Administrative Proceeding File No. 3-20680

Respondents

Paulsen, John A.
Release Date Release Number Other Release Numbers Name of Document
34-94932
  • IA-6028
 Order Denying Motion to Extend Deadline as Moot and Supplementing Prior Extension Order to Reflect Filing of Brief
34-94903
  • IA-6021
 Order Granting an Extension of Time
34-94491
  • IA-5982
 Order Scheduling Briefs
34-93939
  • IA-5941
 Order Granting an Extension of Time
34-93805
  • IA-5928
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer to Order Instituting Administrative Proceedings with Exhibits A Through D
Division of Enforcement's Motion for Summary Disposition Against Respondent and Supporting Mem. Of Law
Respondent Memorandum of Law in Opposition to the Division Motion for Summary Disposition
Declaration of Support Eric M. Creizman in Support of Respondent Memorandum of Law in Opposition to the Division Motion for Summary Disposition with Attachments
Division of Enforcement's Reply ISO Summary Disposition
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Granting an Extension of Time
Order Scheduling Briefs
Order Granting an Extension of Time
Order Denying Motion to Extend Deadline as Moot and Supplementing Prior Extension Order to Reflect Filing of Brief

Documents