Administrative Proceeding File No. 3-20184

Respondents

Sood, Munish


Release Date	Release Number	Other Release Numbers	Name of Document
March 1, 2021	34-91228		Scheduling Order
Dec. 21, 2020	34-90751	IA-5652	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Section 15(b)(6) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 11, 2021			Respondent Sood's Answer to Order
April 29, 2021			Division of Enforcement's Motion for Summary Disposition
June 2, 2021			Respondent Sood's Opposition to Division of Enforcement's Motion
June 2, 2021			Index of Attachments ISO Respondent Sood's Opposition
June 2, 2021			Declaration of Jay A. Dubow ISO Respondent Sood's Opposition
June 10, 2021			Division of Enforcement's Reply ISO Motion for Summary Disposition
June 30, 2021			Respondent Sood's Opposition to Division of Enforcement's Motion
June 30, 2021			Respondent Sood's Motion for Oral Argument
June 30, 2021			Declaration of Jay A. Dubow ISO Munish Sood's Response to the Division of Enforcement’s Motion for Summary Disposition
Dec. 21, 2020			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Section 15(b)(6) of the Securities Exchange Act of 1934 and Notice of Hearing
March 1, 2021			Scheduling Order
Feb. 20, 2024			Division of Enforcement's Status Report