Administrative Proceeding File No. 3-20905

Respondents

Young, James Thomas


Release Date	Release Number	Name of Document
Oct. 8, 2024	34-101273	Opinion of the Commission
Aug. 19, 2024	34-100758	Order Extending Time to Issue Decision
May 20, 2024	34-100174	Order Extending Time to Issue Decision
Feb. 20, 2024	34-99562	Order Extending Time to Issue Decision
April 19, 2023	34-97323	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
June 23, 2022			Application for Review
May 19, 2023			Applicant Young's Opening Brief
July 7, 2022			FINRA’s Unopposed Motion to Consolidate
June 20, 2023			FINRA’s Opposition to Application for Review
Feb. 20, 2024			Order Extending Time to Issue Decision
Oct. 8, 2024			Opinion of the Commission