Administrative Proceeding File No. 3-20941

Respondents

LaGuardia, Donald S., Jr.


Release Date	Release Number	Name of Document
Oct. 2, 2024	IA-6739	Opinion of the Commission
Sept. 13, 2023	IA-6416	Order Scheduling Briefs
Aug. 8, 2023	IA-6371	Order Denying Stay and Directing Prehearing Conference
Aug. 1, 2022	IA-6078	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 21, 2022			Respondent LaGuardia's Answer
Aug. 1, 2022			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Sept. 5, 2023			Division of Enforcement’s Status Report
Sept. 22, 2023			Division of Enforcement’s Motion for Summary Disposition
Oct. 13, 2023			Respondent LaGuardia’s Letter Re Motion for Summary Disposition
Oct. 2, 2024			Opinion of the Commission