Administrative Proceeding File No. 3-20647

Respondents

Flesche, Paul Eric
Release Date Release Number Other Release Numbers Name of Document
34-104710 Order Dismissing Motion as Moot
34-101991 Opinion of the Commission
34-101642 Order Extending Time to Issue Decision
34-100759 Order Extending Time to Issue Decision
34-100173 Order Extending Time to Issue Decision
34-99564 Order Extending Time to Issue Decision
34-98995 Order Extending Time to Issue Decision
34-98177 Order Extending Time To Issue Decision
34-97537 Order Extending Time to Issue Decision
34-96955 Order Extending Time to Issue Decision
34-94593 Extension Order
34-94357 Extension Order
34-93796 Extension Order
34-93730 Order Scheduling Briefs
34-93606 Extension Order
Release Date Release Number Other Release Numbers Name of Document
Application for Review
Applicant Opening Brief
FINRA's Brief in Opposition to Application for Review
Applicant Application for Oral Arguments
Applicant Reply Brief in Support of Appeal
Order Extending Time to Issue Decision
Extension Order
Order Scheduling Briefs
Extension Order
Extension Order
Extension Order
Order Extending Time to Issue Decision
Order Extending Time To Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Letter to Secretary and Commissioners dated 6-17-2025
Applicant Flesche's Motion to Dismiss FINRA Disciplinary Matter with Prejudice
FINRA’s Response to Respondent Flesche’s Motion to Dismiss
Respondent Flesche Reply in Further Support of Motion to Dismiss FINRA Disciplinary Matter with Prejudice
FINRA’s Letter Re Motion to Dismiss
Order Dismissing Motion as Moot

Documents