Administrative Proceeding File No. 3-20823

Respondents

Cawthorne, Lynn D.


Release Date	Release Number	Other Release Numbers	Name of Document
March 8, 2024	34-99694	IA-6569	Order to Show Cause
Jan. 24, 2024	34-99420	IA-6534	Order Regarding Service
Dec. 22, 2023	34-99236	IA-6513	Order Regarding Service
April 15, 2022	34-94734	IA-5998	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 6, 2022			Division of Enforcement's Motion for Default
April 15, 2022			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Jan. 3, 2024			Division of Enforcement's Additional Proof of Service
Jan. 24, 2024			Order Regarding Service
March 8, 2024			Order to Show Cause