Administrative Proceeding File No. 3-21030
Respondents
Vaccarelli, Leon
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-102101 |
|
Opinion of the Commission and Order Imposing Remedial Sanctions | |
| 34-99917 |
|
Order Granting Extension of Time | |
| 34-99485 | Order Clarifying Status of Proceeding, Setting New Response Date to October 2023 Order, and Providing a Copy of The Rules of Practice | ||
| 34-98986 |
|
Order Directing Division of Enforcement to Mail Filing to Respondent's Current Address | |
| 34-98757 |
|
Order Requesting Additional Briefing and Materials | |
| 34-97425 |
|
Order Scheduling Briefs | |
| 34-96853 |
|
Order Discharging Order to Show Cause and Directing Prehearing Conference | |
| 34-96420 |
|
Order to Show Cause | |
| 34-95671 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing |