of Service
May 28, 2024 Order to Show Cause
July 9, 2024 Division of Enforcement's Motion for Default Against Respondent Bahgat
Oct. 4, 2024 Order Directing Additional Submissions
Nov. 18, 2024 Division of Enforcement's Response to the Order Directing Additional Submissions
Nov. 18, 2024 Division of Enforcement's Notice of Manuel Filing
Nov. 18, 2024 Division of Enforcement's Declaration of Neil Hendelman
Nov. 18, 2024 Division of Enforcement's Declaration of David Stoelting

Documents

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