Administrative Proceeding File No. 3-20317

Respondents

Varma, Sandeep


Release Date	Release Number	Name of Document
Aug. 10, 2023	34-98102	Opinion of the Commission
Aug. 7, 2023	34-98068	Order Extending Time to Issue Decision
May 8, 2023	34-97458	Order Extending Time to Issue Decision
Feb. 6, 2023	34-96807	Order Extending Time to Issue Decision
Nov. 8, 2022	34-96276	Order Extending Time to Issue Decision
Aug. 9, 2022	34-95447	Order Extending Time to Issue Decision
May 9, 2022	34-94880	Order Extending Time to Issue Decision
Feb. 7, 2022	34-94175	Order Extending Time to Issue Decision


Release Date	Release Number	Other Release Numbers	Name of Document
May 14, 2021			Application for Review and Notice of Appearance, Owen Harnett, on Behalf of Applicant
May 28, 2021			FINRA's Motion to Dismiss Sandeep Varma's Application for Review and to Stay Briefing
June 2, 2021			Respondent Varma's Response to FINRA's Motion to Dismiss Application for Review and to Stay Briefing
June 7, 2021			FINRA's Reply ISO its Motion to Dismiss Sandeep Varma's Application for Review
Feb. 7, 2022			Order Extending Time to Issue Decision
May 9, 2022			Order Extending Time to Issue Decision
Nov. 8, 2022			Order Extending Time to Issue Decision
Aug. 9, 2022			Order Extending Time to Issue Decision
Feb. 6, 2023			Order Extending Time to Issue Decision