Administrative Proceeding File No. 3-20811

Respondents

Zipper, Bruce and Dakota Securities International, Inc.
Release Date Release Number Other Release Numbers Name of Document
34-100777 Opinion of the Commission
34-100355 Order Extending Time to Issue Decision
34-99754 Order Extending Time to Issue Decision
34-99194 Order Extending Time to Issue Decision
34-98427 Order Extending Time to Issue Decision
34-98121 Second Order Requesting Additional Written Submission
34-97971 Order Requesting Additional Written Submission
34-97758 Order Extending Time to Issue Decision
34-97164 Order Extending Time to Issue Decision
34-94923 Order Scheduling Briefs
34-94728 Extension Order
Release Date Release Number Other Release Numbers Name of Document
Bruce Zipper's Application for Review
Bruce Zipper's Addendum
FINRA's Opposition to Application for Review
Bruce Zipper's Response to FINRA's Brief
Extension Order
Order Scheduling Briefs
Order Extending Time to Issue Decision
Order Requesting Additional Written Submission
Bruce Zipper's Motion to Allow Dakota Securities to Join Brief
Margaret Zipper’s Submission Re Joining Briefs
Bruce Zipper's Motion for Hearing
Letter from Bruce Zipper
Opinion of the Commission

Documents