Administrative Proceeding File No. 3-20395

Respondents

Stockman Kast Ryan & Co. LLP. Ellen S. Fisher, CPA; Kast, David H., CPA
Release Date Release Number Other Release Numbers Name of Document
34-94570
  • IA-5989
  • AAER-4291
 Order Making Findings, Imposing Remedial Sanctions, and a Cease-and-Desist Order Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practic\
e
34-94266
  • IA-5968
  • AAER-4282
 Stay Order
34-93756
  • IA-5922
  • AAER-4276
 Stay Order
34-93092
  • IA-5870
  • AAER-4255
 Order
34-92859
  • IA-5844
  • AAER-4246
 Order
34-92534
  • IA-5811
  • AAER-4237
 Order
34-92458
  • IA-5784
  • AAER-4229
 Order Regarding Service
34-92382
  • IA-5773
  • AAER-4226
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practice and Notice \
of Hearing
Release Date Release Number Other Release Numbers Name of Document
Answer of Respondents Stockman Kast Ryan & CO, LLP, Ellen S. Fisher, CPA, and David H. Kast, CPA
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practice and Notice \
of Hearing
Order Making Findings, Imposing Remedial Sanctions, and a Cease-and-Desist Order Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practic\
e
Order Regarding Service
Order
Order
Order
Stay Order
Stay Order

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