Administrative Proceeding File No. 3-21400

Respondents

Sztrom, Michael and Sztrom, David


Release Date	Release Number	Name of Document
Dec. 28, 2023	IA-6518	Order Denying Joint Request to Stay Proceeding
Dec. 28, 2023	IA-6517	Order Postponing Hearing-Related Deadlines
July 13, 2023	IA-6347	Scheduling Order
June 23, 2023	IA-6335	Order Regarding Prehearing Conference
May 2, 2023	IA-6296	Order Instituting Administrative Proceedings Pursuant to Section Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
May 25, 2023			Respondents Michael Sztrom and David Sztrom's Answer
July 13, 2023			Scheduling Order
July 7, 2023			Joint Prehearing Conference Statement
Sept. 7, 2023			Division of Enforcement's Motion for Summary Disposition
Sept. 28, 2023			Respondents' Opposition to Summary Disposition
Oct. 12, 2023			Division of Enforcement's Reply ISO Summary Disposition
Nov. 20, 2023			Joint Request to Stay Proceedings
Dec. 28, 2023			Order Denying Joint Request to Stay Proceeding
Dec. 8, 2023			Joint Request to Vacate Deadlines