Administrative Proceeding File No. 3-20794

Respondents

Halpern & Associates LLC Barbara Halpern, CPA
Release Date Release Number Other Release Numbers Name of Document
34-101504 Order Dismissing Proceeding
34-94996 Order Granting an Extension of Time
34-94626 Order Granting an Extension of Time
34-94410
  • AAER-4288
 Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent Answer to Order Instituting Public Administrative Proceedings
Respondent Motion for Ruling on the Pleadings
Division Opposition to Respondent Motion for Judgment on the Pleadings
Respondents' Motion to Strike and Memorandum of Law in Support of the Motion to Strike
Respondent's Reply Memorandum in Further Support of their Motion for Ruling on the Pleadings
Division Partial Opposition to Respondent Motion to Strike
Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
Order Granting an Extension of Time
Order Granting an Extension of Time
Division of Enforcement's Motion to Dismiss
Order Dismissing Proceeding

Documents